0000891092-20-007521.txt : 20200609
0000891092-20-007521.hdr.sgml : 20200609
20200609131413
ACCESSION NUMBER: 0000891092-20-007521
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200609
DATE AS OF CHANGE: 20200609
EFFECTIVENESS DATE: 20200609
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAUN STACEY ASSOCIATES INC
CENTRAL INDEX KEY: 0000872080
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03733
FILM NUMBER: 20951435
BUSINESS ADDRESS:
STREET 1: 377 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
MAIL ADDRESS:
STREET 1: 377 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000872080
XXXXXXXX
03-31-2020
03-31-2020
false
BRAUN STACEY ASSOCIATES INC
377 Broadway
New York
NY
10013
13F HOLDINGS REPORT
028-03733
N
Rita Weiden
Vice President
212-226-7707
/s/ Rita Weiden
New York
NY
06-09-2020
0
222
1311795
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
826
6050
SH
DFND
0
1950
4100
AT&T INC
COM
00206R102
11116
381323
SH
DFND
247200
29942
104181
AT&T INC
COM
00206R102
63
2145
SH
OTR
2145
0
0
ABBVIE INC
COM
00287Y109
2654
34835
SH
DFND
32000
250
2585
ABBVIE INC
COM
00287Y109
50
650
SH
OTR
650
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
12600
91931
SH
DFND
61521
6102
24308
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
80
585
SH
OTR
585
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
10057
112006
SH
DFND
76291
1249
34466
ALEXION PHARMACEUTICALS INC
COM
015351109
70
775
SH
OTR
775
0
0
ALIBABA GROUP HLDG LTD
COM
01609W102
1871
9621
SH
DFND
6292
384
2945
ALLSTATE CORP
COM
020002101
13265
144611
SH
DFND
94400
8700
41511
ALLSTATE CORP
COM
020002101
78
855
SH
OTR
855
0
0
ALPHABET INC
COM
02079K305
21698
18674
SH
DFND
13617
108
4949
ALPHABET INC
COM
02079K305
184
158
SH
OTR
158
0
0
ALPHABET INC
COM
02079K107
19275
16576
SH
DFND
11276
246
5054
ALPHABET INC
COM
02079K107
55
47
SH
OTR
47
0
0
AMAZON COM INC
COM
023135106
43756
22442
SH
DFND
15465
208
6769
AMAZON COM INC
COM
023135106
265
136
SH
OTR
136
0
0
AMEREN CORP
COM
023608102
11950
164075
SH
DFND
116035
1455
46585
AMEREN CORP
COM
023608102
78
1065
SH
OTR
1065
0
0
AMERICAN EXPRESS CO
COM
025816109
11161
130366
SH
DFND
87115
4321
38930
AMERICAN EXPRESS CO
COM
025816109
68
790
SH
OTR
790
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
14387
66071
SH
DFND
46768
515
18788
AMERICAN TOWER CORP NEW
COM
03027X100
76
350
SH
OTR
350
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
8913
74552
SH
DFND
46634
925
26993
AMERICAN WTR WKS CO INC NEW
COM
030420103
39
325
SH
OTR
325
0
0
AMETEK INC NEW
COM
031100100
11273
156522
SH
DFND
104575
4429
47518
AMETEK INC NEW
COM
031100100
61
845
SH
OTR
845
0
0
ANTHEM INC
COM
036752103
183
805
SH
DFND
290
350
165
ANTHEM INC
COM
036752103
43
188
SH
OTR
188
0
0
APPLE INC
COM
037833100
64314
252915
SH
DFND
165150
10582
77183
APPLE INC
COM
037833100
357
1405
SH
OTR
1405
0
0
ARCONIC INC
COM
03965L100
3077
191620
SH
DFND
124105
6400
61115
ARCONIC INC
COM
03965L100
1
85
SH
OTR
85
0
0
BANK AMER CORP
COM
060505104
15076
710112
SH
DFND
468912
16415
224785
BANK AMER CORP
COM
060505104
80
3790
SH
OTR
3790
0
0
BERKSHIRE HATHAWAY INC DEL
COM
084670702
16175
88470
SH
DFND
61874
924
25672
BERKSHIRE HATHAWAY INC DEL
COM
084670702
111
605
SH
OTR
605
0
0
BEST BUY INC
COM
086516101
6278
110135
SH
DFND
70855
2880
36400
BEST BUY INC
COM
086516101
30
530
SH
OTR
530
0
0
BLACKROCK INC
COM
09247X101
10018
22770
SH
DFND
14980
808
6982
BLACKROCK INC
COM
09247X101
76
172
SH
OTR
172
0
0
BLACKSTONE GROUP INC COM CL A
COM
09260D107
11763
258138
SH
DFND
165315
21215
71608
BLACKSTONE GROUP INC COM CL A
COM
09260D107
50
1105
SH
OTR
1105
0
0
BOEING CO
COM
097023105
5027
33704
SH
DFND
21144
5211
7349
BOEING CO
COM
097023105
27
180
SH
OTR
180
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
10931
335006
SH
DFND
224516
6420
104070
BOSTON SCIENTIFIC CORP
COM
101137107
51
1550
SH
OTR
1550
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
16921
303566
SH
DFND
190542
21470
91554
BRISTOL MYERS SQUIBB CO
COM
110122108
91
1625
SH
OTR
1625
0
0
BROADCOM INC
COM
11135F101
331
1395
SH
DFND
85
15
1295
BURLINGTON STORES INC
COM
122017106
8669
54709
SH
DFND
38100
956
15653
BURLINGTON STORES INC
COM
122017106
48
300
SH
OTR
300
0
0
CATERPILLAR INC DEL
COM
149123101
12832
110584
SH
DFND
67575
7718
35291
CATERPILLAR INC DEL
COM
149123101
74
635
SH
OTR
635
0
0
CERENCE INC COM
COM
156727109
2291
148745
SH
DFND
82490
4530
61725
CHEGG INC
COM
163092109
10695
298905
SH
DFND
212775
3215
82915
CHEGG INC
COM
163092109
84
2345
SH
OTR
2345
0
0
CHEVRON CORP NEW
COM
166764100
9477
130795
SH
DFND
84610
4093
42092
CHEVRON CORP NEW
COM
166764100
54
745
SH
OTR
745
0
0
CINTAS CORP
COM
172908105
8951
51676
SH
DFND
33508
1454
16714
CINTAS CORP
COM
172908105
49
280
SH
OTR
280
0
0
CITIGROUP INC
COM
172967424
10325
245123
SH
DFND
152809
20357
71957
CITIGROUP INC
COM
172967424
44
1050
SH
OTR
1050
0
0
CME GROUP INC
COM
12572Q105
10563
61087
SH
DFND
42164
1334
17589
CME GROUP INC
COM
12572Q105
71
410
SH
OTR
410
0
0
COCA COLA CO
COM
191216100
9111
205897
SH
DFND
130205
5135
70557
COCA COLA CO
COM
191216100
72
1630
SH
OTR
1630
0
0
COMCAST CORP NEW
COM
20030N101
12833
373265
SH
DFND
252405
2835
118025
COMCAST CORP NEW
COM
20030N101
85
2480
SH
OTR
2480
0
0
CONOCOPHILLIPS
COM
20825C104
7239
235033
SH
DFND
165746
10577
58710
CONOCOPHILLIPS
COM
20825C104
54
1745
SH
OTR
1745
0
0
CONSTELLATION BRANDS INC
COM
21036P108
4735
33031
SH
DFND
17892
1196
13943
CONSTELLATION BRANDS INC
COM
21036P108
3
20
SH
OTR
20
0
0
COSTCO WHSL CORP NEW
COM
22160K105
15655
54904
SH
DFND
42776
642
11486
COSTCO WHSL CORP NEW
COM
22160K105
107
375
SH
OTR
375
0
0
CRYOPORT INC
COM
229050307
3199
187430
SH
DFND
128850
2140
56440
CRYOPORT INC
COM
229050307
1
60
SH
OTR
60
0
0
CVS HEALTH CORP
COM
126650100
14932
251678
SH
DFND
153525
20309
77844
CVS HEALTH CORP
COM
126650100
81
1365
SH
OTR
1365
0
0
DANAHER CORPORATION
COM
235851102
15222
109977
SH
DFND
70284
7746
31947
DANAHER CORPORATION
COM
235851102
91
660
SH
OTR
660
0
0
DEERE & CO
COM
244199105
11926
86319
SH
DFND
53732
3534
29053
DEERE & CO
COM
244199105
64
465
SH
OTR
465
0
0
DOW INC
COM
260557103
8251
282177
SH
DFND
177628
21474
83075
DOW INC
COM
260557103
50
1695
SH
OTR
1695
0
0
EXXON MOBIL CORP
COM
30231G102
6890
181461
SH
DFND
121059
4307
56095
EXXON MOBIL CORP
COM
30231G102
43
1130
SH
OTR
1130
0
0
F M C CORP
COM
302491303
9096
111345
SH
DFND
78976
2572
29797
F M C CORP
COM
302491303
64
780
SH
OTR
780
0
0
FACEBOOK INC
COM
30303M102
3687
22105
SH
DFND
12805
505
8795
FIDELITY NATL INFORMATION SV
COM
31620M106
12508
102824
SH
DFND
73815
1250
27759
FIDELITY NATL INFORMATION SV
COM
31620M106
80
655
SH
OTR
655
0
0
GENERAL MLS INC
COM
370334104
13587
257482
SH
DFND
162202
20060
75220
GENERAL MLS INC
COM
370334104
82
1555
SH
OTR
1555
0
0
GLOBE LIFE INC COM
COM
37959E102
7881
109508
SH
DFND
75354
2980
31174
GLOBE LIFE INC COM
COM
37959E102
51
715
SH
OTR
715
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9942
64311
SH
DFND
42062
3392
18857
GOLDMAN SACHS GROUP INC
COM
38141G104
67
435
SH
OTR
435
0
0
HOME DEPOT INC
COM
437076102
14585
78118
SH
DFND
42758
9039
26321
HOME DEPOT INC
COM
437076102
75
400
SH
OTR
400
0
0
HONEYWELL INTL INC
COM
438516106
10387
77640
SH
DFND
49160
7513
20967
HONEYWELL INTL INC
COM
438516106
56
420
SH
OTR
420
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
727
6550
SH
DFND
0
1950
4600
IAC INTERACTIVECORP
COM
44919P508
9492
52961
SH
DFND
40559
409
11993
IAC INTERACTIVECORP
COM
44919P508
69
386
SH
OTR
386
0
0
ILLINOIS TOOL WKS INC
COM
452308109
405
2850
SH
SOLE
0
0
2850
INTEL CORP
COM
458140100
15541
287155
SH
DFND
185533
7570
94052
INTEL CORP
COM
458140100
98
1815
SH
OTR
1815
0
0
IQVIA HLDGS INC
COM
46266C105
7480
69351
SH
DFND
44245
923
24183
IQVIA HLDGS INC
COM
46266C105
4
35
SH
OTR
35
0
0
ISHARES TR
COM
464287614
391
2596
SH
SOLE
1314
0
1282
JABIL INC
COM
466313103
8160
331982
SH
DFND
238960
2805
90217
JABIL INC
COM
466313103
62
2510
SH
OTR
2510
0
0
JACOBS ENGR GROUP INC
COM
469814107
11266
142127
SH
DFND
93999
3840
44288
JACOBS ENGR GROUP INC
COM
469814107
61
770
SH
OTR
770
0
0
JOHNSON & JOHNSON
COM
478160104
13771
105016
SH
DFND
72391
2891
29734
JOHNSON & JOHNSON
COM
478160104
89
675
SH
OTR
675
0
0
JPMORGAN CHASE & CO
COM
46625H100
23565
261747
SH
DFND
163912
18477
79358
JPMORGAN CHASE & CO
COM
46625H100
116
1285
SH
OTR
1285
0
0
KB HOME
COM
48666K109
6828
377215
SH
DFND
247220
9305
120690
KB HOME
COM
48666K109
40
2215
SH
OTR
2215
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
13328
159274
SH
DFND
110623
1580
47071
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
66
785
SH
OTR
785
0
0
KIMBERLY CLARK CORP
COM
494368103
16540
129353
SH
DFND
79906
3626
45821
KIMBERLY CLARK CORP
COM
494368103
97
760
SH
OTR
760
0
0
KINDER MORGAN INC DEL
COM
49456B101
9778
702463
SH
DFND
450105
46308
206050
KINDER MORGAN INC DEL
COM
49456B101
45
3225
SH
OTR
3225
0
0
LAM RESEARCH CORP
COM
512807108
15680
65333
SH
DFND
39570
6657
19106
LAM RESEARCH CORP
COM
512807108
71
295
SH
OTR
295
0
0
LAUDER ESTEE COS INC
COM
518439104
9995
62725
SH
DFND
39287
1306
22132
LAUDER ESTEE COS INC
COM
518439104
14
90
SH
OTR
90
0
0
LEIDOS HLDGS INC
COM
525327102
15579
169988
SH
DFND
116688
1525
51775
LEIDOS HLDGS INC
COM
525327102
87
950
SH
OTR
950
0
0
LOCKHEED MARTIN CORP
COM
539830109
11918
35162
SH
DFND
23034
1015
11113
LOCKHEED MARTIN CORP
COM
539830109
76
223
SH
OTR
223
0
0
LULULEMON ATHLETICA INC
COM
550021109
13548
71476
SH
DFND
48178
763
22535
LULULEMON ATHLETICA INC
COM
550021109
75
395
SH
OTR
395
0
0
MASTERCARD INC
COM
57636Q104
22175
91800
SH
DFND
56572
5795
29433
MASTERCARD INC
COM
57636Q104
116
480
SH
OTR
480
0
0
MCDONALDS CORP
COM
580135101
620
3750
SH
DFND
0
3250
500
MERCK & CO INC
COM
58933Y105
17729
230430
SH
DFND
142727
19420
68283
MERCK & CO INC
COM
58933Y105
79
1030
SH
OTR
1030
0
0
MICRON TECHNOLOGY INC
COM
595112103
13476
320406
SH
DFND
220702
3352
96352
MICRON TECHNOLOGY INC
COM
595112103
75
1775
SH
OTR
1775
0
0
MICROSOFT CORP
COM
594918104
65282
413937
SH
DFND
272320
17173
124444
MICROSOFT CORP
COM
594918104
355
2250
SH
OTR
2250
0
0
NEXTERA ENERGY INC
COM
65339F101
16283
67673
SH
DFND
45030
4261
18382
NEXTERA ENERGY INC
COM
65339F101
84
350
SH
OTR
350
0
0
NIKE INC
COM
654106103
912
11025
SH
DFND
800
10225
0
NVIDIA CORP
COM
67066G104
3690
14000
SH
DFND
7463
1897
4640
NVIDIA CORP
COM
67066G104
41
155
SH
OTR
155
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
11091
133743
SH
DFND
81638
13144
38961
NXP SEMICONDUCTORS N V
COM
N6596X109
78
940
SH
OTR
940
0
0
OMNICELL INC
COM
68213N109
1382
21080
SH
DFND
19285
400
1395
OMNICELL INC
COM
68213N109
11
175
SH
OTR
175
0
0
PACKAGING CORP AMER
COM
695156109
10510
121041
SH
DFND
82672
1261
37108
PACKAGING CORP AMER
COM
695156109
66
760
SH
OTR
760
0
0
PEPSICO INC
COM
713448108
16703
139074
SH
DFND
79527
9114
50433
PEPSICO INC
COM
713448108
91
760
SH
OTR
760
0
0
PFIZER INC
COM
717081103
9594
293946
SH
DFND
191765
5500
96681
PFIZER INC
COM
717081103
41
1260
SH
OTR
1260
0
0
INVESCO EXCHANGE TRADED FD T
COM
46137V357
531
6316
SH
DFND
3375
251
2690
PROCTER AND GAMBLE CO
COM
742718109
19344
175857
SH
DFND
101552
14020
60285
PROCTER AND GAMBLE CO
COM
742718109
94
855
SH
OTR
855
0
0
QUALCOMM INC
COM
747525103
876
12950
SH
SOLE
0
0
12950
RECRO PHARMA INC
COM
75629F109
1523
186365
SH
DFND
105210
2610
78545
RECRO PHARMA INC
COM
75629F109
1
125
SH
OTR
125
0
0
RINGCENTRAL INC
COM
76680R206
17675
83409
SH
DFND
60456
855
22098
RINGCENTRAL INC
COM
76680R206
94
445
SH
OTR
445
0
0
ROPER TECHNOLOGIES INC
COM
776696106
3481
11165
SH
DFND
6591
172
4402
ROPER TECHNOLOGIES INC
COM
776696106
3
10
SH
OTR
10
0
0
SERVICENOW INC
COM
81762P102
19702
68747
SH
DFND
47726
701
20320
SERVICENOW INC
COM
81762P102
128
445
SH
OTR
445
0
0
SPDR S&P MIDCAP 400 ETF TR
COM
78467Y107
871
3315
SH
DFND
2392
420
503
SPDR S&P MIDCAP 400 ETF TR
COM
78467Y107
446
1695
SH
OTR
0
0
1695
SPDR S&P 500 ETF TR
COM
78462F103
4285
16624
SH
DFND
9446
70
7108
SPDR S&P 500 ETF TR
COM
78462F103
103
400
SH
OTR
0
0
400
STARBUCKS CORP
COM
855244109
710
10800
SH
DFND
1850
4200
4750
T MOBILE US INC
COM
872590104
15060
179502
SH
DFND
117312
3840
58350
T MOBILE US INC
COM
872590104
87
1040
SH
OTR
1040
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
14491
122176
SH
DFND
84211
1305
36660
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
84
710
SH
OTR
710
0
0
TARGET CORP
COM
87612E106
12255
131815
SH
DFND
98945
1258
31612
TARGET CORP
COM
87612E106
73
785
SH
OTR
785
0
0
TELEFLEX INC
COM
879369106
12063
41189
SH
DFND
27948
856
12385
TELEFLEX INC
COM
879369106
66
225
SH
OTR
225
0
0
TEXAS INSTRS INC
COM
882508104
260
2600
SH
SOLE
0
0
2600
THE TRADE DESK INC
COM
88339J105
18848
97657
SH
DFND
66243
1240
30174
THE TRADE DESK INC
COM
88339J105
99
515
SH
OTR
515
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
14165
49947
SH
DFND
33883
1068
14996
THERMO FISHER SCIENTIFIC INC
COM
883556102
91
322
SH
OTR
322
0
0
THOR INDS INC
COM
885160101
1317
31224
SH
DFND
21521
260
9443
THOR INDS INC
COM
885160101
29
690
SH
OTR
690
0
0
TRAVELERS COMPANIES INC
COM
89417E109
304
3058
SH
DFND
270
1500
1288
UNION PACIFIC CORP
COM
907818108
9591
67999
SH
DFND
43153
5724
19122
UNION PACIFIC CORP
COM
907818108
59
420
SH
OTR
420
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
16732
67093
SH
DFND
43273
4124
19696
UNITEDHEALTH GROUP INC
COM
91324P102
84
335
SH
OTR
335
0
0
US BANCORP DEL
COM
902973304
4217
122405
SH
DFND
93705
240
28460
US BANCORP DEL
COM
902973304
10
285
SH
OTR
285
0
0
VANGUARD INDEX FDS
COM
922908363
4685
19782
SH
SOLE
14787
0
4995
VANGUARD INDEX FDS
COM
922908363
136
574
SH
OTR
210
0
364
VERIZON COMMUNICATIONS INC
COM
92343V104
14509
270035
SH
DFND
176930
5844
87261
VERIZON COMMUNICATIONS INC
COM
92343V104
79
1470
SH
OTR
1470
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
13917
58488
SH
DFND
42451
586
15451
VERTEX PHARMACEUTICALS INC
COM
92532F100
94
395
SH
OTR
395
0
0
VISA INC
COM
92826C839
986
6120
SH
DFND
150
4570
1400
DISNEY WALT CO
COM
254687106
16357
169328
SH
DFND
101092
15305
52931
DISNEY WALT CO
COM
254687106
80
825
SH
OTR
825
0
0
WELLTOWER INC
COM
95040Q104
5606
122459
SH
DFND
89891
1008
31560
WELLTOWER INC
COM
95040Q104
43
935
SH
OTR
935
0
0
WENDYS CO
COM
95058W100
6863
461205
SH
DFND
266885
55700
138620
WENDYS CO
COM
95058W100
5
320
SH
OTR
320
0
0
XCEL ENERGY INC
COM
98389B100
10700
177445
SH
DFND
130033
1372
46040
XCEL ENERGY INC
COM
98389B100
63
1040
SH
OTR
1040
0
0
XPO LOGISTICS INC
COM
983793100
7175
147174
SH
DFND
118726
1950
26498
XPO LOGISTICS INC
COM
983793100
56
1145
SH
OTR
1145
0
0
ZEBRA TECHNOLOGIES CORP
COM
989207105
6321
34426
SH
DFND
28076
204
6146
ZEBRA TECHNOLOGIES CORP
COM
989207105
46
250
SH
OTR
250
0
0
ZOETIS INC
COM
98978V103
14599
124044
SH
DFND
82841
2602
38601
ZOETIS INC
COM
98978V103
78
660
SH
OTR
660
0
0