FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
STARBUCKS CORP [ SBUX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 09/13/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/30/2009 | G | V | 180,000 | D | $0.0000 | 19,120,003(1) | D | ||
Common Stock | 01/15/2010 | G | V | 2,500,000 | D | $0.0000 | 14,120,003(2) | D | ||
Common Stock | 09/13/2010 | M | 400,000 | A | $10.0938 | 14,520,003 | D | |||
Common Stock | 09/13/2010 | S | 400,000 | D | $25.8069(3) | 14,120,003 | D | |||
Common Stock | 09/14/2010 | M | 730,000 | A | $10.0938 | 14,850,003 | D | |||
Common Stock | 09/14/2010 | S | 730,000 | D | $25.7677(4) | 14,120,003 | D | |||
Common Stock | 09/15/2010 | M | 450,000 | A | $10.0938 | 14,570,003 | D | |||
Common Stock | 09/15/2010 | S | 450,000 | D | $25.6346(5) | 14,120,003 | D | |||
Common Stock | 01/15/2010 | G | V | 2,500,000 | A | $0.0000 | 2,500,000 | I | By Spouse | |
Common Stock | 2,500,000 | I | By GRAT |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $10.0938 | 09/13/2010 | M | 400,000 | (6) | 10/02/2010 | Common Stock | 400,000 | $0.0000 | 1,180,000 | D | ||||
Stock Option (Right to Buy) | $10.0938 | 09/14/2010 | M | 730,000 | (6) | 10/02/2010 | Common Stock | 730,000 | $0.0000 | 450,000 | D | ||||
Stock Option (Right to Buy) | $10.0938 | 09/15/2010 | M | 450,000 | (6) | 10/02/2010 | Common Stock | 450,000 | $0.0000 | 0.0000 | D |
Explanation of Responses: |
1. The reporting person has no pecuniary interest in 124,144 shares previously reported as indirectly beneficially owned by the Family Foundation and therefore will no longer report these shares on his Section 16 filings. |
2. In addition to the gift, total reflects the contribution of 2,500,000 shares that were previously directly owned by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary. |
3. Weighted average price; prices ranged from $25.74 to $25.88. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. |
4. Weighted average price; prices ranged from $25.60 to $25.84. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. |
5. Weighted average price; prices ranged from $25.51 to $25.71. The reporting person will provide, upon request, to the issuer, any security holder of the issuer, or the SEC staff, information regarding the number of shares sold at each separate price. |
6. Options became exercisable in increments of 526,668 shares on each of October 2, 2001 and October 2, 2002 and in an increment of 526,664 on October 2, 2003; the option would have expired on October 2, 2010. |
/s/ Sarah Mock, Attorney-in-Fact | 09/15/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |