-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EeAMRxKWlvSOjgvF2D/k4xktxee2VSv/qtyfot3+mcEiqVp3cwsBcuvKLRaTR5Cb cgBSBG6oGv5UcVcQmaHoEg== 0001181431-09-047587.txt : 20091013 0001181431-09-047587.hdr.sgml : 20091012 20091013162556 ACCESSION NUMBER: 0001181431-09-047587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091008 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anzalone Christopher Richard CENTRAL INDEX KEY: 0001423029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 091117173 MAIL ADDRESS: STREET 1: ARROWHEAD RESEARCH CORPORATION STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD RESEARCH CORP CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 4 1 rrd254954.xml C. ANZALONE STOCK OPTION GRANT 10/2009 X0303 4 2009-10-08 0 0000879407 ARROWHEAD RESEARCH CORP ARWR 0001423029 Anzalone Christopher Richard 201 SOUTH LAKE AVENUE SUITE 703 PASADENA CA 91101 1 1 0 0 President and CEO Stock Option 0.51 2009-10-08 4 A 0 1126500 0 A 2009-10-08 2019-10-08 Common Stock 1126500 1151500 D 11% of the option award would be vested at the time of the grant and the remaining 89% would vest ratably on a quarterly basis over the next two years. Christopher R. Anzalone 2009-10-12 -----END PRIVACY-ENHANCED MESSAGE-----