FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
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Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BERKELEY TECHNOLOGY LTD [ BKLYY.PK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2005 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Ordinary Shares | 05/13/2005 | P4 | 28,450 | A | $0.17(1) | 2,434,700(2) | D(3)(4) | ||||||||
Ordinary Shares | 05/13/2005 | P4 | 21,550 | A | $0.17(1) | 1,990,330(2) | D(3)(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
American Depositary Shares | (6) | 02/24/2005 | 4P | 1,650 | (7) | (7) | Ordinary Shares | 16,500 | $1.6(8) | 226,495(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 02/24/2005 | 4P | 1,350 | (7) | (7) | Ordinary Shares | 13,500 | $1.6(8) | 185,279(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 03/03/2005 | 4P | 2,480 | (7) | (7) | Ordinary Shares | 24,800 | $1.65(8) | 228,975(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 03/03/2005 | 4P | 2,020 | (7) | (7) | Ordinary Shares | 20,200 | $1.65(8) | 187,299(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 03/29/2005 | 4P | 1,650 | (7) | (7) | Ordinary Shares | 16,500 | $1.55(8) | 230,625(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 03/29/2005 | 4P | 1,350 | (7) | (7) | Ordinary Shares | 13,500 | $1.55(8) | 188,649(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 03/30/2005 | 4P | 5,060 | (7) | (7) | Ordinary Shares | 50,600 | $1.55(8) | 235,685(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 03/30/2005 | 4P | 4,140 | (7) | (7) | Ordinary Shares | 41,400 | $1.55(8) | 192,789(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 03/31/2005 | 4P | 1,650 | (7) | (7) | Ordinary Shares | 16,500 | $1.55(8) | 237,335(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 03/31/2005 | 4P | 1,350 | (7) | (7) | Ordinary Shares | 13,500 | $1.55(8) | 194,139(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 04/21/2005 | 4P | 2,750 | (7) | (7) | Ordinary Shares | 27,500 | $1.57(8) | 240,085(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 04/21/2005 | 4P | 2,250 | (7) | (7) | Ordinary Shares | 22,500 | $1.57(8) | 196,389(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 05/06/2005 | 4P | 2,850 | (7) | (7) | Ordinary Shares | 28,500 | $1.45(8) | 242,935(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 05/06/2005 | 4P | 2,150 | (7) | (7) | Ordinary Shares | 21,500 | $1.45(8) | 198,539(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 05/13/2005 | 4P | 5,690 | (7) | (7) | Ordinary Shares | 56,900 | $1.45(8) | 248,625(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 05/13/2005 | 4P | 4,310 | (7) | (7) | Ordinary Shares | 43,100 | $1.45(8) | 202,849(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 05/16/2005 | 4P | 11,380 | (7) | (7) | Ordinary Shares | 113,800 | $1.45(8) | 260,005(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 05/16/2005 | 4P | 8,620 | (7) | (7) | Ordinary Shares | 86,200 | $1.45(8) | 211,469(2)(6) | D(3)(5) | |||
American Depositary Shares | (6) | 06/06/2005 | 4P | 2,280 | (7) | (7) | Ordinary Shares | 22,800 | $1.5(8) | 262,285(2)(6) | D(3)(4) | |||
American Depositary Shares | (6) | 06/06/2005 | 4P | 1,720 | (7) | (7) | Ordinary Shares | 17,200 | $1.5(8) | 213,189(2)(6) | D(3)(5) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Price in USD as converted from GBP using the average exchange rate on such date. |
2. Number of non-derivative securities or derivative securities, as the case may be, beneficially owned following reported transaction (instead of number of securities beneficially owned at end of year). |
3. See Exhibit 99.1 for the identities of each Reporting Person. |
4. Directly owned by SC Fundamental Value Fund, L.P. and indirectly beneficially owned by SC Fundamental LLC, Peter M. Collery, Neil H. Koffler and John T. Bird. Each Reporting Person disclaims beneficial ownership of all indirectly owned securities reported on this Form in excess of such Reporting Person's pecuniary interest therein. |
5. Directly owned by SC Fundamental Value BVI, Ltd. |
6. Each American Depositary Share represents ten Ordinary Shares. |
7. Not applicable. |
8. Price per American Depositary Share. |
Remarks: |
This is form 2 of 3. Exhibit 99.1 and Joint Filer Information attached hereto are incorporated herein by reference. |
See Exhibit 99.1 for Signatures | 05/20/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |