0001172661-18-002069.txt : 20181114
0001172661-18-002069.hdr.sgml : 20181114
20181114094723
ACCESSION NUMBER: 0001172661-18-002069
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARDSLEY ADVISORY PARTNERS
CENTRAL INDEX KEY: 0000900529
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04639
FILM NUMBER: 181180846
BUSINESS ADDRESS:
STREET 1: 262 HARBOR DRIVE, 4TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-564-4230
MAIL ADDRESS:
STREET 1: 262 HARBOR DRIVE, 4TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000900529
XXXXXXXX
09-30-2018
09-30-2018
false
ARDSLEY ADVISORY PARTNERS
262 Harbor Drive, 4th Floor
Stamford
CT
06902
13F HOLDINGS REPORT
028-04639
N
Steven Napoli
Partner
203-564-4230
/s/ Steve Napoli
Stamford
CT
11-14-2018
0
151
742114
INFORMATION TABLE
2
infotable.xml
58 COM INC
SPON ADR REP A
31680Q104
1104
15000
SH
SOLE
15000
0
0
8X8 INC NEW
COM
282914100
319
15000
SH
SOLE
15000
0
0
ABEONA THERAPEUTICS INC
COM
00289Y107
448
35000
SH
SOLE
35000
0
0
ACER THERAPEUTICS INC
COM
00444P108
617
20000
SH
SOLE
20000
0
0
ACTINIUM PHARMACEUTICALS INC
COM
00507W107
59
80000
SH
SOLE
80000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
915
11000
SH
SOLE
11000
0
0
ADAMAS PHARMACEUTICALS INC
COM
00548A106
10210
510000
SH
SOLE
510000
0
0
ADMA BIOLOGICS INC
COM
000899104
621
100000
SH
SOLE
100000
0
0
ADOBE SYS INC
COM
00724F101
9313
34500
SH
SOLE
34500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
618
20000
SH
Call
SOLE
20000
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
666
110000
SH
SOLE
110000
0
0
AGROFRESH SOLUTIONS
COM
00856G109
530
85000
SH
SOLE
85000
0
0
AILERON THERAPEUTICS INC
COM
00887A105
83
30000
SH
SOLE
30000
0
0
ALBIREO PHARMA INC
COM
01345P106
333
10100
SH
SOLE
10100
0
0
ALDEYRA THERAPEUTICS INC
COM
01438T106
759
55000
SH
SOLE
55000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
15847
114000
SH
SOLE
114000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
6166
510000
SH
SOLE
510000
0
0
AMYRIS INC
COM NEW
03236M200
18658
2349867
SH
SOLE
2349867
0
0
ANSYS INC
COM
03662Q105
747
4000
SH
SOLE
4000
0
0
ANTHEM INC
COM
036752103
22608
82500
SH
SOLE
82500
0
0
ANTHEM INC
COM
036752103
46589
170000
SH
Call
SOLE
170000
0
0
APOLLO ENDOSURGERY INC
COM
03767D108
359
50000
SH
SOLE
50000
0
0
APRICUS BIOSCIENCES INC
COM NEW
03832V307
31
100000
SH
SOLE
100000
0
0
AQUAVENTURE HLDGS LTD
SHS
G0443N107
9853
545252
SH
SOLE
545252
0
0
ATLANTICA YIELD PLC
SHS
G0751N103
17003
826196
SH
SOLE
826196
0
0
ATRICURE INC
COM
04963C209
525
15000
SH
SOLE
15000
0
0
AZURRX BIOPHARMA INC
COM
05502L105
386
150000
SH
SOLE
150000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
667
25000
SH
SOLE
25000
0
0
BIOSCRIP INC
COM
09069N108
233
75000
SH
SOLE
75000
0
0
BLACKLINE INC
COM
09239B109
5365
95000
SH
SOLE
95000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
481
12500
SH
SOLE
12500
0
0
CAESARS ENTMT CORP
COM
127686103
154
15000
SH
SOLE
15000
0
0
CANADIAN SOLAR INC
COM
136635109
508
35000
SH
SOLE
35000
0
0
CAPSTONE TURBINE CORP
COM NEW
14067D409
20
20000
SH
SOLE
20000
0
0
CARMAX INC
COM
143130102
448
6000
SH
SOLE
6000
0
0
CARMAX INC
COM
143130102
747
10000
SH
Put
SOLE
10000
0
0
CDK GLOBAL INC
COM
12508E101
313
5000
SH
Call
SOLE
5000
0
0
CELGENE CORP
COM
151020104
805
9000
SH
SOLE
9000
0
0
CERUS CORP
COM
157085101
577
80000
SH
SOLE
80000
0
0
CIGNA CORPORATION
COM
125509109
1250
6000
SH
SOLE
6000
0
0
CLEARWAY ENERGY INC
CL A
18539C105
7964
418048
SH
SOLE
418048
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
248
15000
SH
SOLE
15000
0
0
COMSCORE INC
COM
20564W105
319
17500
SH
SOLE
17500
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
432
2000
SH
SOLE
2000
0
0
CYMABAY THERAPEUTICS INC
COM
23257D103
554
50000
SH
SOLE
50000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
1704
150000
SH
Call
SOLE
150000
0
0
DIREXION SHS ETF TR
DLY GOLD INDX 3X
25460E844
130
10000
SH
SOLE
10000
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
300
25000
SH
SOLE
25000
0
0
ELECTRONIC ARTS INC
COM
285512109
241
2000
SH
SOLE
2000
0
0
ENVIVA PARTNERS LP
COM UNIT
29414J107
16827
528312
SH
SOLE
528312
0
0
ENZO BIOCHEM INC
COM
294100102
41
10000
SH
SOLE
10000
0
0
FACEBOOK INC
CL A
30303M102
822
5000
SH
Put
SOLE
5000
0
0
FEDEX CORP
COM
31428X106
482
2000
SH
SOLE
2000
0
0
FERROGLOBE PLC
SHS
G33856108
3268
400000
SH
SOLE
400000
0
0
FIREEYE INC
COM
31816Q101
170
10000
SH
SOLE
10000
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
7765
415000
SH
SOLE
415000
0
0
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
20960
1152900
SH
SOLE
1152900
0
0
FRESHPET INC
COM
358039105
367
10000
SH
Put
SOLE
10000
0
0
GENERAL ELECTRIC CO
COM
369604103
1129
100000
SH
Call
SOLE
100000
0
0
GLOBAL WTR RES INC
COM
379463102
1589
150000
SH
SOLE
150000
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
9591
345000
SH
SOLE
345000
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
7645
275000
SH
Call
SOLE
275000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
561
2500
SH
SOLE
2500
0
0
HANNON ARMSTRONG SUST INFR C
COM
41068X100
7550
351500
SH
SOLE
351500
0
0
HASBRO INC
COM
418056107
315
3000
SH
SOLE
3000
0
0
HC2 HLDGS INC
COM
404139107
2982
486500
SH
SOLE
486500
0
0
HTG MOLECULAR DIAGNOSTICS IN
COM
40434H104
177
35000
SH
SOLE
35000
0
0
I D SYSTEMS INC
COM
449489103
3052
439088
SH
SOLE
439088
0
0
IMMUNOMEDICS INC
COM
452907108
5676
272500
SH
SOLE
272500
0
0
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
278
100000
SH
SOLE
100000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
27870
150000
SH
Put
SOLE
150000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1073
25000
SH
SOLE
25000
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
1524
12500
SH
SOLE
12500
0
0
ITERIS INC
COM
46564T107
2475
460000
SH
SOLE
460000
0
0
ITRON INC
COM
465741106
353
5500
SH
SOLE
5500
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
19755
117500
SH
SOLE
117500
0
0
JPMORGAN CHASE & CO
COM
46625H100
677
6000
SH
SOLE
6000
0
0
JUST ENERGY GROUP INC
COM
48213W101
2930
945000
SH
SOLE
945000
0
0
KARYOPHARM THERAPEUTICS INC
COM
48576U106
179
10500
SH
SOLE
10500
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
17230
500000
SH
SOLE
500000
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
6896
200000
SH
Call
SOLE
200000
0
0
LUMENTUM HLDGS INC
COM
55024U109
7494
125000
SH
SOLE
125000
0
0
MACERICH CO
COM
554382101
691
12500
SH
SOLE
12500
0
0
MAGNOLIA OIL & GAS CORP
CL A
559663109
14625
975000
SH
SOLE
975000
0
0
MARATHON PETE CORP
COM
56585A102
26998
335000
SH
SOLE
335000
0
0
MARRONE BIO INNOVATIONS INC
COM
57165B106
16425
10323247
SH
SOLE
10323247
0
0
MEDTRONIC PLC
SHS
G5960L103
984
10000
SH
SOLE
10000
0
0
MEI PHARMA INC
COM NEW
55279B202
216
50000
SH
SOLE
50000
0
0
MERCK & CO INC
COM
58933Y105
532
7500
SH
SOLE
7500
0
0
MICROSOFT CORP
COM
594918104
25047
219000
SH
SOLE
219000
0
0
NEPTUNE WELLNESS SOLUTIONS I
COM
64079L105
97
25000
SH
SOLE
25000
0
0
NEW GOLD INC CDA
COM
644535106
198
250000
SH
Call
SOLE
250000
0
0
NEW RELIC INC
COM
64829B100
660
7000
SH
SOLE
7000
0
0
NOKIA CORP
SPONSORED ADR
654902204
5580
1000000
SH
SOLE
1000000
0
0
NUVECTRA CORP
COM
67075N108
552
25095
SH
SOLE
25095
0
0
ORBCOMM INC
COM
68555P100
1358
125000
SH
SOLE
125000
0
0
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
5813
210000
SH
SOLE
210000
0
0
PALO ALTO NETWORKS INC
COM
697435105
1351
6000
SH
SOLE
6000
0
0
PARSLEY ENERGY INC
CL A
701877102
4680
160000
SH
SOLE
160000
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
1590
80000
SH
SOLE
80000
0
0
PAYLOCITY HLDG CORP
COM
70438V106
281
3500
SH
SOLE
3500
0
0
PAYPAL HLDGS INC
COM
70450Y103
615
7000
SH
SOLE
7000
0
0
PENN NATL GAMING INC
COM
707569109
9711
295000
SH
SOLE
295000
0
0
PETIQ INC
COM CL A
71639T106
393
10000
SH
SOLE
10000
0
0
PHILIP MORRIS INTL INC
COM
718172109
408
5000
SH
SOLE
5000
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
2808
225000
SH
SOLE
225000
0
0
POLARITYTE INC
COM
731094108
9197
481500
SH
SOLE
481500
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
6258
235000
SH
SOLE
235000
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
12822
2045000
SH
SOLE
2045000
0
0
PROGENICS PHARMACEUTICALS IN
COM
743187106
3135
500000
SH
Call
SOLE
500000
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
484
25000
SH
SOLE
25000
0
0
QUOTIENT LTD
SHS
G73268107
831
110000
SH
SOLE
110000
0
0
RINGCENTRAL INC
CL A
76680R206
558
6000
SH
SOLE
6000
0
0
ROCKET PHARMACEUTICALS INC
COM
77313F106
246
10000
SH
SOLE
10000
0
0
ROKU INC
COM CL A
77543R102
511
7000
SH
SOLE
7000
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
310
5000
SH
SOLE
5000
0
0
SERVICENOW INC
COM
81762P102
982
5000
SH
SOLE
5000
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
5714
200000
SH
SOLE
200000
0
0
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
72710
275000
SH
Call
SOLE
275000
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1015
9000
SH
SOLE
9000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
17443
60000
SH
Put
SOLE
60000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
671
7000
SH
SOLE
7000
0
0
SPLUNK INC
COM
848637104
605
5000
SH
SOLE
5000
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
542
3000
SH
SOLE
3000
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
568
10000
SH
SOLE
10000
0
0
SUNOPTA INC
COM
8676EP108
32445
4414229
SH
SOLE
4414229
0
0
SUNPOWER CORP
COM
867652406
183
25000
SH
SOLE
25000
0
0
SUNRUN INC
COM
86771W105
25129
2020000
SH
SOLE
2020000
0
0
SYNEOS HEALTH INC
CL A
87166B102
773
15000
SH
SOLE
15000
0
0
T2 BIOSYSTEMS INC
COM
89853L104
6966
935000
SH
SOLE
935000
0
0
TESLA INC
COM
88160R101
1324
5000
SH
Put
SOLE
5000
0
0
TESLA INC
COM
88160R101
661
2500
SH
SOLE
2500
0
0
THERAPEUTICSMD INC
COM
88338N107
4920
750000
SH
SOLE
750000
0
0
TILRAY INC
COM CL 2
88688T100
2154
15000
SH
Put
SOLE
15000
0
0
TWILIO INC
CL A
90138F102
346
4000
SH
SOLE
4000
0
0
TYME TECHNOLOGIES INC
COM
90238J103
2509
902500
SH
SOLE
902500
0
0
TYSON FOODS INC
CL A
902494103
298
5000
SH
SOLE
5000
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
322
1000
SH
SOLE
1000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1596
6000
SH
SOLE
6000
0
0
UPLAND SOFTWARE INC
COM
91544A109
11632
360000
SH
SOLE
360000
0
0
USA TECHNOLOGIES INC
COM NO PAR
90328S500
6660
925000
SH
SOLE
925000
0
0
VERTEX ENERGY INC
COM
92534K107
768
449413
SH
SOLE
449413
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1156
6000
SH
SOLE
6000
0
0
VIAVI SOLUTIONS INC
COM
925550105
737
65000
SH
SOLE
65000
0
0
VIKING THERAPEUTICS INC
COM
92686J106
174
10000
SH
SOLE
10000
0
0
VMWARE INC
CL A COM
928563402
1092
7000
SH
SOLE
7000
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
1200
400000
SH
SOLE
400000
0
0
XILINX INC
COM
983919101
12707
158500
SH
SOLE
158500
0
0
ZENDESK INC
COM
98936J101
284
4000
SH
SOLE
4000
0
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
986
7500
SH
SOLE
7500
0
0
ZOGENIX INC
COM NEW
98978L204
347
7000
SH
SOLE
7000
0
0