-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RlttAboKF76v8S8bEKC2+sOKSa+Ur44jTcd5PU9vJNNS+NwOxxyN69llk7uQt+3S PeoHglEVgvU3ZMhWNoxFnA== 0001181431-08-050023.txt : 20080825 0001181431-08-050023.hdr.sgml : 20080825 20080825200129 ACCESSION NUMBER: 0001181431-08-050023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080822 FILED AS OF DATE: 20080825 DATE AS OF CHANGE: 20080825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anzalone Christopher Richard CENTRAL INDEX KEY: 0001423029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21898 FILM NUMBER: 081037705 BUSINESS ADDRESS: BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: ARROWHEAD RESEARCH CORPORATION STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARROWHEAD RESEARCH CORP CENTRAL INDEX KEY: 0000879407 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 460408024 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-3400 MAIL ADDRESS: STREET 1: 201 SOUTH LAKE AVENUE STREET 2: SUITE 703 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE GROUP INC DATE OF NAME CHANGE: 20020509 FORMER COMPANY: FORMER CONFORMED NAME: INTERACTIVE INC DATE OF NAME CHANGE: 19940224 4 1 rrd216680.xml C. ANZALONE TRANSACTION AUGUST 2008 X0303 4 2008-08-22 0 0000879407 ARROWHEAD RESEARCH CORP ARWR 0001423029 Anzalone Christopher Richard 201 SOUTH LAKE AVENUE SUITE 703 PASADENA CA 91101 1 1 0 0 President and CEO Common Stock 2008-08-22 4 P 0 164000 A 164000 D Common Stock Warrant 2.00 2008-08-22 4 P 0 164000 A 2009-02-23 2013-08-22 Common Stock 164000 164000 D The reported securities are included within 164,000 Arrowhead Research Corporation Units purchased by the reporting person for $1.83 per Unit. Each Unit consists of one share of common stock and one warrant to purchase a share of common stock. Christopher R. Anzalone 2008-08-25 -----END PRIVACY-ENHANCED MESSAGE-----