-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fm0fVke/hu2XXgTf0WM2cS6Y5bwxHi+B4Rvr6eVXEJT/6s3GpL9GgL3vMPWX6afo NBBa5Bc4iYK5f1cEVCHoSw== 0000897070-09-000009.txt : 20091116 0000897070-09-000009.hdr.sgml : 20091116 20091113183757 ACCESSION NUMBER: 0000897070-09-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASHFORD CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000897070 IRS NUMBER: 510243208 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03420 FILM NUMBER: 091183116 BUSINESS ADDRESS: STREET 1: 1 WALKER'S MILL ROAD STREET 2: P.O. BOX 4172 CITY: WILMINGTON STATE: DE ZIP: 19807 BUSINESS PHONE: 3026551750 MAIL ADDRESS: STREET 1: 1 WALKER'S MILL ROAD STREET 2: P.O. BOX 4172 CITY: WILMINGTON STATE: DE ZIP: 19807 13F-HR 1 sep2009-13f.txt Main Page (1) TYPE 13F-HR DOCUMENT-COUNT 1 PERIOD 9/30/09 FILER CIK 0000897070 SUBMISSION-CONTACT NAME VICTORIA HORAN PHONE 302-655-1750 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ashford Capital Management, Inc. Address: P.O. Box 4172 Wilmington, DE 19807 13F File Number: 28-3420 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Louise Victoria Horan Title: Vice President, Operations Phone: 302-655-1750 Signature, Place, and Date of Signing: ____________________________ _____________________________ __________ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $651,987 (thousands) List of Other Included Managers: ABANCO Investments Ltd. SEC file #028-06287 NAME OF ISSUER TITLE OF CLASS CUSIP VALUE(K) SH/P AMT S/P P/C INV DSC MANAGERS SOLE SHARED NONE AARON'S INC. COM 002535201 7104 269081 SH SOLE 269081 0 0 ALBERTO-CULVER CO COM 013078100 747 27000 SH SOLE 27000 0 0 ADOBE SYSTEMS COM 00724F101 754 22835 SH SOLE 22835 0 0 ARGAN INC. COM 04010E109 5838 434350 SH SOLE 434350 0 0 ARGAN INC. (S-3) COM 04010E109 8400 625000 SH SOLE 625000 0 0 ANADARKO PETROLEUM CORPORATI N COM 032511107 442 7054 SH SOLE 7054 0 0 AMERICAN PUBLIC EDUCATION IN COM 02913V103 11525 331840 SH SOLE 331840 0 0 ARIBA INC. COM 04033V203 15212 1311354 SH SOLE 1311354 0 0 NATUS MEDICAL INC. COM 639050103 727 47100 SH SOLE 47100 0 0 BILL BARRETT COM 06846N104 5464 166650 SH SOLE 166650 0 0 BILL BARRETT SDCV 5% DUE 3/1 / CONV BONDS 06846NAA2 1515 1605000 PRN SOLE 1605000 0 0 BCB HOLDINGS LTD. COM P1622X155 90 47268 SH SOLE 47268 0 0 BALCHEM CORP COM 057665200 16443 625207 SH SOLE 625207 0 0 BMP SUNSTONE CORPORATION COM 05569C105 9229 2267639 SH SOLE 2267639 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 276 12240 SH SOLE 12240 0 0 BANK OF FLORIDA CORP. COM 062128103 119 50000 SH SOLE 50000 0 0 BERKSHIRE HATHAWAY A COM 084670108 2727 27 SH SOLE 27 0 0 BERKSHIRE HATHAWAY B COM 084670207 1891 569 SH SOLE 569 0 0 META FINANCIAL COM 59100U108 6110 256063 SH SOLE 256063 0 0 CHINACAST EDUCATION CORP COM 16946T109 6341 872150 SH SOLE 872150 0 0 CEVA, INC. COM 157210105 1186 110370 SH SOLE 110370 0 0 CHECK POINT SOFTWARE TECH COM M22465104 851 30000 SH SOLE 30000 0 0 CKX INC. COM 12562M106 17593 2621900 SH SOLE 2621900 0 0 CORE LABORATORIES NV COM N22717107 6783 65800 SH SOLE 65800 0 0 CLARUS CORP COM 182707109 3283 746050 SH SOLE 746050 0 0 CONCUR TECHNOLOGIES, INC. COM 206708109 5061 127300 SH SOLE 127300 0 0 CONOCO PHILLIPS COM 20825C104 253 5606 SH SOLE 5606 0 0 COPART INC COM 217204106 4942 148800 SH SOLE 148800 0 0 CRUCELL NV - ADR COM 228769105 458 20000 SH SOLE 20000 0 0 COSTAR GROUP INC COM 22160N109 6863 166500 SH SOLE 166500 0 0 CONSTANT CONTACT INC. COM 210313102 15850 823400 SH SOLE 823400 0 0 CHEVRON CORPORATION COM 166764100 268 3800 SH SOLE 3800 0 0 CYBERSOURCE CORPORATION COM 23251J106 3766 225900 SH SOLE 225900 0 0 DU PONT (E.I.) DE NEMOURS COM 263534109 656 20419 SH SOLE 20419 0 0 DIGITALGLOBE INC COM 25389M877 6087 272110 SH SOLE 272110 0 0 DAILY JOURNAL CORP COM 233912104 1519 26200 SH SOLE 26200 0 0 DOLBY LABORATORIES INC. COM 25659T107 256 6700 SH SOLE 6700 0 0 DOLAN MEDIA COMPANY INC. COM 25659P402 11799 984068 SH SOLE 984068 0 0 DRIL-QUIP INC. COM 262037104 9124 183800 SH SOLE 183800 0 0 DUKE ENERGY CORP COM 26441C105 176 11200 SH SOLE 11200 0 0 DEVRY INC COM 251893103 8215 148500 SH SOLE 148500 0 0 EBIX INC. COM 278715206 9887 178602 SH SOLE 178602 0 0 EBIX INC. (S-1) COM 278715206 12816 231500 SH SOLE 231500 0 0 AMERICAN ECOLOGY CORP COM 025533407 8108 433600 SH SOLE 433600 0 0 EPIQ SYSTEMS INC COM 26882D109 21660 1493762 SH SOLE 1493762 0 0 EQUINIX INC COM 29444U502 6620 71959 SH SOLE 71959 0 0 EXPEDITORS INTL COM 302130109 1677 47700 SH SOLE 47700 0 0 EXPONENT INC. COM 30214U102 627 22260 SH SOLE 22260 0 0 GENERAL ELECTRIC COMPANY COM 369604103 759 46240 SH SOLE 46240 0 0 GEOEYE INC. COM 37250W108 17539 654430 SH SOLE 654430 0 0 GENERAL MILLS INC COM 370334104 927 14400 SH SOLE 14400 0 0 GREENLIGHT CAPITAL RE LTD COM G4095J109 588 31270 SH SOLE 31270 0 0 GLOBAL TRAFFIC NETWORK, I COM 37947B103 258 55289 SH SOLE 55289 0 0 GEN-PROBE INC COM 36866T103 15312 369500 SH SOLE 369500 0 0 GENOPTIX INC COM 37243V100 18769 539640 SH SOLE 539640 0 0 HAEMONETICS CORP. COM 405024100 14002 249500 SH SOLE 249500 0 0 HEWLETT-PACKARD COMPANY COM 428236103 679 14384 SH SOLE 14384 0 0 IHS INC. COM 451734107 11765 230100 SH SOLE 230100 0 0 IRIS INTERNATIONAL, INC. COM 46270W105 12172 1077132 SH SOLE 1077132 0 0 INTEGRAL SYSTEMS INC COM 45810H107 1174 170100 SH SOLE 170100 0 0 JOHNSON & JOHNSON COM 478160104 256 4200 SH SOLE 4200 0 0 KELLOGG CO COM 487836108 473 9600 SH SOLE 9600 0 0 KRAFT FOODS INC - CLASS A COM 50075N104 218 8304 SH SOLE 8304 0 0 COCA-COLA CO COM 191216100 438 8152 SH SOLE 8152 0 0 KONGZHONG CORPORATION - ADR COM 50047P104 6361 444200 SH SOLE 444200 0 0 LKQ CORP COM 501889208 7818 421700 SH SOLE 421700 0 0 LIQUIDITY SERVICES COM 53635B107 17765 1721400 SH SOLE 1721400 0 0 LIBERTY PROPERTIES COM 531172104 771 23700 SH SOLE 23700 0 0 MINEFINDERS CORP COM 602900102 6106 626938 SH SOLE 626938 0 0 MARKETAXESS HOLDINGS INC COM 57060D108 1001 83200 SH SOLE 83200 0 0 3M CO COM 88579Y101 520 7040 SH SOLE 7040 0 0 ALTRIA GROUP INC COM 02209S103 214 12000 SH SOLE 12000 0 0 MAXIM INTEGRATED COM 57772K101 809 44600 SH SOLE 44600 0 0 NAVIGATORS GROUP INC COM 638904102 3460 62900 SH SOLE 62900 0 0 ANGLE ENERGY INC COM 034760207 678 139500 SH SOLE 139500 0 0 CHINA NEPSTAR CHAIN DRUG COM 16943C109 1466 241200 SH SOLE 241200 0 0 NORFOLK SOUTHERN CORP COM 655844108 590 13680 SH SOLE 13680 0 0 NEUSTAR INC. COM 64126X201 2018 89290 SH SOLE 89290 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 6639 443800 SH SOLE 443800 0 0 OMNITURE INC. COM 68212S109 6699 312450 SH SOLE 312450 0 0 ONYX PHARMACEUTICALS INC. COM 683399109 13969 466100 SH SOLE 466100 0 0 OSI PHARMACEUTICALS INC. COM 671040103 18134 513700 SH SOLE 513700 0 0 METROPCS COMMUNICATIONS INC. COM 591708102 1110 118560 SH SOLE 118560 0 0 PEET'S COFFEE AND TEA INC. COM 705560100 12394 439040 SH SOLE 439040 0 0 PEPSICO INC COM 713448108 740 12617 SH SOLE 12617 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 585 12000 SH SOLE 12000 0 0 PPG INDUSTRIES INC COM 693506107 745 12800 SH SOLE 12800 0 0 PERFECT WORLD CO - SPON ADR COM 71372U104 3646 75800 SH SOLE 75800 0 0 QIAGEN NV COM N72482107 9674 454600 SH SOLE 454600 0 0 RITCHIE BROS. AUCTIONEERS COM 767744105 925 37700 SH SOLE 37700 0 0 RENTRAK CORPORATION COM 760174102 367 20550 SH SOLE 20550 0 0 ROYAL GOLD INC COM 780287108 3767 82600 SH SOLE 82600 0 0 WIRELESS RONIN TECHNOLOGIES COM 97652A203 542 152778 SH SOLE 152778 0 0 RRSAT GLOBAL COMMUNICATIONS COM M8183P102 8575 664700 SH SOLE 664700 0 0 COMSCORE INC COM 20564W105 11339 629600 SH SOLE 629600 0 0 SEACHANGE INT'L INC. COM 811699107 12703 1693699 SH SOLE 1693699 0 0 SHUTTERFLY INC. COM 82568P304 1588 95500 SH SOLE 95500 0 0 SVB FINANCIAL GROUP COM 78486Q101 8513 196745 SH SOLE 196745 0 0 SILVER WHEATON CORP COM 828336107 11831 939700 SH SOLE 939700 0 0 SERACARE LIFE SCIENCES INC COM 81747T104 6553 2674721 SH SOLE 2674721 0 0 STRAYER EDUCATION INC COM 863236105 6931 31841 SH SOLE 31841 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 563 42500 SH SOLE 42500 0 0 SYSCO CORPORATION COM 871829107 1272 51200 SH SOLE 51200 0 0 AT&T COM 00206R102 258 9540 SH SOLE 9540 0 0 TECHNE CORP COM 878377100 6900 110300 SH SOLE 110300 0 0 TEVA PHARMACEUTICAL ADR COM 881624209 1062 21000 SH SOLE 21000 0 0 TELVENT GIT SA COM 017849503 14100 486543 SH SOLE 486543 0 0 TERREMARK WORLDWIDE, INC. COM 881448203 31555 5073154 SH SOLE 5073154 0 0 NEUTRAL TANDEM INC COM 64128B108 18258 802200 SH SOLE 802200 0 0 TETRA TECH INC. COM 88162G103 3137 118260 SH SOLE 118260 0 0 UDR INC. COM 902653104 398 25275 SH SOLE 25275 0 0 UNION PACIFIC CORP COM 907818108 1220 20916 SH SOLE 20916 0 0 WISCONSIN ENERGY CORP COM 976657106 333 7380 SH SOLE 7380 0 0 WOODWARD GOVERNOR CO COM 980745103 3846 158550 SH SOLE 158550 0 0 WESTERN UNION COM 959802109 419 22171 SH SOLE 22171 0 0 XATA CORP COM 983882309 2757 950658 SH SOLE 950658 0 0 XATA CORP COM 983882309 1233 425000 SH SOLE 425000 0 0 EXXON MOBIL CORP COM 30231G102 4463 65043 SH SOLE 65043 0 0
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