EX-99.(D)(2) 3 d476361dex99d2.htm FORM OF AMENDMENT NO. 1 TO INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT Form of Amendment No. 1 to Investment Advisory and Management Agreement

Exhibit 99(d)(2)

AMENDMENT NO. 1 TO

INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT

TCW Funds, Inc. and TCW Investment Management Company hereby agree to amend the Investment Advisory and Management Agreement (“Agreement”) entered into by the parties and dated as of February 6, 2013 as follows.

This amendment shall be effective as of February 6, 2013. All other terms and conditions of the Agreement will remain in full force and effect, including the existing provisions of Schedule A and any amendments, thereof.

SCHEDULE A

 

Fund

   

Annual Fee Rate

(expressed as a

percentage of net assets)

TCW High Yield Bond Fund    0.45%
TCW Short Term Bond Fund    0.35%

IN WITNESS WHEREOF, the parties have agreed to and executed this amendment to the Agreement on the day and year written above.

 

Attest     TCW FUNDS, INC.
/s/ Patrick W. Dennis     By:   /s/ Charles W. Baldiswieler
Patrick W. Dennis       Charles W. Baldiswieler
Assistant Secretary       President and Chief Executive Officer

 

   
    By:   /s/ David S. DeVito
      David S. DeVito
      Treasurer and Principal Financial Officer

 

Attest     TCW INVESTMENT MANAGEMENT COMPANY
/s/ Patrick W. Dennis     By:   /s/ David S. DeVito
Patrick W. Dennis       David S. DeVito
Assistant Secretary      

Executive Vice President and

Chief Administrative Officer

 

   
    By:   /s/ Charles W. Baldiswieler
      Charles W. Baldiswieler
      Group Managing Director