-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fqt4LFS3asXPTTDiPivAhdKakAnnPf5CceVaJTol7/3M7GBA14HTH3z+diXPgs/V IW813/DgbPn08oAKHxpnEA== 0000089014-09-000011.txt : 20091028 0000089014-09-000011.hdr.sgml : 20091028 20091028133825 ACCESSION NUMBER: 0000089014-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091028 DATE AS OF CHANGE: 20091028 EFFECTIVENESS DATE: 20091028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SENTRY INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000089014 IRS NUMBER: 391126714 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00870 FILM NUMBER: 091141205 BUSINESS ADDRESS: STREET 1: 1800 N POINT DR CITY: STEVENS POINT STATE: WI ZIP: 54481 BUSINESS PHONE: 7153466000 MAIL ADDRESS: STREET 1: STEVENS INVEST MANGT STREET 2: 1800 NORTH POINT DRIVE CITY: STEVENS POINT STATE: WI ZIP: 54481 13F-HR 1 simlcc3qtr2009.txt 3RD QUARTER 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment ( ); Amendment Number: _______ This Amendment (Check only one.): ( ) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SENTRY INVESTMENT MANAGEMENT, INC. ---------------------------------- Address: 1800 North Point Drive Stevens Point, WI 54481 Form 13F File Number: 28-870 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Keith E. Ringberg Title: Director - Equities Management Phone: 715-346-6825 Signature, Place, and Date of Signing: Keith E. Ringberg Stevens Point, Wisconsin 9/30/2009 ----------------- ------------------------ --------- (Signature) (City, State) (Date) Report Type (Check only one.): (X) 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- ------- -------- -------- -------- -- -------- -------- --------
VOTING TITLE OF VALUE SHRS OR SH/ INVESTMENT OTHER AUTHORITY NAME OF ISSUER CLASS CUSIP (X 1000) PRN AMT PRN DISCRETION MANAGERS SOLE - -------------- ----- ----- ------- ------- --- ---------- -------- ---- 3M COMPANY Common 88579Y101 5,232 70,900.00 SHRS SOLE NONE X ABBOTT LABORATORIES Common 002824100 7,816 158,000.00 SHRS SOLE NONE X ACE LTD Common H0023R105 5 100.00 SHRS SOLE NONE X AFFIRMATIVE INS HOLDINGS INC Common 008272106 0 100.00 SHRS SOLE NONE X ALCOA INC Common 013817101 1,290 98,300.00 SHRS SOLE NONE X ALLIANCE DATA SYSTEMS CORP Common 018581108 7,305 119,600.00 SHRS SOLE NONE X ALLSTATE CORP Common 020002101 1,720 56,175.00 SHRS SOLE NONE X ALTRIA GROUP INC Common 02209S103 3,713 208,500.00 SHRS SOLE NONE X AMAZON.COM INC Common 023135106 3,053 32,700.00 SHRS SOLE NONE X AMERICAN ELECTRIC POWER CO Common 025537101 1,460 47,100.00 SHRS SOLE NONE X AMERICAN EXPRESS CO Common 025816109 4,119 121,500.00 SHRS SOLE NONE X AMGEN INC Common 031162100 6,198 102,900.00 SHRS SOLE NONE X APACHE CORP Common 037411105 3,503 38,146.00 SHRS SOLE NONE X APPLE INC Common 037833100 16,867 91,000.00 SHRS SOLE NONE X ARGO GROUP INTERNATIONAL Common G0464B107 2 64.00 SHRS SOLE NONE X AT&T INC Common 00206R102 18,350 679,388.00 SHRS SOLE NONE X AVON PRODUCTS INC Common 054303102 1,460 43,000.00 SHRS SOLE NONE X BAKER HUGHES INC Common 057224107 1,322 31,000.00 SHRS SOLE NONE X BALDWIN & LYONS INC - CL B Common 057755209 2 100.00 SHRS SOLE NONE X BANK OF AMERICA CORP Common 060505104 14,933 882,585.00 SHRS SOLE NONE X BANK OF NEW YORK MELLON CORP Common 064058100 3,514 121,200.00 SHRS SOLE NONE X BAXTER INTL INC Common 071813109 3,592 63,000.00 SHRS SOLE NONE X BOEING CO (THE) Common 097023105 4,061 75,000.00 SHRS SOLE NONE X BRINK'S CO (THE) Common 109696104 3,728 138,552.00 SHRS SOLE NONE X BRISTOL-MYERS SQUIBB CO Common 110122108 4,617 205,000.00 SHRS SOLE NONE X BURLINGTON NORTHERN SANTE FE Common 12189T104 2,155 27,000.00 SHRS SOLE NONE X CAMPBELL SOUP CO Common 134429109 652 20,000.00 SHRS SOLE NONE X CAPITAL ONE FINANCIAL CORP Common 14040H105 1,626 45,500.00 SHRS SOLE NONE X CATERPILLAR INC Common 149123101 3,167 61,700.00 SHRS SOLE NONE X CHATTEM INC Common 162456107 3,321 50,000.00 SHRS SOLE NONE X CHEVRON CORP Common 166764100 14,396 204,400.00 SHRS SOLE NONE X CHUBB CORP Common 171232101 10 200.00 SHRS SOLE NONE X CINCINNATI FINANCIAL CORP Common 172062101 3 100.00 SHRS SOLE NONE X CISCO SYSTEMS INC Common 17275R102 13,848 588,271.00 SHRS SOLE NONE X CITIGROUP INC Common 172967101 6,453 1,333,200.00 SHRS SOLE NONE X CLEAN HARBORS INC Common 184496107 1,125 20,000.00 SHRS SOLE NONE X CNA FINANCIAL CORP Common 126117100 2 100.00 SHRS SOLE NONE X COCA-COLA CO Common 191216100 12,695 236,400.00 SHRS SOLE NONE X COLGATE-PALMOLIVE CO Common 194162103 3,860 50,600.00 SHRS SOLE NONE X COMCAST CORP CLASS A Common 20030N101 5,005 296,500.00 SHRS SOLE NONE X CONOCOPHILLIPS Common 20825C104 6,887 152,500.00 SHRS SOLE NONE X COSTCO WHOLESALE CORP Common 22160K105 2,503 44,400.00 SHRS SOLE NONE X COVANTA HOLDINGS CORP Common 22282E102 154 9,066.00 SHRS SOLE NONE X CVS CAREMARK CORP Common 126650100 5,300 148,300.00 SHRS SOLE NONE X DELL INC Common 24702R101 2,693 176,500.00 SHRS SOLE NONE X DEVON ENERGY CORP Common 25179M103 3,077 45,700.00 SHRS SOLE NONE X DIAMOND OFFSHORE DRILLING INC Common 25271C102 2,894 30,300.00 SHRS SOLE NONE X DISNEY (WALT) CO (THE) Common 254687106 5,272 192,000.00 SHRS SOLE NONE X DOW CHEMICAL CO Common 260543103 3,058 117,300.00 SHRS SOLE NONE X DU PONT (EI) DE NEMOURS Common 263534109 2,893 90,000.00 SHRS SOLE NONE X EMC CORP MASS Common 268648102 3,551 208,400.00 SHRS SOLE NONE X ENTERGY CORP Common 29364G103 1,533 19,200.00 SHRS SOLE NONE X ERIE INDEMNITY COMPANY - CL A Common 29530P102 4 100.00 SHRS SOLE NONE X EXELON CORP Common 30161N101 3,275 66,000.00 SHRS SOLE NONE X EXPONENT INC Common 30214U102 1,414 50,200.00 SHRS SOLE NONE X EXPRESS SCRIPTS INC Common 302182100 8,154 105,100.00 SHRS SOLE NONE X EXXON MOBIL CORP Common 30231G102 33,667 490,700.00 SHRS SOLE NONE X FEDEX CORP Common 31428X106 2,324 30,900.00 SHRS SOLE NONE X FISERV INC Common 337738108 6,444 133,700.00 SHRS SOLE NONE X FORD MOTOR CO Common 345370860 2,330 323,192.31 SHRS SOLE NONE X FTI CONSULTING INC Common 302941109 3,677 86,300.00 SHRS SOLE NONE X GAMESTOP CORP Common 36467W109 1,460 55,166.00 SHRS SOLE NONE X GENERAL DYNAMICS CORP Common 369550108 2,565 39,700.00 SHRS SOLE NONE X GENERAL ELECTRIC CO Common 369604103 20,814 1,267,600.00 SHRS SOLE NONE X GILEAD SCIENCES INC Common 375558103 4,273 91,900.00 SHRS SOLE NONE X GOLDMAN SACHS GROUP INC Common 38141G104 9,642 52,300.00 SHRS SOLE NONE X GOOGLE INC Common 38259P508 12,198 24,600.00 SHRS SOLE NONE X GRAND CANYON EDUCATION INC Common 38526M106 2,152 120,700.00 SHRS SOLE NONE X HALLIBURTON CO Common 406216101 2,522 93,000.00 SHRS SOLE NONE X HARLEYSVILLE GROUP INC Common 412824104 3 100.00 SHRS SOLE NONE X HEINZ (H J) CO Common 423074103 1,248 31,400.00 SHRS SOLE NONE X HEWLETT-PACKARD CO Common 428236103 11,486 243,300.00 SHRS SOLE NONE X HOME DEPOT INC Common 437076102 4,678 175,600.00 SHRS SOLE NONE X HONEYWELL INTL INC Common 438516106 2,797 75,300.00 SHRS SOLE NONE X HUNT (JB) TRANSPORT SVCS INC Common 445658107 1,954 60,800.00 SHRS SOLE NONE X IBM CORP Common 459200101 16,111 134,700.00 SHRS SOLE NONE X INDEPENDENT BANK CORP-MICH Common 453838104 363 191,114.00 SHRS SOLE NONE X INFINITY PROP & CASUALTY CORP Common 45665Q103 4 100.00 SHRS SOLE NONE X INTEL CORP Common 458140100 11,108 567,600.00 SHRS SOLE NONE X ISHARES BARCLAYS TIPS BOND FUND Common 464287176 784 7,623.00 SHRS SOLE NONE X ISHARES COHEN & STEERS REALTY FUND Common 464287564 9,333 191,962.00 SHRS SOLE NONE X ISHARES DJ US REAL ESTATE FUND Common 464287739 10,659 249,812.00 SHRS SOLE NONE X ISHARES IBOXX INVT GRADE GRP BOND FUND Common 464287242 45,703 428,412.00 SHRS SOLE NONE X ISHARES LEHMAN AGG BOND FUND Common 464287226 1,738 16,563.00 SHRS SOLE NONE X ISHARES MSCI EAFE INDEX FUND Common 464287465 18,946 346,494.00 SHRS SOLE NONE X ISHARES S&P 400 MIDCAP INDEX FUND Common 464287507 34,454 499,702.00 SHRS SOLE NONE X ISHARES S&P 500 INDEX FUND Common 464287200 47,740 450,333.00 SHRS SOLE NONE X ISHARES S&P 600 SMALLCAP INDEX FUND Common 464287804 34,698 662,937.00 SHRS SOLE NONE X JARDEN CORP Common 471109108 9,864 351,400.00 SHRS SOLE NONE X JOHNSON & JOHNSON Common 478160104 17,160 281,827.00 SHRS SOLE NONE X JP MORGAN CHASE & CO Common 46625H100 17,585 401,300.00 SHRS SOLE NONE X K12 INC Common 48273U102 2,665 161,700.00 SHRS SOLE NONE X KANSAS CITY SOUTHERN Common 485170302 2,768 104,500.00 SHRS SOLE NONE X KNIGHT TRANSPORTATION INC Common 499064103 1,428 85,100.00 SHRS SOLE NONE X KRAFT FOODS INC Common 50075N104 3,966 150,959.00 SHRS SOLE NONE X LEUCADIA NATIONAL CORP Common 527288104 5 200.00 SHRS SOLE NONE X LOCKHEED MARTIN CORP Common 539830109 2,608 33,400.00 SHRS SOLE NONE X LOWES COMPANIES INC Common 548661107 3,166 151,200.00 SHRS SOLE NONE X MARSHALL & ILSLEY CORP Common 571837103 2,752 340,998.00 SHRS SOLE NONE X MASTERCARD INC - CLASS A Common 57636Q104 3,396 16,800.00 SHRS SOLE NONE X MC DONALDS CORPORATION Common 580135101 6,369 111,600.00 SHRS SOLE NONE X MEDASSETS INC Common 584045108 2,483 110,000.00 SHRS SOLE NONE X MEDTRONIC INC Common 585055106 4,158 113,000.00 SHRS SOLE NONE X MERCK & CO INC Common 589331107 6,800 215,000.00 SHRS SOLE NONE X MERCURY GENERAL CORP Common 589400100 4 100.00 SHRS SOLE NONE X METAVANTE TECHNOLOGIES Common 591407101 3,919 113,666.00 SHRS SOLE NONE X METLIFE INC Common 59156R108 3,190 83,800.00 SHRS SOLE NONE X METROPCS COMMUNICATIONS INC Common 591708102 1 100.00 SHRS SOLE NONE X MICROSOFT CORP Common 594918104 20,363 791,700.00 SHRS SOLE NONE X MONOTYPE IMAGING HOLDINGS INC Common 61022P100 40 4,703.00 SHRS SOLE NONE X MONSANTO COMPANY Common 61166W101 4,358 56,300.00 SHRS SOLE NONE X MORGAN STANLEY Common 617446448 4,271 138,302.00 SHRS SOLE NONE X NATIONAL OILWELL VARCO INC Common 637071101 1,824 42,300.00 SHRS SOLE NONE X NEW YORK COMMUNITY BANCORP Common 649445103 1,576 138,000.00 SHRS SOLE NONE X NIKE INC Common 654106103 2,627 40,600.00 SHRS SOLE NONE X NORFOLK SOUTHERN CORP Common 655844108 1,625 37,700.00 SHRS SOLE NONE X NUANCE COMMUNICATIONS INC Common 67020Y100 2,664 178,100.00 SHRS SOLE NONE X NYSE EURONEXT Common 629491101 780 27,000.00 SHRS SOLE NONE X OCCIDENTAL PETROLEUM CORP Common 674599105 6,484 82,700.00 SHRS SOLE NONE X OLD REPUBLIC INTL CORP Common 680223104 2 125.00 SHRS SOLE NONE X ORACLE CORP Common 68389X105 8,301 398,300.00 SHRS SOLE NONE X ORBITAL SCIENCES CORP Common 685564106 2,798 186,900.00 SHRS SOLE NONE X PAYCHEX INC Common 704326107 2,150 74,000.00 SHRS SOLE NONE X PEPSICO INC Common 713448108 9,327 159,000.00 SHRS SOLE NONE X PETROHAWK ENERGY CORP Common 716495106 1,864 77,000.00 SHRS SOLE NONE X PFIZER INC Common 717081103 11,442 691,370.00 SHRS SOLE NONE X PHILIP MORRIS INTERNATIONAL Common 718172109 9,607 197,100.00 SHRS SOLE NONE X PMA CAPITAL CORP - CL A Common 693419202 1 100.00 SHRS SOLE NONE X PRINCIPAL FINANCIAL GROUP Common 74251V102 3 100.00 SHRS SOLE NONE X PROCTER & GAMBLE CO Common 742718109 17,225 297,400.00 SHRS SOLE NONE X PROGRESSIVE CORP Common 743315103 7 400.00 SHRS SOLE NONE X PSYCHIATRIC SOLUTIONS INC Common 74439H108 2,663 99,500.00 SHRS SOLE NONE X QUALCOMM INC Common 747525103 7,615 169,300.00 SHRS SOLE NONE X RAYTHEON CO Common 755111507 1,880 39,200.00 SHRS SOLE NONE X REGIONS FINANCIAL CORP Common 7591EP100 702 113,000.00 SHRS SOLE NONE X SARA LEE CORP Common 803111103 802 72,000.00 SHRS SOLE NONE X SCHERING-PLOUGH CORP Common 806605101 4,735 167,600.00 SHRS SOLE NONE X SCHLUMBERGER LTD Common 806857108 7,289 122,300.00 SHRS SOLE NONE X SECTOR SPDR CONSUMER STAPLES Common 81369Y308 4,051 159,100.00 SHRS SOLE NONE X SECTOR SPDR ENERGY SELCT Common 81369Y506 6,853 127,100.00 SHRS SOLE NONE X SECTOR SPDR FINANCIAL Common 81369Y605 13,084 875,800.00 SHRS SOLE NONE X SECTOR SPDR HEALTHCARE SELECT Common 81369Y209 2,423 84,500.00 SHRS SOLE NONE X SECTOR SPDR TECHNOLOGY Common 81369Y803 19,207 920,300.00 SHRS SOLE NONE X SOUTHERN CO Common 842587107 2,559 80,800.00 SHRS SOLE NONE X SPDR TRUST SERIES 1 Common 78462F103 268,674 2,544,500.00 SHRS SOLE NONE X SPRINT NEXTEL CORP Common 852061100 1,140 288,583.00 SHRS SOLE NONE X STATE AUTO FINANCIAL CORP Common 855707105 2 100.00 SHRS SOLE NONE X STERICYCLE INC Common 858912108 1,269 26,200.00 SHRS SOLE NONE X STRAYER EDUCATION INC Common 863236105 1,241 5,700.00 SHRS SOLE NONE X TARGET CORP Common 87612E106 3,613 77,400.00 SHRS SOLE NONE X TEXAS INSTRUMENTS INC Common 882508104 3,084 130,200.00 SHRS SOLE NONE X THERMO FISHER SCIENTIFIC INC Common 883556102 3,594 82,300.00 SHRS SOLE NONE X TIDEWATER INC Common 886423102 2,736 58,100.00 SHRS SOLE NONE X TIME WARNER INC Common 887317303 3,513 122,066.00 SHRS SOLE NONE X TOWER GROUP INC Common 891777104 2 100.00 SHRS SOLE NONE X TRANSATLANTIC HOLDINGS INC Common 893521104 5 100.00 SHRS SOLE NONE X TRAVELERS COMPANIES INC (THE) Common 89417E109 5 100.00 SHRS SOLE NONE X UNITED FIRE & CASUALTY CO Common 910331107 2 100.00 SHRS SOLE NONE X UNITED PARCEL SERVICE INC Common 911312106 5,743 101,700.00 SHRS SOLE NONE X UNITED TECHNOLOGIES CORP Common 913017109 5,831 95,700.00 SHRS SOLE NONE X UNITEDHEALTH GROUP INC Common 91324P102 3,055 122,000.00 SHRS SOLE NONE X URBAN OUTFITTERS INC Common 917047102 1,222 40,500.00 SHRS SOLE NONE X US BANCORP Common 902973304 4,201 192,200.00 SHRS SOLE NONE X VANGUARD EXTENDED MKT INDEX Common 922908207 3 93.50 SHRS SOLE NONE X VANGUARD GLOBAL EQUITY FUND Common 922038203 4 277.56 SHRS SOLE NONE X VANGUARD TOTAL BOND MARKET Common 921937835 13,515 170,000.00 SHRS SOLE NONE X VERIZON COMMUNICATIONS Common 92343V104 8,853 292,460.00 SHRS SOLE NONE X VISA INC - CLASS A SHARES Common 92826C839 2,419 35,000.00 SHRS SOLE NONE X WAL-MART STORES INC Common 931142103 10,815 220,300.00 SHRS SOLE NONE X WALGREEN CO Common 931422109 3,818 101,900.00 SHRS SOLE NONE X WELLS FARGO CO Common 949746101 13,388 475,072.00 SHRS SOLE NONE X WESTERN UNION CO Common 959802109 2,802 148,100.00 SHRS SOLE NONE X WEYERHAEUSER CO Common 962166104 795 21,700.00 SHRS SOLE NONE X WILLIAMS COS INC Common 969457100 1,094 61,200.00 SHRS SOLE NONE X WYETH Common 983024100 6,621 136,300.00 SHRS SOLE NONE X XEROX CORP Common 984121103 697 90,000.00 SHRS SOLE NONE X XL CAPITAL LTD - CLASS A Common G98255105 2 100.00 SHRS SOLE NONE X ZENITH NATIONAL INSURANCE CORP Common 989390109 3 100.00 SHRS SOLE NONE X -------- ------------ 1,247,969 30,033,159.37
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 178 ----------------- Form 13F Information Table Value Total: 1,247,969 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE -----END PRIVACY-ENHANCED MESSAGE-----