EX-99.(D)(3)(IV) 3 a17-18768_1ex99dd3iv.htm EX-99.(D)(3)(IV)

Exhibit 99(d)(3)(iv)

 

THE UBS FUNDS, ON BEHALF OF ITS SERIES,

UBS U.S. SUSTAINABLE EQUITY FUND

INVESTMENT ADVISORY AGREEMENT

AMENDMENT NUMBER FOUR

 

THIS AMENDMENT is made this 26th day of October 2017, by and between The UBS Funds, a Delaware statutory trust (the “Trust”), and UBS Asset Management (Americas) Inc., a Delaware corporation (the “Advisor”).

 

WHEREAS, the Trust and the Advisor have previously entered into an Investment Advisory Agreement, dated July 1, 2002, as amended or restated through the date hereof (the “Advisory Agreement”), pursuant to which the Advisor agreed to manage the investment and reinvestment of assets of the UBS U.S. Sustainable Equity Fund (formerly, UBS U.S. Large Cap Equity Fund) series (the “Fund”); and

 

WHEREAS, the Fund has changed its name from “UBS U.S. Large Cap Equity Fund” to “UBS U.S. Sustainable Equity Fund” and the Trust, on behalf of the Fund, and the Advisor desire to amend the Advisory Agreement to reflect the new name of the Fund;

 

NOW, THEREFORE, in consideration of the terms and conditions hereinafter set forth, it is agreed as follows:

 

1.                                      The name of UBS U.S. Large Cap Equity Fund, and all references in the Advisory Agreement to UBS U.S. Large Cap Equity Fund, shall be changed to UBS U.S. Sustainable Equity Fund.

 

2.                                      The effective date of the Amendment shall be October 27, 2017.

 

3.                                      The parties hereby further agree that no other provisions of the Advisory Agreement are in any way modified by this Amendment, and that all other provisions of the Advisory Agreement remain in full force and effect.

 

IN WITNESS WHEREOF, the parties hereby have caused this Amendment to be executed this 26th day of October 2017.

 

 

THE UBS FUNDS

 

THE UBS FUNDS

By:

/s/ Tammie Lee

 

By:

/s/ Nancy Osborn

Name:

Tammie Lee

 

Name:

Nancy Osborn

Title:

Vice President and Assistant Secretary

 

Title:

Vice President and Assistant Treasurer

 

 

UBS ASSET MANAGEMENT (AMERICAS) INC.

 

UBS ASSET MANAGEMENT (AMERICAS) INC.

By:

/s/ Joseph A. Allessie

 

By:

/s/ Mark Kemper

Name:

Joseph A. Allessie

 

Name:

Mark Kemper

Title:

Managing Director

 

Title:

Managing Director and General Counsel