0000891092-19-011719.txt : 20191031
0000891092-19-011719.hdr.sgml : 20191031
20191031095916
ACCESSION NUMBER: 0000891092-19-011719
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191031
EFFECTIVENESS DATE: 20191031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAUN STACEY ASSOCIATES INC
CENTRAL INDEX KEY: 0000872080
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03733
FILM NUMBER: 191182351
BUSINESS ADDRESS:
STREET 1: 377 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
MAIL ADDRESS:
STREET 1: 377 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000872080
XXXXXXXX
09-30-2019
09-30-2019
false
BRAUN STACEY ASSOCIATES INC
377 Broadway
New York
NY
10013
13F HOLDINGS REPORT
028-03733
N
Rita Weiden
Vice President
212-226-7707
/s/ Rita Weiden
New York
NY
10-30-2019
0
213
1584906
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1156
7030
SH
DFND
0
2230
4800
AT&T INC
COM
00206R102
6759
178627
SH
DFND
133195
1422
44010
AT&T INC
COM
00206R102
49
1295
SH
OTR
1295
0
0
ADOBE INC
COM
00724F101
2945
10662
SH
DFND
7998
6
2658
ADOBE INC
COM
00724F101
1
5
SH
OTR
5
0
0
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
11014
71503
SH
DFND
50355
726
20422
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
69
450
SH
OTR
450
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
12202
124586
SH
DFND
85393
1294
37899
ALEXION PHARMACEUTICALS INC
COM
015351109
51
525
SH
OTR
525
0
0
ALIBABA GROUP HLDG LTD
COM
01609W102
231
1381
SH
DFND
1165
86
130
ALLSTATE CORP
COM
020002101
17112
157450
SH
DFND
108320
1267
47863
ALLSTATE CORP
COM
020002101
115
1055
SH
OTR
1055
0
0
ALPHABET INC
COM
02079K305
19938
16327
SH
DFND
11641
92
4594
ALPHABET INC
COM
02079K305
189
155
SH
OTR
155
0
0
ALPHABET INC
COM
02079K107
19316
15846
SH
DFND
10920
203
4723
ALPHABET INC
COM
02079K107
100
82
SH
OTR
82
0
0
AMAZON COM INC
COM
023135106
39530
22772
SH
DFND
15708
212
6852
AMAZON COM INC
COM
023135106
257
148
SH
OTR
148
0
0
AMEREN CORP
COM
023608102
13263
165690
SH
DFND
117975
1370
46345
AMEREN CORP
COM
023608102
109
1365
SH
OTR
1365
0
0
AMERICAN EXPRESS CO
COM
025816109
17218
145568
SH
DFND
93600
5156
46812
AMERICAN EXPRESS CO
COM
025816109
117
985
SH
OTR
985
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
17935
81108
SH
DFND
56739
658
23711
AMERICAN TOWER CORP NEW
COM
03027X100
111
500
SH
OTR
500
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
9762
78584
SH
DFND
49449
742
28393
AMERICAN WTR WKS CO INC NEW
COM
030420103
53
425
SH
OTR
425
0
0
AMETEK INC NEW
COM
031100100
14604
159048
SH
DFND
105159
4481
49408
AMETEK INC NEW
COM
031100100
87
945
SH
OTR
945
0
0
ANTHEM INC
COM
036752103
11677
48633
SH
DFND
31407
1830
15396
ANTHEM INC
COM
036752103
67
278
SH
OTR
278
0
0
APPLE INC
COM
037833100
57707
257657
SH
DFND
167195
7692
82770
APPLE INC
COM
037833100
340
1520
SH
OTR
1520
0
0
BANK AMER CORP
COM
060505104
22564
773519
SH
DFND
512984
15975
244560
BANK AMER CORP
COM
060505104
130
4450
SH
OTR
4450
0
0
BERKSHIRE HATHAWAY INC DEL
COM
084670702
19836
95354
SH
DFND
67042
895
27417
BERKSHIRE HATHAWAY INC DEL
COM
084670702
148
710
SH
OTR
710
0
0
BLACKROCK INC
COM
09247X101
10956
24584
SH
DFND
16233
760
7591
BLACKROCK INC
COM
09247X101
77
172
SH
OTR
172
0
0
BOEING CO
COM
097023105
18301
48101
SH
DFND
28490
4104
15507
BOEING CO
COM
097023105
107
280
SH
OTR
280
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
16185
397775
SH
DFND
263420
9725
124630
BOSTON SCIENTIFIC CORP
COM
101137107
93
2275
SH
OTR
2275
0
0
BROADCOM INC
COM
11135F101
10967
39724
SH
DFND
23527
1076
15121
BROADCOM INC
COM
11135F101
63
228
SH
OTR
228
0
0
BURLINGTON STORES INC
COM
122017106
13296
66541
SH
DFND
43826
1580
21135
BURLINGTON STORES INC
COM
122017106
73
365
SH
OTR
365
0
0
CATERPILLAR INC DEL
COM
149123101
11448
90631
SH
DFND
53627
6853
30151
CATERPILLAR INC DEL
COM
149123101
79
625
SH
OTR
625
0
0
CHEGG INC
COM
163092109
11989
400305
SH
DFND
273580
3695
123030
CHEGG INC
COM
163092109
70
2345
SH
OTR
2345
0
0
CHEVRON CORP NEW
COM
166764100
16715
140940
SH
DFND
88250
4725
47965
CHEVRON CORP NEW
COM
166764100
97
820
SH
OTR
820
0
0
CINTAS CORP
COM
172908105
15861
59159
SH
DFND
38359
1554
19246
CINTAS CORP
COM
172908105
84
315
SH
OTR
315
0
0
CISCO SYS INC
COM
17275R102
15393
311545
SH
DFND
206585
7435
97525
CISCO SYS INC
COM
17275R102
93
1885
SH
OTR
1885
0
0
CITIGROUP INC
COM
172967424
12925
187099
SH
DFND
122263
3220
61616
CITIGROUP INC
COM
172967424
71
1030
SH
OTR
1030
0
0
CME GROUP INC
COM
12572Q105
22766
107720
SH
DFND
69767
2430
35523
CME GROUP INC
COM
12572Q105
92
435
SH
OTR
435
0
0
COCA COLA CO
COM
191216100
768
14100
SH
SOLE
0
0
14100
COMCAST CORP NEW
COM
20030N101
17934
397820
SH
DFND
268840
2930
126050
COMCAST CORP NEW
COM
20030N101
108
2395
SH
OTR
2395
0
0
CONOCOPHILLIPS
COM
20825C104
15409
270435
SH
DFND
184055
5462
80918
CONOCOPHILLIPS
COM
20825C104
99
1745
SH
OTR
1745
0
0
CONSTELLATION BRANDS INC
COM
21036P108
14660
70725
SH
DFND
45128
1496
24101
CONSTELLATION BRANDS INC
COM
21036P108
88
425
SH
OTR
425
0
0
COSTCO WHSL CORP NEW
COM
22160K105
17260
59907
SH
DFND
47027
603
12277
COSTCO WHSL CORP NEW
COM
22160K105
109
380
SH
OTR
380
0
0
CRYOPORT INC
COM
229050307
3165
193525
SH
DFND
133080
2165
58280
CRYOPORT INC
COM
229050307
18
1100
SH
OTR
1100
0
0
CSX CORP
COM
126408103
12923
186563
SH
DFND
120840
4370
61353
CSX CORP
COM
126408103
68
980
SH
OTR
980
0
0
DANAHER CORPORATION
COM
235851102
19986
138376
SH
DFND
92866
1934
43576
DANAHER CORPORATION
COM
235851102
137
950
SH
OTR
950
0
0
DEERE & CO
COM
244199105
13744
81478
SH
DFND
51165
3217
27096
DEERE & CO
COM
244199105
76
450
SH
OTR
450
0
0
DELL TECHNOLOGIES INC
COM
24703L202
481
9280
SH
DFND
7080
450
1750
DIAMONDBACK ENERGY INC
COM
25278X109
11029
122662
SH
DFND
82273
2092
38297
DIAMONDBACK ENERGY INC
COM
25278X109
67
750
SH
OTR
750
0
0
DOW INC
COM
260557103
12665
265786
SH
DFND
178232
5786
81768
DOW INC
COM
260557103
81
1695
SH
OTR
1695
0
0
E TRADE FINANCIAL CORP
COM
269246401
9145
209305
SH
DFND
141199
2769
65337
E TRADE FINANCIAL CORP
COM
269246401
56
1290
SH
OTR
1290
0
0
EXXON MOBIL CORP
COM
30231G102
12769
180845
SH
DFND
119548
4312
56985
EXXON MOBIL CORP
COM
30231G102
78
1105
SH
OTR
1105
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
14931
112464
SH
DFND
79307
980
32177
FIDELITY NATL INFORMATION SV
COM
31620M106
105
790
SH
OTR
790
0
0
GENERAL MLS INC
COM
370334104
13085
237392
SH
DFND
148177
5705
83510
GENERAL MLS INC
COM
370334104
87
1575
SH
OTR
1575
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
12734
61446
SH
DFND
41444
3603
16399
GOLDMAN SACHS GROUP INC
COM
38141G104
92
445
SH
OTR
445
0
0
HOME DEPOT INC
COM
437076102
19729
85031
SH
DFND
47641
5416
31974
HOME DEPOT INC
COM
437076102
94
405
SH
OTR
405
0
0
HONEYWELL INTL INC
COM
438516106
13442
79445
SH
DFND
53231
1930
24284
HONEYWELL INTL INC
COM
438516106
71
420
SH
OTR
420
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
938
6450
SH
DFND
0
1850
4600
IAC INTERACTIVECORP
COM
44919P508
17367
79675
SH
DFND
55357
709
23609
IAC INTERACTIVECORP
COM
44919P508
104
476
SH
OTR
476
0
0
INGEVITY CORP
COM
45688C107
13952
164447
SH
DFND
112977
3533
47937
INGEVITY CORP
COM
45688C107
89
1050
SH
OTR
1050
0
0
INTEL CORP
COM
458140100
14681
284905
SH
DFND
183980
6390
94535
INTEL CORP
COM
458140100
94
1815
SH
OTR
1815
0
0
IQVIA HLDGS INC
COM
46266C105
18094
121128
SH
DFND
82425
1137
37566
IQVIA HLDGS INC
COM
46266C105
105
705
SH
OTR
705
0
0
ISHARES TR
COM
464287614
521
3266
SH
SOLE
1459
0
1807
ISHARES TR
COM
464287598
363
2832
SH
SOLE
1041
0
1791
JACOBS ENGR GROUP INC
COM
469814107
14167
154835
SH
DFND
100415
4430
49990
JACOBS ENGR GROUP INC
COM
469814107
81
880
SH
OTR
880
0
0
JOHNSON & JOHNSON
COM
478160104
12874
99506
SH
DFND
68069
2361
29076
JOHNSON & JOHNSON
COM
478160104
87
675
SH
OTR
675
0
0
JPMORGAN CHASE & CO
COM
46625H100
31392
266737
SH
DFND
171682
9012
86043
JPMORGAN CHASE & CO
COM
46625H100
181
1535
SH
OTR
1535
0
0
KB HOME
COM
48666K109
17766
522542
SH
DFND
344262
13660
164620
KB HOME
COM
48666K109
104
3065
SH
OTR
3065
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
15587
160275
SH
DFND
108945
1440
49890
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
96
985
SH
OTR
985
0
0
KIMBERLY CLARK CORP
COM
494368103
19365
136327
SH
DFND
82643
4061
49623
KIMBERLY CLARK CORP
COM
494368103
111
780
SH
OTR
780
0
0
KINDER MORGAN INC DEL
COM
49456B101
15271
740963
SH
DFND
485320
13508
242135
KINDER MORGAN INC DEL
COM
49456B101
79
3825
SH
OTR
3825
0
0
LAUDER ESTEE COS INC
COM
518439104
20745
104274
SH
DFND
65719
2418
36137
LAUDER ESTEE COS INC
COM
518439104
91
455
SH
OTR
455
0
0
LEIDOS HLDGS INC
COM
525327102
16115
187641
SH
DFND
128909
1570
57162
LEIDOS HLDGS INC
COM
525327102
82
960
SH
OTR
960
0
0
LEVI STRAUSS & CO NEW
COM
52736R102
3606
189375
SH
DFND
114870
185
74320
LEVI STRAUSS & CO NEW
COM
52736R102
16
850
SH
OTR
850
0
0
LOCKHEED MARTIN CORP
COM
539830109
14431
36998
SH
DFND
24348
1016
11634
LOCKHEED MARTIN CORP
COM
539830109
99
253
SH
OTR
253
0
0
LULULEMON ATHLETICA INC
COM
550021109
17250
89599
SH
DFND
61269
798
27532
LULULEMON ATHLETICA INC
COM
550021109
102
530
SH
OTR
530
0
0
MASTERCARD INC
COM
57636Q104
27330
100637
SH
DFND
64178
2320
34139
MASTERCARD INC
COM
57636Q104
145
535
SH
OTR
535
0
0
MCDONALDS CORP
COM
580135101
2851
13279
SH
DFND
1074
4378
7827
MCDONALDS CORP
COM
580135101
4
20
SH
OTR
20
0
0
MERCK & CO INC
COM
58933Y105
20388
242197
SH
DFND
154105
8580
79512
MERCK & CO INC
COM
58933Y105
127
1505
SH
OTR
1505
0
0
MICRON TECHNOLOGY INC
COM
595112103
11910
277950
SH
DFND
189205
2450
86295
MICRON TECHNOLOGY INC
COM
595112103
51
1195
SH
OTR
1195
0
0
MICROSOFT CORP
COM
594918104
57660
414729
SH
DFND
276276
10236
128217
MICROSOFT CORP
COM
594918104
339
2435
SH
OTR
2435
0
0
NEXTERA ENERGY INC
COM
65339F101
19447
83469
SH
DFND
57714
628
25127
NEXTERA ENERGY INC
COM
65339F101
122
525
SH
OTR
525
0
0
NIKE INC
COM
654106103
202
2150
SH
DFND
0
2150
0
OMNICELL INC
COM
68213N109
14725
203743
SH
DFND
140136
1777
61830
OMNICELL INC
COM
68213N109
99
1365
SH
OTR
1365
0
0
PACKAGING CORP AMER
COM
695156109
13329
125631
SH
DFND
84793
1041
39797
PACKAGING CORP AMER
COM
695156109
79
745
SH
OTR
745
0
0
PEPSICO INC
COM
713448108
18461
134654
SH
DFND
79874
3254
51526
PEPSICO INC
COM
713448108
117
850
SH
OTR
850
0
0
PFIZER INC
COM
717081103
12354
343836
SH
DFND
223305
7095
113436
PFIZER INC
COM
717081103
82
2280
SH
OTR
2280
0
0
INVESCO EXCHANGE TRADED FD T
COM
46137V357
691
6391
SH
DFND
3425
276
2690
PROCTER & GAMBLE CO
COM
742718109
22843
183655
SH
DFND
111678
6825
65152
PROCTER & GAMBLE CO
COM
742718109
128
1030
SH
OTR
1030
0
0
QUALCOMM INC
COM
747525103
980
12850
SH
SOLE
0
0
12850
ROPER TECHNOLOGIES INC
COM
776696106
14546
40792
SH
DFND
26356
1041
13395
ROPER TECHNOLOGIES INC
COM
776696106
82
230
SH
OTR
230
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
7899
72912
SH
DFND
45835
1765
25312
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
45
415
SH
OTR
415
0
0
SELECT SECTOR SPDR TR
COM
81369Y605
267
9524
SH
SOLE
1095
0
8429
SERVICENOW INC
COM
81762P102
19623
77302
SH
DFND
53055
633
23614
SERVICENOW INC
COM
81762P102
140
550
SH
OTR
550
0
0
SPDR S&P MIDCAP 400 ETF TR
COM
78467Y107
1211
3437
SH
DFND
2542
380
515
SPDR S&P MIDCAP 400 ETF TR
COM
78467Y107
671
1905
SH
OTR
0
0
1905
SPDR S&P 500 ETF TR
COM
78462F103
5310
17892
SH
DFND
10167
81
7644
SPDR S&P 500 ETF TR
COM
78462F103
119
400
SH
OTR
0
0
400
T MOBILE US INC
COM
872590104
17612
223588
SH
DFND
146933
4940
71715
T MOBILE US INC
COM
872590104
91
1155
SH
OTR
1155
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
10511
191309
SH
DFND
131410
1880
58019
TABULA RASA HEALTHCARE INC
COM
873379101
79
1435
SH
OTR
1435
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
16120
128611
SH
DFND
89093
1085
38433
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
112
890
SH
OTR
890
0
0
TARGET CORP
COM
87612E106
16390
153304
SH
DFND
117695
1407
34202
TARGET CORP
COM
87612E106
113
1060
SH
OTR
1060
0
0
TELEFLEX INC
COM
879369106
15880
46740
SH
DFND
30541
1035
15164
TELEFLEX INC
COM
879369106
78
230
SH
OTR
230
0
0
TEXAS INSTRS INC
COM
882508104
297
2300
SH
SOLE
0
0
2300
THE TRADE DESK INC
COM
88339J105
18416
98190
SH
DFND
66546
1035
30609
THE TRADE DESK INC
COM
88339J105
112
595
SH
OTR
595
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
16795
57661
SH
DFND
38334
1050
18277
THERMO FISHER SCIENTIFIC INC
COM
883556102
103
352
SH
OTR
352
0
0
TRAVELERS COMPANIES INC
COM
89417E109
15068
101340
SH
DFND
66659
3227
31454
TRAVELERS COMPANIES INC
COM
89417E109
94
635
SH
OTR
635
0
0
ULTA BEAUTY INC
COM
90384S303
1379
5503
SH
SOLE
2643
0
2860
ULTA BEAUTY INC
COM
90384S303
13
50
SH
OTR
50
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
12336
56763
SH
DFND
36481
3731
16551
UNITEDHEALTH GROUP INC
COM
91324P102
75
345
SH
OTR
345
0
0
US BANCORP DEL
COM
902973304
12712
229703
SH
DFND
158051
4927
66725
US BANCORP DEL
COM
902973304
70
1260
SH
OTR
1260
0
0
VANGUARD INDEX FDS
COM
922908363
5468
20059
SH
DFND
15332
50
4677
VANGUARD INDEX FDS
COM
922908363
146
535
SH
OTR
145
0
390
VERIZON COMMUNICATIONS INC
COM
92343V104
16733
277225
SH
DFND
180710
6244
90271
VERIZON COMMUNICATIONS INC
COM
92343V104
99
1645
SH
OTR
1645
0
0
VISA INC
COM
92826C839
1875
10900
SH
DFND
600
5600
4700
DISNEY WALT CO
COM
254687106
22670
173958
SH
DFND
106889
8133
58936
DISNEY WALT CO
COM
254687106
128
985
SH
OTR
985
0
0
WASTE MGMT INC DEL
COM
94106L109
15334
133337
SH
DFND
86516
3548
43273
WASTE MGMT INC DEL
COM
94106L109
83
725
SH
OTR
725
0
0
WELLTOWER INC
COM
95040Q104
8885
98015
SH
DFND
67966
1022
29027
WELLTOWER INC
COM
95040Q104
53
580
SH
OTR
580
0
0
WENDYS CO
COM
95058W100
8366
418730
SH
DFND
283400
9040
126290
WENDYS CO
COM
95058W100
62
3125
SH
OTR
3125
0
0
WEX INC
COM
96208T104
14287
70705
SH
DFND
51710
673
18322
WEX INC
COM
96208T104
111
550
SH
OTR
550
0
0
XCEL ENERGY INC
COM
98389B100
11554
178057
SH
DFND
133305
1072
43680
XCEL ENERGY INC
COM
98389B100
67
1040
SH
OTR
1040
0
0
XILINX INC
COM
983919101
11838
123441
SH
DFND
79327
2105
42009
XILINX INC
COM
983919101
64
665
SH
OTR
665
0
0
ZEBRA TECHNOLOGIES CORP
COM
989207105
17527
84928
SH
DFND
58728
744
25456
ZEBRA TECHNOLOGIES CORP
COM
989207105
104
505
SH
OTR
505
0
0
ZOETIS INC
COM
98978V103
22597
181371
SH
DFND
122281
2783
56307
ZOETIS INC
COM
98978V103
160
1285
SH
OTR
1285
0
0