SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Carlson Chris

(Last) (First) (Middle)
1331 GEMINI STREET

(Street)
HOUSTON TX 77058

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/16/2009
3. Issuer Name and Ticker or Trading Symbol
Vertex Energy Inc. [ VTNR.OB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 293,244 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Warrants 05/16/2009 05/16/2018 Common Stock 35,000 $1.2 D
Stock Warrants 05/16/2010 05/16/2018 Common Stock 35,000 $1.2 D
Stock Warrants 05/16/2011 05/16/2018 Common Stock 35,000 $1.2 D
Stock Warrants 05/16/2012 05/16/2018 Common Stock 35,000 $1.2 D
Stock Warrants 04/16/2009 05/01/2011 Common Stock 888 $15 D
Stock Warrants 04/16/2009 11/05/2014 Common Stock 355 $27 D
Stock Warrants 04/16/2009 04/18/2015 Common Stock 1,421 $27 D
Stock Warrants 04/16/2009 05/02/2015 Common Stock 178 $27 D
Stock Warrants 04/16/2009 12/21/2014 Common Stock 25 $37 D
Stock Warrants 04/16/2009 11/01/2015 Common Stock 1,208 $22.5 D
Stock Warrants 04/16/2009 12/23/2015 Common Stock 1,030 $27 D
Stock Warrants 04/16/2009 11/04/2016 Common Stock 178 $27 D
Stock Warrants 04/16/2009 11/04/2016 Common Stock 178 $20.5 D
Stock Warrants 04/16/2009 01/17/2017 Common Stock 711 $15.5 D
Stock Warrants 04/16/2009 03/02/2017 Common Stock 444 $11.1 D
Stock Warrants 04/16/2009 03/20/2017 Common Stock 178 $11.1 D
Stock Warrants 04/16/2009 05/27/2017 Common Stock 10,041 $14.2 D
Stock Warrants 04/16/2009 02/26/2018 Common Stock 5,152 $1.55 D
Stock Warrants 04/16/2009 01/01/2011 Common Stock 44 $10 D
Stock Warrants 04/16/2009 03/27/2011 Common Stock 284 $12.5 D
Stock Warrants 04/16/2009 08/24/2011 Common Stock 573 $15 D
Stock Warrants 04/16/2009 03/15/2012 Common Stock 548 $25 D
Stock Warrants 04/16/2009 04/28/2012 Common Stock 59 $25 D
Stock Warrants 04/16/2009 11/01/2010 Common Stock 571 $25 D
Stock Warrants 04/16/2009 04/28/2010 Common Stock 3,620 $27.5 D
Stock Warrants 04/16/2009 05/25/2011 Common Stock 4,787 $27.5 D
Stock Warrants 04/16/2009 05/30/2011 Common Stock 8,805 $27.5 D
Explanation of Responses:
/s/ Chris Carlson 05/12/2009
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.