-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DFO/mFn7aLI4putMj8Rphxgn0vGtWludzpli4c1oV1P44cMj9jNa/WkD6TV/fZmn sjv6Ym7oY1qB20rTjbMHdQ== 0000866361-09-000006.txt : 20091001 0000866361-09-000006.hdr.sgml : 20091001 20091001151814 ACCESSION NUMBER: 0000866361-09-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091001 DATE AS OF CHANGE: 20091001 EFFECTIVENESS DATE: 20091001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVERNESS COUNSEL INC /NY/ CENTRAL INDEX KEY: 0000866361 IRS NUMBER: 133631802 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02749 FILM NUMBER: 091098507 BUSINESS ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129805230 MAIL ADDRESS: STREET 1: 545 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 inver0909.txt 13F 13F-HR 09/30/09 Dominick Mirenda 866361 Robert B. Deans III (212) 207-2130 r3@invernesscounsel.com 13F-HR FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Sept 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment: [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Inverness Counsel Inc. Address: 845 Third Avenue 8th Floor New York NY 10022 Form 13F File Number: 01-40161 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert B. Deans III Title: Executive Director Phone: (212) 207-2130 Signature, Place, and Date of Signing: Robert B. Deans III New York, NY 09/30/09 - ------------------------------ -------------------- -------- Signature City, State Date Report Type: [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: Form 13F Information Table Value Total: List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- x$1000 PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE AFS TRINITY POWER COM 00106R99 0 39143 SH SOLE 39143 0 0 ADVANCED MFG SYSTEMS INC COM 00753R10 0 42975 SH SOLE 42975 0 0 ADVANCED COMMUNICATIONS DESI N COM 00790999 468 468230 SH SOLE 468230 0 0 HOSPITALITY FOODS INC - CAPI A COM 1637997A1 5 100000 SH SOLE 100000 0 0 GEN ELECTRIC CAPITAL CONV BONDS 36962GM27 201 200000 PRN SOLE 200000 0 0 HIRE DESK COM 9932068A 397 4332910 SH SOLE 4332910 0 0 APPLE INC COM 037833100 731 3945 SH SOLE 3945 0 0 ABB LTD COM 000375204 14360 716568 SH SOLE 716568 0 0 ABBOTT LABS COM 002824100 12153 245667 SH SOLE 245667 0 0 AECOM TECH COM 00766T100 4726 174117 SH SOLE 174117 0 0 ALBERTO CULVER CO COM 013078100 11596 418915 SH SOLE 418915 0 0 AUTOMATIC DATA PROC COM 053015103 3294 83817 SH SOLE 83817 0 0 AGNICO EAGLE MINES LTD COM 008474108 12465 183707 SH SOLE 183707 0 0 AMERICAN ELEC PWR COM 025537101 2369 76445 SH SOLE 76445 0 0 APPLIED MATERIALS INC COM 038222105 370 27630 SH SOLE 27630 0 0 AMGEN INC COM 031162100 296 4915 SH SOLE 4915 0 0 AMER SUPERCONDU COM 030111108 3578 106680 SH SOLE 106680 0 0 AMERICA MOVIL ADR COM 02364W105 1482 33810 SH SOLE 33810 0 0 APACHE CORP COM 037411105 1461 15915 SH SOLE 15915 0 0 ANADARKO PETRO COM 032511107 1327 21160 SH SOLE 21160 0 0 AIR PRODUCTS COM 009158106 406 5238 SH SOLE 5238 0 0 ADVANCE PHOTONICS COM 00754E107 9 10000 SH SOLE 10000 0 0 APOLLO GROUP COM 037604105 2779 37720 SH SOLE 37720 0 0 AUSAM ENERGY CORP COM 052101201 0 335496 SH SOLE 335496 0 0 ALLIANT TECHSYS COM 018804104 11674 149951 SH SOLE 149951 0 0 ACTIVISION BLIZZARD COM 00507V109 2807 226518 SH SOLE 226518 0 0 AXION POWER INTERNATIONAL IN COM 05460X109 1091 524297 SH SOLE 524297 0 0 AZTEC LAND & CATTLE COM 054807102 361 2510 SH SOLE 2510 0 0 BANK OF AMERICA COM 060505104 3990 235788 SH SOLE 235788 0 0 BOMBARDIER INC CL B COM 097751200 497 100000 SH SOLE 100000 0 0 BARD C R INC COM 067383109 11937 151857 SH SOLE 151857 0 0 BANK OF NY MELLON CORP COM 064058100 5903 203628 SH SOLE 203628 0 0 BRISTOL-MYERS COM 110122108 10742 476987 SH SOLE 476987 0 0 BP AMOCO PLC ADR COM 055622104 1252 23518 SH SOLE 23518 0 0 BERKSHIRE HATHAWAY B COM 084670207 1758 529 SH SOLE 529 0 0 COMMUNITY BANKERS TRUST CORP COM 203612106 45 13000 SH SOLE 13000 0 0 PEABODY ENERGY COM 704549104 308 8265 SH SOLE 8265 0 0 CITIGROUP INC COM 172967101 110 22724 SH SOLE 22724 0 0 CAVIUM NETWORKS INC COM 14965A101 764 35600 SH SOLE 35600 0 0 CLEAN DIESEL TECH INC COM 18449C302 101 59257 SH SOLE 59257 0 0 CERNER CORP COM 156782104 221 2950 SH SOLE 2950 0 0 CHANCELLOR CORP COM 15882810 0 10000 SH SOLE 10000 0 0 CH ROBINSON WORLDWIDE COM 12541W209 3473 60140 SH SOLE 60140 0 0 COLGATE-PALMOLIVE CO COM 194162103 244 3205 SH SOLE 3205 0 0 CUMMINS INC COM 231021106 1658 37000 SH SOLE 37000 0 0 CAN NATL RAILWAY CO COM 136375102 307 6262 SH SOLE 6262 0 0 COLONIAL BANKSHARES COM 195572102 108 15000 SH SOLE 15000 0 0 CONOCOPHILLIPS COM 20825C104 602 13325 SH SOLE 13325 0 0 CRESUD SACIFYA SPND ADR COM 226406106 173 13414 SH SOLE 13414 0 0 CISCO SYSTEMS COM 17275R102 24420 1037374 SH SOLE 1037374 0 0 CLEAR SKIES HLDGS INC COM 184681104 175 1031867 SH SOLE 1031867 0 0 CARLISLE COS. 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COM 872540109 1073 28873 SH SOLE 28873 0 0 TEL MEX ADR -L- COM 879403780 349 20000 SH SOLE 20000 0 0 TENGTU INTL CORP COM 88033T102 0 20000 SH SOLE 20000 0 0 TRAVELERS COMPANIES INC COM 89417E109 8193 166429 SH SOLE 166429 0 0 TAIWAN SEMI COND ADR COM 874039100 13205 1204862 SH SOLE 1204862 0 0 TIME WARNER INC COM 887317303 228 7927 SH SOLE 7927 0 0 TEXAS INSTRUMENTS INC COM 882508104 786 33183 SH SOLE 33183 0 0 WADDELL & REED ADV CORE INVT A COM 930057104 126 26272 SH SOLE 26272 0 0 UNION PAC CORP COM 907818108 12966 222217 SH SOLE 222217 0 0 URANIUM RES INC COM 916901507 12 10600 SH SOLE 10600 0 0 U R S CORP NEW COM 903236107 15374 352216 SH SOLE 352216 0 0 US BANCORP COM 902973304 3599 164620 SH SOLE 164620 0 0 UTD TECHNOLGIES COM 913017109 1767 28999 SH SOLE 28999 0 0 COMPANHIA VALE DO RIO DOCE COM 91912E105 231 10000 SH SOLE 10000 0 0 VERIZON COMM COM 92343V104 313 10325 SH SOLE 10325 0 0 WALGREEN CO. COM 931422109 296 7907 SH SOLE 7907 0 0 WAL-MART STORES COM 931142103 2293 46707 SH SOLE 46707 0 0 WASH POST "B" COM 939640108 702 1500 SH SOLE 1500 0 0 AQUA AMERICA INC COM 03836W103 1943 110174 SH SOLE 110174 0 0 WYETH COM 983024100 558 11490 SH SOLE 11490 0 0 EXXON MOBIL CORP COM 30231G102 28091 409435 SH SOLE 409435 0 0 ZIMMER HOLDINGS INC COM 98956P102 470 8786 SH SOLE 8786 0 0 S REPORT SUMMARY 199 DATA RECORDS 911817 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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