-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdgMjUy9q/haAEwY3DXrFi9BpAdK8L0rpCBfC3J252X0Y+7NZDXUgbB31N3Qp6TN pRaEU0iOaT/+ZFKIFKl+zA== 0001135428-09-000651.txt : 20091223 0001135428-09-000651.hdr.sgml : 20091223 20091223171241 ACCESSION NUMBER: 0001135428-09-000651 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091031 FILED AS OF DATE: 20091223 DATE AS OF CHANGE: 20091223 EFFECTIVENESS DATE: 20091223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Inner Circle Fund II CENTRAL INDEX KEY: 0000890540 IRS NUMBER: 233040006 STATE OF INCORPORATION: MA FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-07102 FILM NUMBER: 091258832 BUSINESS ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 BUSINESS PHONE: 6106761000 MAIL ADDRESS: STREET 1: ONE FREEDOM VALLEY DRIVE CITY: OAKS STATE: PA ZIP: 19456 FORMER COMPANY: FORMER CONFORMED NAME: ARBOR FUND DATE OF NAME CHANGE: 19920929 0000890540 S000013626 PERIMETER SMALL CAP GROWTH FUND C000036925 INVESTOR SHARES PSCGX C000058272 I SHARES N-Q 1 perimeter_nq.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------- FORM N-Q -------- QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-07102 THE ADVISORS' INNER CIRCLE FUND II (Exact name of registrant as specified in charter) -------- c/o CT Corporation 101 Federal Street Boston, MA 02110 (Address of principal executive offices) (Zip code) SEI Investments One Freedom Valley Drive Oaks, PA 19456 (Name and address of agent for service) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (877) 446-3863 DATE OF FISCAL YEAR END: JULY 31, 2010 DATE OF REPORTING PERIOD: OCTOBER 31, 2009 ITEM 1. SCHEDULE OF INVESTMENTS THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- SCHEDULE OF INVESTMENTS - ----------------------------------------------------------------- COMMON STOCK - 97.1%** SHARES VALUE -------- -------------- CONSUMER DISCRETIONARY - 18.1% Aaron Rents ..................... 63,731 $ 1,596,462 American Public Education * ..... 38,072 1,214,497 Amerigon * ...................... 111,053 714,071 Big Lots * ...................... 73,460 1,840,173 BJ's Restaurants * .............. 98,363 1,569,873 Buckle .......................... 46,420 1,393,064 Buffalo Wild Wings * ............ 11,710 480,227 Capella Education * ............. 28,810 1,985,009 Career Education * .............. 59,360 1,237,062 Carter's * ...................... 75,120 1,772,832 ChinaCast Education * ........... 160,926 1,000,960 Cooper Tire & Rubber ............ 119,570 1,824,638 Dress Barn * .................... 98,910 1,785,325 Finish Line, Cl A ............... 71,240 722,374 Foot Locker ..................... 174,840 1,832,323 Genesco * ....................... 69,910 1,822,554 Grand Canyon Education * ........ 98,610 1,599,454 Gymboree * ...................... 34,120 1,452,488 Helen of Troy * ................. 70,520 1,610,677 hhgregg * ....................... 105,538 1,740,322 Hibbett Sports * ................ 62,341 1,168,270 Iconix Brand Group * ............ 143,750 1,676,125 Imax * .......................... 142,670 1,469,501 Isle of Capri Casinos * ......... 98,063 759,988 Jarden .......................... 93,410 2,558,500 JOS A Bank Clothiers * .......... 38,622 1,582,730 Maidenform Brands * ............. 105,420 1,480,097 Monro Muffler Brake ............. 65,290 2,023,337 National Presto Industries ...... 10,390 903,203 O'Charleys * .................... 97,914 686,377 Penn National Gaming * .......... 73,620 1,850,071 PEP Boys-Manny Moe & Jack ....... 164,940 1,446,524 PF Chang's China Bistro * ....... 29,240 853,516 THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- COMMON STOCK - CONTINUED SHARES VALUE -------- -------------- CONSUMER DISCRETIONARY - CONTINUED Red Robin Gourmet Burgers * ..... 17,166 $ 286,844 Shoe Carnival * ................. 29,649 445,031 Steiner Leisure * ............... 35,768 1,321,985 Steven Madden * ................. 33,581 1,360,031 Ulta Salon Cosmetics & Fragrance * .................. 48,386 732,564 Unifirst ........................ 19,373 815,022 Warnaco Group * ................. 43,372 1,757,867 -------------- 54,371,968 -------------- CONSUMER STAPLES - 3.1% ............ Calavo Growers .................. 92,133 1,644,574 Central European Distribution * . 40,179 1,249,969 Chattem * ....................... 27,454 1,739,760 Diamond Foods ................... 47,370 1,428,205 Flowers Foods ................... 79,495 1,857,003 Pantry * ........................ 94,860 1,338,475 -------------- 9,257,986 -------------- ENERGY - 6.7% Bill Barrett * .................. 42,457 1,315,318 Cal Dive International * ........ 81,870 628,762 Cano Petroleum * ................ 469,420 492,891 Carrizo Oil & Gas * ............. 31,570 731,793 Comstock Resources * ............ 49,330 2,026,970 Core Laboratories ............... 18,070 1,884,701 EXCO Resources .................. 105,570 1,649,003 Hercules Offshore * ............. 323,597 1,660,053 Hornbeck Offshore Services * .... 45,469 1,105,351 Key Energy Services * ........... 155,780 1,138,752 Natural Gas Services Group * .... 75,311 1,270,496 North American Energy Partners * 221,747 1,257,305 Oil States International * ...... 47,870 1,648,643 Penn Virginia ................... 83,060 1,681,965 Unit * .......................... 45,660 1,784,393 -------------- 20,276,396 -------------- THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- COMMON STOCK - CONTINUED SHARES VALUE -------- -------------- FINANCIALS - 5.9% Argo Group International Holdings * .................... 36,140 $ 1,227,314 Cash America International ...... 75,020 2,270,105 Encore Capital Group * .......... 107,692 1,612,149 First Cash Financial Services * . 95,270 1,636,739 First Citizens BancShares, Cl A . 9,280 1,382,720 Infinity Property & Casualty .... 34,659 1,340,264 Knight Capital Group, Cl A * .... 38,463 648,102 MarketAxess Holdings ............ 61,365 729,016 Provident Financial Services .... 53,060 570,395 Stifel Financial * .............. 38,570 2,004,097 Tower Group ..................... 77,210 1,897,822 United Community Banks * ........ 194,421 789,349 Waddell & Reed Financial, Cl A .. 55,150 1,547,509 -------------- 17,655,581 -------------- HEALTH CARE - 13.0% Air Methods * ................... 24,165 737,999 Albany Molecular Research * ..... 65,278 531,363 Alexion Pharmaceuticals * ....... 45,740 2,031,313 Alnylam Pharmaceuticals * ....... 90,150 1,536,156 American Medical Systems Holdings * 147,340 2,271,983 Atrion .......................... 6,790 804,004 Bruker BioSciences * ............ 234,246 2,539,227 Emergency Medical Services, Cl A * ........................ 29,434 1,413,421 Emergent Biosolutions * ......... 76,350 1,100,967 Ensign Group .................... 57,110 844,086 ev3 * ........................... 122,470 1,442,697 Genoptix * ...................... 50,590 1,760,026 Greatbatch * .................... 78,277 1,539,708 Haemonetics * ................... 34,880 1,796,320 ICU Medical * ................... 15,868 555,380 Isis Pharmaceuticals * .......... 130,170 1,649,254 LHC Group * ..................... 56,495 1,576,775 Oculus Innovative Sciences * .... 126,998 260,346 THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- COMMON STOCK - CONTINUED SHARES VALUE -------- -------------- HEALTH CARE - CONTINUED Phase Forward * ................. 123,375 $ 1,617,446 Psychiatric Solutions * ......... 67,493 1,393,055 Quality Systems ................. 29,440 1,796,429 Sirona Dental Systems * ......... 60,360 1,624,288 STERIS .......................... 65,860 1,927,064 Synovis Life Technologies * ..... 144,623 1,744,153 Theravance * .................... 43,670 610,070 United Therapeutics * ........... 10,498 446,585 US Physical Therapy * ........... 93,981 1,319,493 Vivus * ......................... 287,343 2,270,010 -------------- 39,139,618 -------------- INDUSTRIALS - 17.5% Advisory Board * ................ 51,647 1,272,582 Alaska Air Group * .............. 29,135 749,352 American Science & Engineering .. 28,900 1,910,868 APAC Customer Services * ........ 262,260 1,691,577 Applied Signal Technology ....... 49,388 1,011,960 Arkansas Best ................... 64,769 1,672,336 ATC Technology * ................ 69,365 1,449,728 Capstone Turbine * .............. 846,151 989,997 CBIZ * .......................... 174,669 1,229,670 Celadon Group * ................. 202,599 1,977,366 Columbus McKinnon * ............. 102,785 1,701,092 Consolidated Graphics * ......... 88,100 1,767,286 CRA International * ............. 60,740 1,503,315 DynCorp International, Cl A * ... 112,910 1,919,470 EnergySolutions ................. 173,012 1,442,920 EnerSys * ....................... 78,520 1,735,292 FTI Consulting * ................ 35,720 1,457,733 Genco Shipping & Trading ........ 72,390 1,439,837 General Cable * ................. 41,360 1,287,950 GeoEye * ........................ 97,001 2,460,915 GrafTech International * ........ 137,820 1,860,570 THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- COMMON STOCK - CONTINUED SHARES VALUE -------- -------------- INDUSTRIALS - CONTINUED Harbin Electric * ............... 113,043 $ 1,800,775 Heidrick & Struggles International 19,197 525,230 HUB Group, Cl A * ............... 82,682 2,055,475 II-VI * ......................... 68,806 1,821,295 Integrated Electrical Services * 65,498 430,977 Kansas City Southern * .......... 83,300 2,018,359 Kforce * ........................ 151,845 1,781,142 Marten Transport * .............. 50,703 889,331 MasTec * ........................ 156,240 1,843,632 Powell Industries * ............. 20,566 756,417 Simpson Manufacturing ........... 11,243 262,974 Teledyne Technologies * ......... 31,765 1,085,092 TrueBlue * ...................... 152,363 1,843,592 VSE ............................. 20,677 905,446 Waste Connections * ............. 65,070 2,045,150 -------------- 52,596,703 -------------- INFORMATION TECHNOLOGY - 28.7% 3Com * .......................... 379,376 1,949,993 Actuate * ....................... 166,243 832,877 Adtran .......................... 70,665 1,628,122 Advanced Analogic Technologies * 321,540 1,012,851 Anadigics * ..................... 398,720 1,279,891 ANSYS * ......................... 64,239 2,606,819 Art Technology Group * .......... 458,250 1,887,990 AsiaInfo Holdings * ............. 65,331 1,441,202 Atheros Communications * ........ 62,640 1,542,197 BigBand Networks * .............. 163,540 605,098 Blue Coat Systems * ............. 91,210 2,032,159 CACI International, Cl A * ...... 46,160 2,198,139 Clicksoftware Technologies * .... 269,392 1,390,063 Cogent * ........................ 156,163 1,506,973 Compellent Technologies * ....... 89,890 1,648,583 Comtech Telecommunications * .... 57,675 1,852,521 THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- COMMON STOCK - CONTINUED SHARES VALUE -------- -------------- INFORMATION TECHNOLOGY - CONTINUED Convergys * ..................... 203,570 $ 2,208,734 Cray * .......................... 189,267 1,411,932 Cybersource * ................... 136,570 2,237,017 Ebix * .......................... 15,180 935,088 EPIQ Systems * .................. 149,865 1,889,798 GigaMedia * ..................... 252,376 1,034,742 Global Cash Access Holdings * ... 182,440 1,154,845 Globecomm Systems * ............. 191,961 1,297,656 Hackett Group * ................. 334,240 1,042,829 Infospace * ..................... 188,370 1,614,331 JDA Software Group * ............ 85,238 1,691,122 MIPS Technologies, Cl A * ....... 305,510 1,206,764 Move * .......................... 349,270 716,003 Net 1 UEPS Technologies * ....... 78,850 1,379,086 Netlogic Microsystems * ......... 31,380 1,192,754 NIC ............................. 123,110 1,078,444 Nice Systems ADR * .............. 85,649 2,652,549 Novatel Wireless * .............. 171,280 1,527,818 NVE * ........................... 6,407 239,622 O2Micro International ADR * ..... 425,671 1,868,696 Open Text * ..................... 53,610 1,985,714 Oplink Communications * ......... 113,247 1,679,453 Pegasystems ..................... 59,590 1,708,445 Perfect World ADR * ............. 20,390 897,364 Plexus * ........................ 68,470 1,732,291 PMC - Sierra * .................. 243,050 2,070,786 Radiant Systems * ............... 114,216 1,123,885 Silicon Motion Technology ADR * . 324,380 1,128,842 Smith Micro Software * .......... 131,912 1,197,761 Solera Holdings ................. 77,960 2,511,871 Starent Networks * .............. 75,591 2,550,440 Sybase * ........................ 43,993 1,740,363 TeleCommunication Systems, Cl A * 218,300 1,951,602 THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - ----------------------------------------------------------------- COMMON STOCK - CONTINUED SHARES VALUE -------- -------------- INFORMATION TECHNOLOGY - CONTINUED Tessera Technologies * .......... 59,785 $ 1,321,846 TriQuint Semiconductor * ........ 276,922 1,492,610 Tyler Technologies * ............ 111,000 2,111,220 Ultimate Software Group * ....... 35,140 896,421 United Online ................... 162,047 1,296,376 Valueclick * .................... 172,890 1,701,238 Zoran * ......................... 134,938 1,196,900 -------------- 86,090,736 -------------- MATERIALS - 3.0% AK Steel Holding ................ 52,020 825,557 Aptargroup ...................... 28,329 1,000,297 Gammon Gold * ................... 198,480 1,615,627 Silgan Holdings ................. 22,710 1,220,663 Solutia * ....................... 85,520 940,720 Stillwater Mining * ............. 253,310 1,570,522 Thompson Creek Metals * ......... 168,380 1,714,108 -------------- 8,887,494 -------------- TELECOMMUNICATION SERVICES - 0.6% Syniverse Holdings * ............ 104,701 1,793,528 -------------- UTILITIES - 0.5% Avista .......................... 73,650 1,396,404 -------------- TOTAL COMMON STOCK (Cost $268,690,451) ......... 291,466,414 -------------- SHORT-TERM INVESTMENT - 3.0% Union Bank N.A. Money Market Fund, 0.020% (A) (Cost $9,046,089) ........... 9,046,089 9,046,089 -------------- TOTAL INVESTMENTS - 100.1% (Cost $277,736,540)+ ........ $ 300,512,503 ============== THE ADVISORS' INNER CIRCLE FUND II PERIMETER SMALL CAP GROWTH FUND OCTOBER 31, 2009 (UNAUDITED) - -------------------------------------------------------------------------------- PERCENTAGES ARE BASED ON NET ASSETS OF $300,315,774. * NON-INCOME PRODUCING SECURITY. ** MORE NARROW INDUSTRIES ARE UTILIZED FOR COMPLIANCE PURPOSES, WHEREAS BROAD SECTORS ARE UTILIZED FOR REPORTING PURPOSES. (A) THE RATE REPORTED IS THE 7-DAY EFFECTIVE YIELD AS OF OCTOBER 31, 2009. ADR - AMERICAN DEPOSITARY RECEIPT CL - CLASS + AT OCTOBER 31, 2009, THE TAX BASIS COST OF THE FUND'S INVESTMENTS WAS $277,736,540, AND THE UNREALIZED APPRECIATION AND DEPRECIATION WERE $44,339,184 AND $(21,563,221), RESPECTIVELY. FOR INFORMATION ON THE FUND'S POLICY REGARDING VALUATION OF INVESTMENTS AND OTHER SIGNIFICANT ACCOUNTING POLICIES, PLEASE REFER TO THE FUND'S MOST RECENT SEMI-ANNUAL OR ANNUAL FINANCIAL STATEMENTS. AS OF OCTOBER 31, 2009, ALL OF THE FUND'S INVESTMENTS ARE LEVEL 1 IN ACCORDANCE WITH ASC 820 (FORMERLY SFAS NO. 157). FOR INFORMATION ON THE FUND'S POLICY REGARDING VALUATION OF INVESTMENTS, FAIR VALUE HIERARCHY LEVELS AND OTHER SIGNIFICANT ACCOUNTING POLICIES, PLEASE REFER TO NOTE 2 OF THE FUND'S MOST RECENT SEMI-ANNUAL OR ANNUAL FINANCIAL STATEMENTS. PCM-QH-001-0700 ITEM 2. CONTROLS AND PROCEDURES (a) The certifying officers, whose certifications are included herewith, have evaluated the registrant's disclosure controls and procedures within 90 days of the filing date of this report. In their opinion, based on their evaluation, the registrant's disclosure controls and procedures are adequately designed, and are operating effectively to ensure, that information required to be disclosed by the registrant in the reports it files or submits under the Securities Exchange Act of 1934 is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms. (b) There were no significant changes in the registrant's internal control over financial reporting that occurred during the registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control over financial reporting. ITEM 3. EXHIBITS. (a) A separate certification for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith. - -------------------------------------------------------------------------------- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) The Advisors' Inner Circle Fund II By (Signature and Title) /S/: PHILIP T. MASTERSON ---------------------------------- Philip T. Masterson President Date: December 23, 2009 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By (Signature and Title) /S/: PHILIP T. MASTERSON ----------------------------------- Philip T. Masterson President Date: December 23, 2009 By (Signature and Title) /S/: MICHAEL LAWSON ---------------------------------- Michael Lawson Treasurer, Controller and Chief Financial Officer Date: December 23, 2009 EX-99.CERT 2 ex_cert.txt CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Philip T. Masterson, certify that: 1. I have reviewed this report on Form N-Q of The Advisors' Inner Circle Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal controls over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal controls which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: December 23, 2009 /S/: PHILIP T. MASTERSON - --------------------------- Philip T. Masterson President CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Michael Lawson, certify that: 1. I have reviewed this report on Form N-Q of The Advisors' Inner Circle Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal controls over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal controls which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: December 23, 2009 /S/: MICHAEL LAWSON - ----------------------------- Michael Lawson Treasurer, Controller and CFO -----END PRIVACY-ENHANCED MESSAGE-----