0000891092-19-004795.txt : 20190425
0000891092-19-004795.hdr.sgml : 20190425
20190425150540
ACCESSION NUMBER: 0000891092-19-004795
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190425
DATE AS OF CHANGE: 20190425
EFFECTIVENESS DATE: 20190425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRAUN STACEY ASSOCIATES INC
CENTRAL INDEX KEY: 0000872080
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03733
FILM NUMBER: 19767064
BUSINESS ADDRESS:
STREET 1: 377 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
MAIL ADDRESS:
STREET 1: 377 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000872080
XXXXXXXX
03-31-2019
03-31-2019
false
BRAUN STACEY ASSOCIATES INC
377 Broadway
New York
NY
10013
13F HOLDINGS REPORT
028-03733
N
Rita Weiden
Vice President
212-226-7707
/s/ Rita Weiden
New York
NY
04-25-2019
0
225
1505185
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
1870
9000
SH
DFND
0
2250
6750
A T & T INC
COM
00206R102
3478
110890
SH
DFND
79635
333
30922
A T & T INC
COM
00206R102
27
865
SH
OTR
865
0
0
ABBVIE INC COM
COM
00287Y109
343
4255
SH
DFND
10
1200
3045
ABBVIE INC COM
COM
00287Y109
7
85
SH
OTR
85
0
0
ADOBE SYS INC
COM
00724F101
3562
13368
SH
DFND
9938
91
3339
ADOBE SYS INC
COM
00724F101
4
15
SH
OTR
15
0
0
ADVANCE AUTO PARTS INC COM
COM
00751Y106
11891
69728
SH
DFND
46366
666
22696
ADVANCE AUTO PARTS INC COM
COM
00751Y106
67
390
SH
OTR
390
0
0
ALEXION PHARMACEUTICALS INC CO
COM
015351109
15434
114175
SH
DFND
78914
1204
34057
ALEXION PHARMACEUTICALS INC CO
COM
015351109
72
535
SH
OTR
535
0
0
ALLSTATE CORP
COM
020002101
14427
153184
SH
DFND
105142
1397
46645
ALLSTATE CORP
COM
020002101
99
1050
SH
OTR
1050
0
0
ALPHABET CLASS A
COM
02079K305
19257
16363
SH
DFND
11559
119
4685
ALPHABET CLASS A
COM
02079K305
182
155
SH
OTR
155
0
0
ALPHABET CLASS C
COM
02079K107
18546
15807
SH
DFND
10758
212
4837
ALPHABET CLASS C
COM
02079K107
96
82
SH
OTR
82
0
0
ALTRIA GROUP INC
COM
02209S103
6461
112507
SH
DFND
69210
1341
41956
ALTRIA GROUP INC
COM
02209S103
42
725
SH
OTR
725
0
0
AMAZON COM INC COM
COM
023135106
39517
22191
SH
DFND
15232
243
6716
AMAZON COM INC COM
COM
023135106
262
147
SH
OTR
147
0
0
AMEREN CORP COM
COM
023608102
10573
143753
SH
DFND
98635
1398
43720
AMEREN CORP COM
COM
023608102
82
1115
SH
OTR
1115
0
0
AMERICAN EXPRESS CO
COM
025816109
15874
145234
SH
DFND
92280
5281
47673
AMERICAN EXPRESS CO
COM
025816109
106
970
SH
OTR
970
0
0
AMERICAN TOWER REIT COM
COM
03027X100
15881
80590
SH
DFND
56186
778
23626
AMERICAN TOWER REIT COM
COM
03027X100
99
500
SH
OTR
500
0
0
AMERICAN WTR WKS CO INC NEW CO
COM
030420103
6737
64614
SH
DFND
40174
462
23978
AMERICAN WTR WKS CO INC NEW CO
COM
030420103
3
25
SH
OTR
25
0
0
AMETEK INC NEW COM
COM
031100100
11963
144184
SH
DFND
94639
4362
45183
AMETEK INC NEW COM
COM
031100100
82
990
SH
OTR
990
0
0
AMGEN INC
COM
031162100
2019
10629
SH
DFND
7501
228
2900
AMGEN INC
COM
031162100
7
35
SH
OTR
35
0
0
ANTHEM INC COM
COM
036752103
17709
61708
SH
DFND
36832
2825
22051
ANTHEM INC COM
COM
036752103
109
380
SH
OTR
380
0
0
APPLE INC
COM
037833100
47911
252232
SH
DFND
161125
7482
83625
APPLE INC
COM
037833100
290
1525
SH
OTR
1525
0
0
BANK AMER CORP
COM
060505104
20624
747515
SH
DFND
494134
16766
236615
BANK AMER CORP
COM
060505104
123
4450
SH
OTR
4450
0
0
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
18593
92551
SH
DFND
64507
987
27057
BERKSHIRE HATHAWAY INC DEL CL
COM
084670702
142
705
SH
OTR
705
0
0
BLACKROCK INC COM
COM
09247X101
8949
20939
SH
DFND
14375
569
5995
BLACKROCK INC COM
COM
09247X101
73
171
SH
OTR
171
0
0
BOEING CO
COM
097023105
18450
48373
SH
DFND
25387
3804
19182
BOEING CO
COM
097023105
88
230
SH
OTR
230
0
0
BOSTON SCIENTIFIC CORP COM
COM
101137107
14725
383665
SH
DFND
250695
10680
122290
BOSTON SCIENTIFIC CORP COM
COM
101137107
87
2275
SH
OTR
2275
0
0
BROADCOM INC COM
COM
11135F101
6383
21228
SH
DFND
12712
875
7641
BROADCOM INC COM
COM
11135F101
71
235
SH
OTR
235
0
0
BURLINGTON STORES INC COM
COM
122017106
10083
64357
SH
DFND
41884
1720
20753
BURLINGTON STORES INC COM
COM
122017106
49
315
SH
OTR
315
0
0
CATERPILLAR INC
COM
149123101
13005
95986
SH
DFND
50041
7219
38726
CATERPILLAR INC
COM
149123101
70
515
SH
OTR
515
0
0
CHEGG INC COM
COM
163092109
17426
457140
SH
DFND
307485
5245
144410
CHEGG INC COM
COM
163092109
95
2485
SH
OTR
2485
0
0
CHEVRON CORP
COM
166764100
17220
139793
SH
DFND
86383
5065
48345
CHEVRON CORP
COM
166764100
101
820
SH
OTR
820
0
0
CINTAS CORP COM
COM
172908105
13339
65997
SH
DFND
43894
1794
20309
CINTAS CORP COM
COM
172908105
75
370
SH
OTR
370
0
0
CISCO SYS INC
COM
17275R102
17883
331235
SH
DFND
213365
9575
108295
CISCO SYS INC
COM
17275R102
113
2085
SH
OTR
2085
0
0
CITIGROUP INC
COM
172967424
11074
177983
SH
DFND
115613
3515
58855
CITIGROUP INC
COM
172967424
57
920
SH
OTR
920
0
0
CME GROUP INC COM
COM
12572Q105
18272
111024
SH
DFND
71030
2480
37514
CME GROUP INC COM
COM
12572Q105
72
435
SH
OTR
435
0
0
COMCAST CORP NEW COM CL A
COM
20030N101
15164
379295
SH
DFND
258650
3555
117090
COMCAST CORP NEW COM CL A
COM
20030N101
112
2800
SH
OTR
2800
0
0
COMERICA INC COM
COM
200340107
12771
174179
SH
DFND
114742
4025
55412
COMERICA INC COM
COM
200340107
67
910
SH
OTR
910
0
0
CONOCOPHILLIPS
COM
20825C104
15331
229717
SH
DFND
150780
4944
73993
CONOCOPHILLIPS
COM
20825C104
79
1185
SH
OTR
1185
0
0
CONSOLIDATED EDISON INC
COM
209115104
7614
89779
SH
DFND
60330
700
28749
CONSOLIDATED EDISON INC
COM
209115104
67
785
SH
OTR
785
0
0
CONSTELLATION BRANDS INC
COM
21036P108
11735
66932
SH
DFND
43325
1636
21971
CONSTELLATION BRANDS INC
COM
21036P108
74
420
SH
OTR
420
0
0
COSTCO WHSL CORP NEW
COM
22160K105
14277
58963
SH
DFND
47449
675
10839
COSTCO WHSL CORP NEW
COM
22160K105
100
415
SH
OTR
415
0
0
CSX CORP
COM
126408103
15565
208035
SH
DFND
133422
5620
68993
CSX CORP
COM
126408103
82
1100
SH
OTR
1100
0
0
DANAHER CORP SHS BEN INT
COM
235851102
18024
136523
SH
DFND
93866
1362
41295
DANAHER CORP SHS BEN INT
COM
235851102
128
970
SH
OTR
970
0
0
DEERE & CO COM
COM
244199105
13294
83168
SH
DFND
51315
3422
28431
DEERE & CO COM
COM
244199105
73
455
SH
OTR
455
0
0
DOWDUPONT INC
COM
26078J100
12121
227369
SH
DFND
144010
6024
77335
DOWDUPONT INC
COM
26078J100
86
1620
SH
OTR
1620
0
0
DUKE ENERGY CORPORATION COM NE
COM
26441C204
4505
50059
SH
DFND
38711
658
10689
DUKE ENERGY CORPORATION COM NE
COM
26441C204
57
630
SH
OTR
630
0
0
E TRADE FINANCIAL CORP COM NEW
COM
269246401
12729
274145
SH
DFND
177204
5929
91012
E TRADE FINANCIAL CORP COM NEW
COM
269246401
78
1670
SH
OTR
1670
0
0
EOG RES INC COM
COM
26875P101
13114
137780
SH
DFND
91790
2625
43365
EOG RES INC COM
COM
26875P101
80
840
SH
OTR
840
0
0
EXXON MOBIL CORP
COM
30231G102
14070
174137
SH
DFND
114447
4935
54755
EXXON MOBIL CORP
COM
30231G102
101
1250
SH
OTR
1250
0
0
FIDELITY NATL INFORMATION SVCO
COM
31620M106
11869
104946
SH
DFND
73507
1102
30337
FIDELITY NATL INFORMATION SVCO
COM
31620M106
92
815
SH
OTR
815
0
0
GENERAL MLS INC COM
COM
370334104
9795
189278
SH
DFND
122698
4610
61970
GENERAL MLS INC COM
COM
370334104
63
1215
SH
OTR
1215
0
0
GOLDMAN SACHS GROUP INC COM
COM
38141G104
9139
47601
SH
DFND
29527
3356
14718
GOLDMAN SACHS GROUP INC COM
COM
38141G104
85
445
SH
OTR
445
0
0
GUESS INC COM
COM
401617105
280
14300
SH
DFND
0
5300
9000
HOME DEPOT INC
COM
437076102
16239
84624
SH
DFND
47406
5476
31742
HOME DEPOT INC
COM
437076102
78
405
SH
OTR
405
0
0
HONEYWELL INTL INC COM
COM
438516106
12846
80833
SH
DFND
53639
1980
25214
HONEYWELL INTL INC COM
COM
438516106
67
420
SH
OTR
420
0
0
HOST MARRIOTT CORP NEW COM
COM
44107P104
9503
502785
SH
DFND
336355
5795
160635
HOST MARRIOTT CORP NEW COM
COM
44107P104
63
3350
SH
OTR
3350
0
0
I B M
COM
459200101
900
6375
SH
DFND
0
1775
4600
IAC INTERACTIVECORP
COM
44919P508
16953
80685
SH
DFND
56390
814
23481
IAC INTERACTIVECORP
COM
44919P508
100
476
SH
OTR
476
0
0
INGEVITY CORP COM
COM
45688C107
14217
134617
SH
DFND
93232
2800
38585
INGEVITY CORP COM
COM
45688C107
82
780
SH
OTR
780
0
0
INTEL CORP
COM
458140100
16200
301667
SH
DFND
194095
9192
98380
INTEL CORP
COM
458140100
109
2035
SH
OTR
2035
0
0
IQVIA HOLDINGS INC
COM
46266C105
17953
124803
SH
DFND
85210
1252
38341
IQVIA HOLDINGS INC
COM
46266C105
101
705
SH
OTR
705
0
0
ISHARES TR RUSSELL1000GRW
COM
464287614
528
3489
SH
SOLE
1630
0
1859
ISHARES TR RUSSELL1000VAL
COM
464287598
349
2830
SH
SOLE
872
0
1958
JACOBS ENGR GROUP INC DEL COM
COM
469814107
11516
153159
SH
DFND
98627
4785
49747
JACOBS ENGR GROUP INC DEL COM
COM
469814107
66
875
SH
OTR
875
0
0
JOHNSON & JOHNSON
COM
478160104
15468
110652
SH
DFND
73453
2581
34618
JOHNSON & JOHNSON
COM
478160104
117
835
SH
OTR
835
0
0
JPMORGAN CHASE & CO
COM
46625H100
27235
269042
SH
DFND
167377
9412
92253
JPMORGAN CHASE & CO
COM
46625H100
145
1435
SH
OTR
1435
0
0
KB HOME COM
COM
48666K109
6711
277640
SH
DFND
184450
10590
82600
KB HOME COM
COM
48666K109
60
2465
SH
OTR
2465
0
0
KEYSIGHT TECHNOLOGIES INC COM
COM
49338L103
12490
143233
SH
DFND
97777
1685
43771
KEYSIGHT TECHNOLOGIES INC COM
COM
49338L103
85
970
SH
OTR
970
0
0
KIMBERLY CLARK CORP COM
COM
494368103
15360
123969
SH
DFND
76834
4206
42929
KIMBERLY CLARK CORP COM
COM
494368103
93
750
SH
OTR
750
0
0
KINDER MORGAN INC DEL COM
COM
49456B101
10556
527531
SH
DFND
337070
9891
180570
KINDER MORGAN INC DEL COM
COM
49456B101
43
2150
SH
OTR
2150
0
0
LAUDER ESTEE COS INC CL A
COM
518439104
18795
113529
SH
DFND
72528
2944
38057
LAUDER ESTEE COS INC CL A
COM
518439104
81
490
SH
OTR
490
0
0
LEIDOS HLDGS INC COM
COM
525327102
11018
171920
SH
DFND
115929
1611
54380
LEIDOS HLDGS INC COM
COM
525327102
62
960
SH
OTR
960
0
0
LOCKHEED MARTIN CORP COM
COM
539830109
10246
34136
SH
DFND
22773
804
10559
LOCKHEED MARTIN CORP COM
COM
539830109
76
253
SH
OTR
253
0
0
LULULEMON ATHLETICA INC COM
COM
550021109
9818
59915
SH
DFND
39647
567
19701
LULULEMON ATHLETICA INC COM
COM
550021109
67
410
SH
OTR
410
0
0
MASTERCARD INC CL A
COM
57636Q104
24522
104150
SH
DFND
65705
2558
35887
MASTERCARD INC CL A
COM
57636Q104
126
535
SH
OTR
535
0
0
MCDONALDS CORP
COM
580135101
3926
20674
SH
DFND
1539
4348
14787
MCDONALDS CORP
COM
580135101
4
20
SH
OTR
20
0
0
MERCK & COMPANY
COM
58933Y105
20144
242197
SH
DFND
154067
8355
79775
MERCK & COMPANY
COM
58933Y105
125
1505
SH
OTR
1505
0
0
MICRON TECHNOLOGY INC COM
COM
595112103
8199
198370
SH
DFND
133370
2220
62780
MICRON TECHNOLOGY INC COM
COM
595112103
8
185
SH
OTR
185
0
0
MICROSOFT
COM
594918104
48437
410692
SH
DFND
268605
10470
131617
MICROSOFT
COM
594918104
280
2370
SH
OTR
2370
0
0
MYLAN N V ORD SHARES
COM
N59465109
8254
291266
SH
DFND
195171
4180
91915
MYLAN N V ORD SHARES
COM
N59465109
21
750
SH
OTR
750
0
0
NEUROCRINE BIOSCIENCES INC COM
COM
64125C109
6742
76527
SH
DFND
47131
870
28526
NEXTERA ENERGY INC COM
COM
65339F101
16130
83439
SH
DFND
57347
785
25307
NEXTERA ENERGY INC COM
COM
65339F101
80
415
SH
OTR
415
0
0
NIKE INC CL B
COM
654106103
278
3300
SH
DFND
0
1900
1400
NUCOR CORP
COM
670346105
1707
29248
SH
DFND
16573
140
12535
OMNICELL INC COM
COM
68213N109
16380
202628
SH
DFND
138526
2062
62040
OMNICELL INC COM
COM
68213N109
110
1365
SH
OTR
1365
0
0
PACKAGING CORP AMER COM
COM
695156109
8877
89323
SH
DFND
62196
1041
26086
PACKAGING CORP AMER COM
COM
695156109
68
680
SH
OTR
680
0
0
PEPSICO INC
COM
713448108
14321
116860
SH
DFND
77328
2643
36889
PEPSICO INC
COM
713448108
103
840
SH
OTR
840
0
0
PFIZER INC
COM
717081103
14610
344011
SH
DFND
221685
8780
113546
PFIZER INC
COM
717081103
97
2280
SH
OTR
2280
0
0
POWERSHARES EXCHANGE TRADED FD
COM
46137V357
672
6435
SH
DFND
3470
275
2690
PROCTER & GAMBLE COMPANY
COM
742718109
18223
175138
SH
DFND
109806
6815
58517
PROCTER & GAMBLE COMPANY
COM
742718109
107
1030
SH
OTR
1030
0
0
PROPETRO HLDG CORP COM
COM
74347M108
12572
557745
SH
DFND
385110
6170
166465
PROPETRO HLDG CORP COM
COM
74347M108
87
3840
SH
OTR
3840
0
0
PTC INC COM
COM
69370C100
7308
79275
SH
DFND
55343
890
23042
PTC INC COM
COM
69370C100
50
545
SH
OTR
545
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
324
5459
SH
DFND
5180
129
150
PUBLIC SVC ENTERPRISES
COM
744573106
2
40
SH
OTR
40
0
0
ROPER INDS INC NEW COM
COM
776696106
14979
43803
SH
DFND
28168
1074
14561
ROPER INDS INC NEW COM
COM
776696106
89
260
SH
OTR
260
0
0
ROYAL CARIBBEAN CRUISES LTD CO
COM
V7780T103
13476
117570
SH
DFND
74787
3596
39187
ROYAL CARIBBEAN CRUISES LTD CO
COM
V7780T103
76
660
SH
OTR
660
0
0
SECTOR SPDR TR SBI FINL
COM
81369Y605
249
9704
SH
SOLE
1325
0
8379
SERVICENOW INC COM
COM
81762P102
20520
83247
SH
DFND
56593
783
25871
SERVICENOW INC COM
COM
81762P102
136
550
SH
OTR
550
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
11228
61622
SH
DFND
43070
637
17915
SIMON PPTY GROUP INC NEW
COM
828806109
75
410
SH
OTR
410
0
0
SPDR S&P MIDCAP 400 ETF TR UTS
COM
78467Y107
1155
3343
SH
DFND
2473
365
505
SPDR S&P MIDCAP 400 ETF TR UTS
COM
78467Y107
701
2030
SH
OTR
0
0
2030
SPDR TR UNIT SER 1
COM
78462F103
5482
19405
SH
DFND
11502
139
7764
SPDR TR UNIT SER 1
COM
78462F103
127
450
SH
OTR
0
0
450
SUPERNUS PHARMACEUTICALS INCCO
COM
868459108
505
14409
SH
DFND
7569
115
6725
SUPERNUS PHARMACEUTICALS INCCO
COM
868459108
2
50
SH
OTR
50
0
0
T MOBILE US INC COM
COM
872590104
16027
231935
SH
DFND
152423
5540
73972
T MOBILE US INC COM
COM
872590104
81
1165
SH
OTR
1165
0
0
TABULA RASA HEALTHCARE INC COM
COM
873379101
13204
234035
SH
DFND
157453
2745
73837
TABULA RASA HEALTHCARE INC COM
COM
873379101
81
1435
SH
OTR
1435
0
0
TAKE-TWO INTERACTIVE SOFTWARCO
COM
874054109
11947
126598
SH
DFND
86285
1305
39008
TAKE-TWO INTERACTIVE SOFTWARCO
COM
874054109
84
890
SH
OTR
890
0
0
TARGET CORP
COM
87612E106
11446
142608
SH
DFND
111588
1565
29455
TARGET CORP
COM
87612E106
83
1040
SH
OTR
1040
0
0
THE TRADE DESK INC COM CL A
COM
88339J105
22289
112600
SH
DFND
74622
1245
36733
THE TRADE DESK INC COM CL A
COM
88339J105
125
630
SH
OTR
630
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
17250
63019
SH
DFND
41279
1350
20390
THERMO FISHER SCIENTIFIC INC
COM
883556102
120
440
SH
OTR
440
0
0
TRAVELERS COMPANIES INC
COM
89417E109
13880
101198
SH
DFND
64796
3262
33140
TRAVELERS COMPANIES INC
COM
89417E109
87
635
SH
OTR
635
0
0
ULTA SALON COSMETCS & FRAG ICO
COM
90384S303
12149
34838
SH
DFND
23551
305
10982
ULTA SALON COSMETCS & FRAG ICO
COM
90384S303
87
250
SH
OTR
250
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
16804
67961
SH
DFND
39661
3844
24456
UNITEDHEALTH GROUP INC
COM
91324P102
85
345
SH
OTR
345
0
0
US BANCORP
COM
902973304
346
7170
SH
DFND
4000
35
3135
VANGUARD INDEX FDS S&P 500 ETF
COM
922908363
4945
19052
SH
DFND
14325
50
4677
VANGUARD INDEX FDS S&P 500 ETF
COM
922908363
153
590
SH
OTR
200
0
390
VERIZON COMMUNICATIONS
COM
92343V104
15577
263443
SH
DFND
171133
6349
85961
VERIZON COMMUNICATIONS
COM
92343V104
89
1505
SH
OTR
1505
0
0
VISA INC COM CL A
COM
92826C839
2710
17350
SH
DFND
600
5750
11000
WALGREENS BOOTS ALLIANCE INCCO
COM
931427108
288
4550
SH
DFND
0
1550
3000
WALT DISNEY CO
COM
254687106
20003
180159
SH
DFND
110665
8120
61374
WALT DISNEY CO
COM
254687106
120
1085
SH
OTR
1085
0
0
WASTE MGMT INC DEL COM
COM
94106L109
15219
146463
SH
DFND
95338
4617
46508
WASTE MGMT INC DEL COM
COM
94106L109
95
915
SH
OTR
915
0
0
WEX INC COM
COM
96208T104
12858
66971
SH
DFND
49059
735
17177
WEX INC COM
COM
96208T104
106
550
SH
OTR
550
0
0
XILINX INC COM
COM
983919101
14876
117325
SH
DFND
76436
1280
39609
XILINX INC COM
COM
983919101
81
640
SH
OTR
640
0
0
ZEBRA TECHNOLOGIES CORP CL A
COM
989207105
20322
96987
SH
DFND
65252
1010
30725
ZEBRA TECHNOLOGIES CORP CL A
COM
989207105
107
510
SH
OTR
510
0
0
ZOETIS INC CL A
COM
98978V103
18088
179680
SH
DFND
124070
1811
53799
ZOETIS INC CL A
COM
98978V103
131
1300
SH
OTR
1300
0
0