EX-22.1 3 d119184dex221.htm EX-22.1 EX-22.1

Exhibit 22.1

Subsidiary Issuers of Guaranteed Securities

The table below lists securities of subsidiaries of The Goldman Sachs Group, Inc. (Group Inc.) that are subject to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended, or the offer and sale of which are subject to registration under the Securities Act of 1933, as amended, and are fully and unconditionally guaranteed by Group Inc. Each of the issuers identified below is a finance subsidiary, within the meaning of Rule 13-01 of Regulation S-X. No other subsidiary of Group Inc. guarantees the securities listed in the table below.

 

Issuer

  

State of
Organization

  

Securities

GS Finance Corp. (GSFC)    Delaware   

Debt securities, warrants and units, including:

 

•  Notes issued under GSFC’s Medium-Term Notes, Series A program

 

•  Notes issued under GSFC’s Medium-Term Notes, Series E program

 

•  Notes issued under GSFC’s Medium-Term Notes, Series F program

 

•  Warrants issued under GSFC’s Warrants, Series G program

Goldman Sachs Capital I    Delaware    6.345% Capital Securities
Goldman Sachs Capital II    Delaware    5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities
Goldman Sachs Capital III    Delaware    Floating Rate Normal Automatic Preferred Enhanced Capital Securities
Goldman Sachs Capital VI    Delaware    Capital Securities
Goldman Sachs Capital VII    Delaware    Capital Securities