-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SarHsqdMtR5B9gTP7ZBFB3aELf+RtCz/4JE2vXl4g87GlU8UHRvUTJwcTV//XXjS 5p/Bl63XpOxqAaixA3Sv5Q== 0000912057-99-002359.txt : 19991028 0000912057-99-002359.hdr.sgml : 19991028 ACCESSION NUMBER: 0000912057-99-002359 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NAVELLIER & ASSOCIATES INC CENTRAL INDEX KEY: 0000872163 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 880240393 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-02824 FILM NUMBER: 99734865 BUSINESS ADDRESS: STREET 1: ONE EAST LIBERTY THIRD FL CITY: RENO STATE: NV ZIP: 89501 BUSINESS PHONE: 7757852300 MAIL ADDRESS: STREET 1: ONE EAST LIBERTY THIRD FL CITY: RENO STATE: NV ZIP: 89501 13F-HR 1 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Navellier & Associates, Inc. Address: One E. Liberty St. Reno, NV 89501 Form 13F File Number: 28-2824 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Arjen Kuyper Title: Chief Operations Officer Phone: (775) 785-9421 Signature, Place, and Date of Signing: Arjen Kuyper Reno, Nevada October 26, 1999 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-____________ ________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: ______________ Form 13F Information Table Entry Total: ______________ Form 13F Information Table Value Total: $______________ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-____________ ________________________ [Repeat as necessary. Navellier & Associates Inc. FORM 13F September 30, 1999
Voting Authority Title ---------------- of Value Shares/ Sh/ Put/ Invstmt Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------ ----- ------ -------- ------- --- ---- ------- -------- ---- ------ ---- AMBI Inc. COM 00163N102 102 35000 SH Sole 35000 AT&T Corporation COM 001957109 266 6110 SH Sole 6110 Abercrombie & Fitch COM 002896207 22967 674260 SH Sole 674260 Adaptec Inc. COM 00651F108 52798 1330330 SH Sole 1330330 Adobe Systems COM 00724F101 63766 561815 SH Sole 561815 Advanced Digital Info Corp. COM 007525108 407 14625 SH Sole 14625 Advanced Energy Industries COM 007973100 5160 167130 SH Sole 167130 Alpha Inds Inc. COM 020753109 38695 686015 SH Sole 686015 America Online COM 02364J104 1275 12255 SH Sole 12255 America West Holding Corp. COM 023657208 217 12546 SH Sole 12546 American Freightways Corp. COM 02629V108 2355 129488 SH Sole 129488 Ameritech COM 030954101 785 11755 SH Sole 11755 Ameritrade Holding Corp. COM 03072H109 578 31475 SH Sole 31475 Amgen COM 031162100 1052 12910 SH Sole 12910 Ampco-Pittsburgh Corp COM 032037103 187 13870 SH Sole 13870 Andersons Inc. COM 034164103 197 22570 SH Sole 22570 Andrx Corp. COM 034551101 32151 549300 SH Sole 549300 Anheuser Busch Cos Inc COM 035229103 807 11525 SH Sole 11525 Antec Corporation COM 03664P105 3185 59955 SH Sole 59955 Apache COM 037411105 306 7090 SH Sole 7090 Aphton Corporation COM 03759P101 132 10000 SH Sole 10000 Applied Micro Circuits COM 03822W109 58423 1024965 SH Sole 1024965 Apria Healthcare Gp. COM 037933108 20425 1219415 SH Sole 1219415 Arctic Cat Inc. COM 039670104 206 21505 SH Sole 21505 Arnold Inds Inc COM 042595108 220 17390 SH Sole 17390 Arthrocare Corp COM 043136100 22566 413115 SH Sole 413115 Arvin Industries Inc. COM 043339100 309 9980 SH Sole 9980 Aseco Corp. COM 043659101 125 40000 SH Sole 40000 Atmel Corp. COM 049513104 230 6800 SH Sole 6800 Best Buy COM 086516101 3527 56885 SH Sole 56885 Bindley Western Ind. COM 090324104 1478 103262 SH Sole 103262 Biogen COM 090597105 2749 34875 SH Sole 34875 Briggs & Stratton COM 109043109 230 3940 SH Sole 3940 BroadVision Inc. COM 111412102 46233 347455 SH Sole 347455 Broadcom Corp. COM 111320107 1128 10345 SH Sole 10345 Buffets Inc. COM 119882108 246 21180 SH Sole 21180 CMG Information COM 125750109 234 2280 SH Sole 2280 Cal Pine COM 131347106 4479 52660 SH Sole 52660 Catalina Marketing Corp. COM 148867104 23801 280635 SH Sole 280635 Cerprobe Corp. COM 156787103 522 110000 SH Sole 110000 Charles Schwab COM 808513105 609 18210 SH Sole 18210 Check Point Software Tech COM M22465104 306 3620 SH Sole 3620 Chicago Bridge & Iron Co COM N19808109 511 34915 SH Sole 34915 Children's Place COM 168905107 3924 147396 SH Sole 147396 Church & Dwight Inc. COM 171340102 2312 92480 SH Sole 92480 Cisco Systems COM 17275R102 1421 20727 SH Sole 20727 Citrix Systems Inc. COM 177376100 55407 894555 SH Sole 894555 Clarify Inc. COM 180492100 59972 1191984 SH Sole 1191984 Cleco Corp COM 153897608 310 9570 SH Sole 9570 Cogeneration Corp of America COM 19238M105 2086 86240 SH Sole 86240 Colorado Medtech Inc COM 19652U104 1041 72110 SH Sole 72110 Commscope Inc. COM 203372107 39455 1213990 SH Sole 1213990 Cree Research Inc. COM 225447101 4997 147238 SH Sole 147238 D R Horton Inc COM 23331A109 173 13390 SH Sole 13390 Dayton Hudson Corp COM 239753106 216 3595 SH Sole 3595 Dell Computer COM 247025109 445 10633 SH Sole 10633 Dollar Thrifty Automotive COM 256743105 329 15890 SH Sole 15890 E. W. Blanch Holdings COM 093210102 3439 52799 SH Sole 52799 EMC Corp COM 268648102 78533 1100286 SH Sole 1100286 Electronics for Imaging COM 286082102 43668 849473 SH Sole 849473 Emulex Corp. COM 292475209 37190 433075 SH Sole 433075 Enron Corp. COM 293561106 657 15995 SH Sole 15995 Fossil Inc. COM 349882100 1597 59021 SH Sole 59021 Frontier Airplanes COM 359065109 174 18310 SH Sole 18310 Galileo Technology Ltd COM M47298100 32237 1289500 SH Sole 1289500 Gap COM 364760108 366 11436 SH Sole 11436 Gemstar Internl. COM G3788V106 60929 779895 SH Sole 779895 Genesco COM 371532102 423 33840 SH Sole 33840 Gerber Scientific Inc COM 373730100 280 12495 SH Sole 12495 Harley Davidson Inc. COM 412822108 629 12560 SH Sole 12560 Harmonic Inc. COM 413160102 10738 82085 SH Sole 82085 Haverty Furniture COM 419596101 502 34590 SH Sole 34590 Helix Technology COM 423319102 29589 889895 SH Sole 889895 Hollywood Park Inc. COM 436255103 286 18625 SH Sole 18625 Home Depot COM 437076102 953 13880 SH Sole 13880 IBM COM 459200101 727 6009 SH Sole 6009 Icos Corp COM 449295104 277 9390 SH Sole 9390 Imation Corp. COM 45245A107 390 12575 SH Sole 12575 In Focus Systems Inc. COM 452919103 3525 210426 SH Sole 210426 Inso Corporation COM 457674109 168 21000 SH Sole 21000 Integrated Device Technology COM 458118106 287 15500 SH Sole 15500 Internet Cap Group COM 46059c999 484 5508 SH Sole 5508 Jabil Circuit COM 466313103 36749 742410 SH Sole 742410 Jack in the Box Inc. COM 466367109 648 25970 SH Sole 25970 Jakks Pacific Inc. COM 47012E106 5830 155475 SH Sole 155475 Javelin Systems COM 471896100 207 21000 SH Sole 21000 K-Swiss Inc. COM 482686102 321 10175 SH Sole 10175 Kemet Corp COM 488360108 5300 165800 SH Sole 165800 Labor Ready Inc. COM 505401208 189 18792 SH Sole 18792 Laser Vision Centers Inc. COM 51807H100 2549 181699 SH Sole 181699 Lexmark Intl. COM 529771107 955 11860 SH Sole 11860 Lifeworks Holdings COM 531934107 1 160600 SH Sole 160600 Lightbridge Inc. COM 532226107 2842 144350 SH Sole 144350 Lithia Motors Inc. COM 536797103 321 13985 SH Sole 13985 MDC Holdings Inc. COM 552676108 253 15660 SH Sole 15660 MGI Properties COM 552885105 124 13800 SH Sole 13800 Macromedia COM 556100105 66864 1635805 SH Sole 1635805 Medimmune Inc. COM 584699102 61020 612305 SH Sole 612305 Mercury Interactive Corp COM 589405109 37022 573425 SH Sole 573425 Micrel Semiconductor COM 594793101 315 7270 SH Sole 7270 Microsoft Corp. COM 594918104 1109 12250 SH Sole 12250 Millenium Pharms COM 599902103 2684 41297 SH Sole 41297 MiniMed Inc. COM 60365K108 51523 524408 SH Sole 524408 Mobile Mini Inc. COM 60740F105 4986 227940 SH Sole 227940 Monaco Coach Corp. COM 60886R103 460 18872 SH Sole 18872 Nokia COM 654902204 1227 13650 SH Sole 13650 Optical Coating Lab Inc. COM 683829105 31718 344520 SH Sole 344520 Oshkosh Truck Corp COM 688239201 4083 153366 SH Sole 153366 Oxford Indus. COM 691497309 227 10550 SH Sole 10550 PMC Sierra Inc. COM 69344F106 386 4175 SH Sole 4175 Pervasive Software Inc. COM 715710109 515 14930 SH Sole 14930 PolyMedica Corp. COM 731738100 2252 96860 SH Sole 96860 Power Integrations Inc. COM 739276103 44672 645089 SH Sole 645089 Priority Healthcare Corp. COM 74264T102 4714 152684 SH Sole 152684 Project Software & Development COM 74339P101 3328 62200 SH Sole 62200 QLogic Corp COM 747277101 58949 844380 SH Sole 844380 QUALCOMM Inc. COM 747525103 759 4010 SH Sole 4010 Quanta Services COM 74762E102 386 13160 SH Sole 13160 RF Micro Devices Inc. COM 749941100 52197 1140915 SH Sole 1140915 RalCorp Hldgs Inc. COM 751028101 219 12395 SH Sole 12395 Rank Group PLC COM 753037100 71 10170 SH Sole 10170 Rex Stores Inc. COM 761624105 3532 113926 SH Sole 113926 Rock-Tenn Co COM 772739207 320 22195 SH Sole 22195 SDL Inc. COM 784076101 4159 54505 SH Sole 54505 SYSCO COM 871829107 601 17145 SH Sole 17145 Salton/Maxim Housewares COM 795757103 310 10002 SH Sole 10002 Sandisk Corp COM 80004C101 31725 486670 SH Sole 486670 SawTech Inc. COM 805468105 3212 91761 SH Sole 91761 Shoe Pavilion Inc. COM 824894109 37 10000 SH Sole 10000 Siebel Systems Inc. COM 826170102 369 5545 SH Sole 5545 Sipex Corp COM 829909100 286 20000 SH Sole 20000 Solectron Corp. COM 834182107 939 13080 SH Sole 13080 Stone Energy Corp COM 861642106 1719 33700 SH Sole 33700 Syncor Intl. COM 87157J106 2809 74900 SH Sole 74900 Texas Instruments COM 882508104 652 7925 SH Sole 7925 Tiffany & Co. COM 886547108 371 6185 SH Sole 6185 TranSwitch Corp. COM 894065101 2922 51270 SH Sole 51270 TriQuint Semiconductor COM 89674K103 34811 608710 SH Sole 608710 Tyco Int'l COM 902124106 738 7150 SH Sole 7150 U.S. West Media Group COM 58440J104 615 9000 SH Sole 9000 US Cellular Corp. COM 911684108 255 3745 SH Sole 3745 Unify Corporation COM 904743101 2741 121805 SH Sole 121805 United Stationers COM 913004107 437 20525 SH Sole 20525 Univision Communication COM 914906102 290 3560 SH Sole 3560 VISX Inc. COM 92844S105 65905 833244 SH Sole 833244 Valassis Comm. COM 918866104 29349 667965 SH Sole 667965 Vantive Corp. COM 922091103 130 15000 SH Sole 15000 Vodafone Group - ADR COM 92857T107 1294 5442 SH Sole 5442 WFS Fincancial COM 92923B106 314 15320 SH Sole 15320 Walgreen Co. COM 931422109 251 9880 SH Sole 9880 Waters Corp COM 941848103 44213 730041 SH Sole 730041 Windmere Durable Holdings COM 973411101 448 37135 SH Sole 37135 Winnebago Industries COM 974637100 4895 204479 SH Sole 204479 Xilinx COM 983919101 2087 31840 SH Sole 31840 Yellow Corp COM 985509108 300 18100 SH Sole 18100 Zoll Med Corp COM 989922109 591 19545 SH Sole 19545 Zomax Inc. COM 989929104 5911 228441 SH Sole 228441 Zoran Corp COM 98975F101 4111 151570 SH Sole 151570 158 DATA RECORDS 1637708 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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