FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
|
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
PROLOGIS [ PLD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 06/02/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares of Beneficial Interest, par value $.01(1) | 06/03/2011 | 06/03/2011 | D | 84,621 | D | $0.00 | 0 | D | ||
Common Shares of Beneficial Interest, par value $.01(1) | 06/03/2011 | 06/03/2011 | D | 12,000 | D | $0.00 | 0 | I | In Trust | |
Common Shares of Beneficial Interest, par value $.01(1) | 06/03/2011 | 06/03/2011 | D | 50,000 | D | $0.00 | 0 | I | Dorsar Partners LP | |
Common Shares of Beneficial Interest, par value $.01(1) | 06/03/2011 | 06/03/2011 | D | 40,000 | D | $0.00 | 0 | I | Dorsar Investment Companhy |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Share Units dividend equivalent units | $0.00 | 05/25/2011 | 05/25/2011 | A | 191 | (2) | (2) | Common Shares of Beneficial Interest | 191 | $0.00 | 33,573 | D | |||
Deferred Share Units | $0.00 | 06/03/2011 | 06/03/2011 | D | 33,573 | (1) | (1) | Common Shares of Beneficial Interest | 33,573 | $0.00 | 0 | D | |||
Phantom Shares dividend equivalent units | $0.00 | 05/25/2011 | 05/25/2011 | A | 459 | (3) | (3) | Common Shares of Beneficial Interest | 459 | $0.00 | 65,234 | D | |||
Phantom Shares | $0.00 | 06/02/2011 | 06/02/2011 | A | 1,907 | (4) | (4) | Common Shares of Beneficial Interest | 1,907 | $0.00 | 67,141 | D | |||
Phantom Shares | $0.00 | 06/03/2011 | 06/03/2011 | D | 67,141 | (1) | (1) | Common Shares of Beneficial Interest | 67,141 | $0.00 | 0 | D |
Explanation of Responses: |
1. Disposition pursuant to closing of merger between issuer and AMB Property Corporation. |
2. Represents Dividend Equivalent Units (DEUs) earned on Deferred Share Units (DSUs). DEUs are accrued on outstanding DSUs and vest upon issuance. Balance in column 9 includes DSUs and DEUs. |
3. Represents Dividend Equivalent Units (DEUs) earned on phantom shares. DEUs are accrued on outstanding phantom shares and vest upon issuance. Balance in column 9 includes phantom shares and DEUs. |
4. Represents trustee fees payable in ProLogis common shares that the reporting person has elected to defer into phantom shares, which vest upon issuance. |
Remarks: |
/s/ Kristi Oberson, attorney-in-fact for Stephen Feinberg | 06/06/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |