-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F4kg45RvNbw2KhDq0Iyht/QfelAk7kyFRVgAP6i0Q/QNZfyZPviWyhV+FC1KvP8O ibO3OiTk2hcWsYidApuNng== 0000898358-10-000034.txt : 20100722 0000898358-10-000034.hdr.sgml : 20100722 20100722161417 ACCESSION NUMBER: 0000898358-10-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100722 DATE AS OF CHANGE: 20100722 EFFECTIVENESS DATE: 20100722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KORNITZER CAPITAL MANAGEMENT INC /KS CENTRAL INDEX KEY: 0000898358 IRS NUMBER: 481069845 STATE OF INCORPORATION: KS FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03620 FILM NUMBER: 10964969 BUSINESS ADDRESS: STREET 1: P O BOX 918 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201 BUSINESS PHONE: 9136777778 MAIL ADDRESS: STREET 1: PO BOX 918 CITY: SHAWNEE MISSION STATE: KS ZIP: 66201 13F-HR 1 live2q10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [XX] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kornitzer Capital Management, Inc. Address:5420 W 61st Place Shawnee Mission, KS 66205 13F File Number: 028-03620 Kornitzer Capital Management, Inc. The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing the Report on Behalf of Reporting Manager: Name: John C. Kornitzer Title: President Phone: 913-677-7778 Signature, Place, and Date of Signing: John C. Kornitzer Overland Park, KS July 22, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 List of Other Included Managers: 13F File Number: Form 13F Information Table Entry Total: 360 Form 13F Information Table Value Total: 4,593,014 KORNITZER CAPITAL MANAGEMENT, INC FORM 13F June 30, 2010 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1-800-FLOWERS.COM INC - CL A COM 68243Q106 21 10000 SH Sole 10000 3M CO COM 88579Y101 4189 53026 SH Sole 53026 3SBIO INC-ADR COM 88575Y105 993 85393 SH Sole 85393 A T & T INC COM 00206R102 787 32527 SH Sole 32527 ABB LTD (SW) COM 000375204 387 22420 SH Sole 22420 ABBOTT LABORATORIES COM 002824100 12406 265196 SH Sole 265196 ABERCROMBIE & FITCH CO. 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COM 868532102 296 12000 SH Sole 12000 SWIFT ENERGY COM 870738101 421 15650 SH Sole 15650 SYNGENTA ADR (SW) COM 87160A100 967 21090 SH Sole 21090 T ROWE PRICE GROUP INC COM 74144T108 8587 193450 SH Sole 193450 TAIWAN SEMICONDUCTOR MFG CO LT COM 874039100 1008 103276 SH Sole 103276 TECHNE CORP COM 878377100 34549 601375 SH Sole 596850 4525 TEVA PHARMACEUTICAL ADR (IS) COM 881624209 1413 27171 SH Sole 27171 TEXAS INSTRUMENTS INC. COM 882508104 8153 350200 SH Sole 350200 THE KNOT COM 499184109 19450 2500005 SH Sole 2479355 20650 TIDEWATER INC COM 886423102 1624 41950 SH Sole 41950 TIFFANY & CO NEW COM COM 886547108 6253 164950 SH Sole 164950 TOMRA SYSTEMS A/S/A-SPONSORED COM 889905204 118 28000 SH Sole 28000 TRIMBLE NAVIGATION LTD COM 896239100 18728 668845 SH Sole 664745 4100 UNILEVER NV NY -ADR (NA) COM 904784709 298 10900 SH Sole 10900 UNILEVER PLC ADR COM 904767704 708 26480 SH Sole 26480 UNIT CORP COM 909218109 1203 29650 SH Sole 29650 UNITED PARCEL SERVICE - CL B COM 911312106 1276 22435 SH Sole 22435 UNITED TECHNOLOGIES CORP COM 913017109 4628 71303 SH Sole 71303 UNIVERSAL TECHNICAL INSTITUE I COM 913915104 35412 1497949 SH Sole 1485299 12650 URBAN OUTFITTERS INC COM 917047102 8557 248825 SH Sole 248825 US BANCORP COM 902973304 783 35023 SH Sole 35023 USEC INC COM 90333E108 143 30000 SH Sole 30000 VAALCO ENERGY, INC COM 91851C201 1920 342900 SH Sole 342900 VALMONT INDUSTRIES COM 920253101 46990 646717 SH Sole 640917 5800 VARIAN MEDICAL SYSTEMS INC COM 92220P105 1851 35400 SH Sole 35400 VCA ANTECH INC COM 918194101 35436 1431175 SH Sole 1421375 9800 VEOLIA ENVIRONNEMENT - ADR (FR COM 92334N103 296 12679 SH Sole 12679 VIACOM INC CLASS B COM 92553P201 783 24950 SH Sole 24950 VISA INC COM 92826C839 3078 43500 SH Sole 43500 VITAMIM SHOPPE INC COM 92849E101 256 10000 SH Sole 10000 VODAFONE GROUP PLC ADR (UK) COM 92857W209 249 12032 SH Sole 12032 WACKER CHEMIE AG (GE)(EURO-Cle COM D9540Z106 269 1800 SH Sole 1800 WADDELL & REED FINANCIAL COM 930059100 59729 2729865 SH Sole 2706365 23500 WAL MART STORES INC. COM 931142103 19564 406989 SH Sole 406989 WALGREEN CO COM 931422109 1425 53383 SH Sole 53383 WEATHERFORD INTERNATIONAL INC COM H27013103 589 44840 SH Sole 44840 WESTERN UNION COM 959802109 845 56693 SH Sole 56693 WHOLE FOODS MARKET INC COM 966837106 13012 361248 SH Sole 361248 WILMINGTON TRUST CORP COM 971807102 2199 198276 SH Sole 198276 WMS INDUSTRIES INC COM 929297109 130267 3318904 SH Sole 3292454 26450 WPP PLC-SPONS ADR COM 92933H101 300 6400 SH Sole 6400 WRIGHT MEDICAL GROUP INC COM 98235T107 37815 2276635 SH Sole 2256685 19950 YAHOO INC COM 984332106 6462 466925 SH Sole 466925 YRW WORLDWIDE INC COM 984249102 4 30000 SH Sole 30000 YUM! BRANDS INC COM 988498101 3776 96733 SH Sole 96733 MATSUNICHI COMM WARRANTS EXP: WT 66804WAR9 0 19500 SH Sole 19500 BOSTON PRIVATE FINANCIAL 4.875 PFD CV 10112P306 3762 128075 SH Sole 128075 CARRIAGE SERVICES CAP 7% PFD CV 14444T309 3814 127125 SH Sole 127125 AMERICAN MEDICAL SYSTEMS (AMMD CONV 02744MAA6 263 218000 PRN Sole 218000 AMERICAN MEDICAL SYSTEMS (AMMD CONV 02744MAB4 1805 1357000 PRN Sole 1357000 AMYLIN PHARMACEUTICALS (AMLN) CONV 032346AF5 8606 10170000 PRN Sole 10170000 AMYLIN PHARMACEUTICALS INC (AM CONV 032346AD0 7629 7775000 PRN Sole 7775000 CHARLES RIVER LABORATORIES (CR CONV 159864AB3 3654 3821000 PRN Sole 3821000 CIENA CORP - PRIVATE PLACEMENT CONV 171779AF8 1867 2000000 PRN Sole 2000000 CONMED CORP (CNMD) - Discrete CONV 207410AD3 2501 2575000 PRN Sole 2575000 COVANTA HOLDING (CVA) CONV 22282EAC6 1065 1000000 PRN Sole 1000000 GENERAL CABLE CORP (BGC) CONV 369300AL2 1875 2000000 PRN Sole 2000000 GROUP 1 AUTOMOTIVE (GPI) - Dis CONV 398905AE9 426 580000 PRN Sole 580000 HOLOGIC INC (HOLX) Discrete P CONV 436440AA9 911 1070000 PRN Sole 1070000 HORNBECK OFFSHORE SERVICES (HO CONV 440543AE6 3397 4500000 PRN Sole 4500000 HOST HOTELS & RESORTS LP 144A- CONV 44108EAT5 510 500000 PRN Sole 500000 INTEL CORP (INTC) CONV 458140AD2 1615 1700000 PRN Sole 1700000 INTERPUBLIC GROUP (IPG) - Disc CONV 460690BE9 1019 1000000 PRN Sole 1000000 JANUS CAPITAL GROUP (JNS) non CONV 47102XAG0 1203 1200000 PRN Sole 1200000 LIBERTY MEDIA INC SR EXCHANGEA CONV 530715AR2 15 25000 PRN Sole 25000 LIONS GATE ENTERTAINMENT (LGF) CONV 535919AG9 34684 35989000 PRN Sole 35989000 LIONS GATE ENTERTAINMENT(2.937 CONV 535919AF1 62276 63709000 PRN Sole 63709000 MAGNA ENTERTAINMENT (MECA)- 7. CONV 559211AC1 3214 15392504 PRN Sole 15392504 MEDICIS PHARMACEUTICAL (MRX)-D CONV 58470KAA2 1977 2000000 PRN Sole 2000000 NATL CITY CORP NOTE CONV 635405AW3 13 13000 PRN Sole 13000 OHM (IT GROUP)CORP 8% due 10/0 CONV 670839AA7 0 18667 PRN Sole 18667 PANTRY INC (PTRY) CONV 698657AL7 2345 2535000 PRN Sole 2535000 PHILIP SERVICES CORP 3% BEGINS CONV 718193AB1 0 21178 PRN Sole 21178 SONOSITE INC (SONO) CONV 83568GAA2 1795 1800000 PRN Sole 1800000 STEEL DYMANICS (STLD) CONV 858119AP5 215 200000 PRN Sole 200000 THE INTERPUBLIC GROUP (IPG)-Di CONV 460690BA7 611 610000 PRN Sole 610000 WESCO INTL (WCC) CONV 95082PAH8 1790 1266000 PRN Sole 1266000 WRIGHT MEDICAL GROUP (WMGI) CONV 98235TAA5 6340 7340000 PRN Sole 7340000 REPORT SUMMARY 360 DATA RECORDS 4593014 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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