-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jw1gpKk9lEcg93t0eGcplYx1xXkmbspL1vGck51DUX7hqhrFbXGENk4Ept6yUX5J pSbSrYJgTroO+qBntjR/sg== 0001169232-09-001068.txt : 20090219 0001169232-09-001068.hdr.sgml : 20090219 20090219182416 ACCESSION NUMBER: 0001169232-09-001068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090217 FILED AS OF DATE: 20090219 DATE AS OF CHANGE: 20090219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH MICHAEL CENTRAL INDEX KEY: 0001010207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 09622691 BUSINESS ADDRESS: BUSINESS PHONE: 4142411810 MAIL ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UROPLASTY INC CENTRAL INDEX KEY: 0000890846 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411719250 STATE OF INCORPORATION: MN FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: (952) 426-6140 MAIL ADDRESS: STREET 1: 5420 FELTL ROAD CITY: MINNETONKA STATE: MN ZIP: 55343 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK BRIAN JAY CENTRAL INDEX KEY: 0001010208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32632 FILM NUMBER: 09622690 BUSINESS ADDRESS: STREET 1: 3600 SOUTH LAKE DR CITY: ST FRANCIS STATE: WI ZIP: 53235 BUSINESS PHONE: 414 294 7000 MAIL ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 4 1 d09-76250_ex.xml X0303 4 2009-02-17 1 0000890846 UROPLASTY INC UPI 0001010207 ROTH MICHAEL C/O STARK INVESTMENTS 3600 SOUTH LAKE DRIVE ST. FRANCIS WI 53235 0 0 1 0 0001010208 STARK BRIAN JAY C/O STARK INVESTMENTS 3600 SOUTH LAKE DRIVE ST. FRANCIS WI 53235 0 0 1 0 Common Stock, $0.01 par value per share 2009-02-17 4 S 0 1000 0.71 D 1389014 I By SF Capital Partners Ltd. Common Stock, $0.01 par value per share 2009-02-17 4 S 0 1000 0.71 D 1388014 I By SF Capital Partners Ltd. Common Stock, $0.01 par value per share 2009-02-18 4 S 0 14200 0.63 D 1373814 I By SF Capital Partners Ltd. Common Stock, $0.01 par value per share 2009-02-19 4 S 0 50000 0.50 D 1323814 I By SF Capital Partners Ltd. The shares of Common Stock are held directly by SF Capital Partners Ltd. ("SF Capital"). The Reporting Persons direct the management of Stark Offshore Management LLC ("Stark Offshore"), which acts as investment manager and has sole power to direct the management of SF Capital. As the Managing Members of Stark Offshore, the Reporting Persons possess voting and dispositive power over all of the foregoing shares. Therefore, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be the beneficial owners of, but hereby disclaim such beneficial ownership of, the foregoing shares. /s/ Michael A. Roth 2009-02-19 /s/ Brian Jay Stark 2009-02-19 -----END PRIVACY-ENHANCED MESSAGE-----