-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RedZ5NNyLI3LDtCP739Wkc1C6p+9OtBpl+3ATybjYTIw0RWMRAZ97oLsUjUrmtwa vUTDy8j6l6NcIoXproHKgQ== 0000072741-09-000241.txt : 20091116 0000072741-09-000241.hdr.sgml : 20091116 20091116155515 ACCESSION NUMBER: 0000072741-09-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091113 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATRICELLI ROBERT E CENTRAL INDEX KEY: 0000901455 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 091186631 MAIL ADDRESS: STREET 1: NORTHEAST UTILITIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FEDERAL STREET STREET 2: BUILDING 111-4 CITY: SPRINGFIELD STATE: MA ZIP: 01105 BUSINESS PHONE: 8606655000 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 FORMER COMPANY: FORMER CONFORMED NAME: NORTHEAST UTILITIES SYSTEM DATE OF NAME CHANGE: 19961121 4 1 main4.xml PRIMARY DOCUMENT X0303 4 2009-11-13 0 0000072741 NORTHEAST UTILITIES NU 0000901455 PATRICELLI ROBERT E C/O NORTHEAST UTILITIES ONE FEDERAL STREET, BUILDING 111-4 SPRINGFIELD MA 01105 0 0 0 1 Trustee Common Shares, $5.00 par value 2009-11-13 4 M 0 2500.0 18.438 A 44002.0 D Common Shares, $5.00 par value 2009-11-13 4 S 0 1972.0 23.4 D 42030.0 D Employee Stock Option (right to buy) 18.438 2009-11-13 4 M 0 2500.0 18.438 D 2001-02-22 2010-02-22 Common Shares, $5.00 par value 2500.0 0.0 D The options exercised to purchase 2,500 Common Shares were granted on February 22, 2000 and vested 50% on that date and 50% on February 22, 2001. Mr. Patricelli's total includes restricted share units and dividend equivalents thereon. Mr. Patricelli also continues to beneficially own 5,000 vested options to purchase Common Shares, the ownership of which was previously reported on Form 4. Robert E. Patricelli, By: O. Kay Comendul/POA 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----