-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OTGk/qxa9gAaTwDUU9LxWfrhTsM1Dg3XjXYr8/jtLb5JiqVGtolUX+NIqf8ybFmH /kUb9XzbmvWRFhfM9CYOAg== 0001188112-07-002518.txt : 20070814 0001188112-07-002518.hdr.sgml : 20070814 20070814151216 ACCESSION NUMBER: 0001188112-07-002518 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070814 DATE AS OF CHANGE: 20070814 EFFECTIVENESS DATE: 20070814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALDWELL & ORKIN INC CENTRAL INDEX KEY: 0000862853 IRS NUMBER: 581477693 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02699 FILM NUMBER: 071054403 BUSINESS ADDRESS: STREET 1: SUITE 150 STREET 2: 6200 THE CORNERS PARKWAY CITY: NORCROSS STATE: GA ZIP: 30092 BUSINESS PHONE: 678-533-7850 MAIL ADDRESS: STREET 1: 6200 CORNERS PARKWAY STREET 2: BLDG 6 SUITE 150 CITY: NORCROSS STATE: GA ZIP: 30092 13F-HR 1 t60293_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 ---------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Caldwell & Orkin, Inc. ---------------------------------------------------------- Address: Suite 150 ---------------------------------------------------------- 6200 The Corners Parkway ---------------------------------------------------------- Norcross, Georgia 30092 ---------------------------------------------------------- Form 13F File Number: 28- 2699 ---------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael B. Orkin ---------------------------------------------------------- Title: CEO ---------------------------------------------------------- Phone: (678) 533-7850 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Michael B. Orkin Norcross, Georgia August 14, 2007 --------------------- ------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ---------------------------- Form 13F Information Table Entry Total: 88 ---------------------------- Form 13F Information Table Value Total: $ 138,640 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F file Number Name 1 28- 3468 C & O Funds Advisor, Inc. --- ----------------- ---------------------------- -2-
Caldwell & Orkin, Inc. FORM 13F June 30, 2007 FORM 13F INFORMATION TABLE Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- ABB LTD-ADR COM 000375204 2339 103500 SH Sole 103500 ABBOTT LABORATORIES COM 002824100 2890 53975 SH Sole 53975 ADA-ES INC. COM 005208103 540 25300 SH Sole 25300 ADOBE SYSTEMS INC COM 00724F101 4422 110128 SH Sole 110128 AES CORPORATION COM 00130h105 1002 45800 SH Sole 45800 AKAMAI TECHNOLOGIES COM 00971t101 1839 37800 SH Sole 37800 ALTRIA GROUP, INC. COM 02209s103 3481 49630 SH Sole 49630 AMERICAN TOWER CORP COM 029912201 1386 33000 SH Sole 33000 ARBITRON INC. COM 03875q108 2118 41100 SH Sole 41100 ARRIS GROUP COM 04269q100 6209 353000 SH Sole 353000 BE AEROSPACE INC. COM 073302101 2449 59300 SH Sole 59300 BERKSHIRE HATHAWAY CL.B COM 084670207 1406 390 SH Sole 390 BOEING COMPANY COM 097023105 3024 31450 SH Sole 31450 C-COR INC. COM 125010108 2004 142500 SH Sole 142500 CALGON CARBON CORP. COM 129603106 2245 193500 SH Sole 193500 CAMPBELL SOUP COMPANY COM 134429109 1141 29400 SH Sole 29400 CHESAPEAKE ENERGY CORP. COM 165167107 931 26900 SH Sole 26900 CITIGROUP INC. COM COM 172967101 1733 33793 SH Sole 33793 CLOROX COMPANY COM 189054109 1071 17240 SH Sole 17240 COCA COLA CO COM COM 191216100 4143 79200 SH Sole 79200 COLGATE-PALMOLIVE COM 194162103 869 13400 SH Sole 13400 COMCAST CORP. SP/CL-A COM 20030n200 1853 66275 SH Sole 66275 COMMERCE BANCORP COM 200519106 3418 92400 SH Sole 92400 COMMSCOPE, INC. COM 203372107 1926 33000 SH Sole 33000 COMPUTER SCIENCES COM 205363104 1198 20250 SH Sole 20250 COMSTOCK RESOURCES INC. COM 205768203 968 32300 SH Sole 32300 CONCURRENT COMPUTER CORP. COM 206710204 865 483000 SH Sole 483000 CORNING, INC. COM 219350105 5478 214400 SH Sole 214400 COVANTA HOLDING CORP. COM 22282e102 2364 95900 SH Sole 95900 EDISON INTERNATIONAL COM 281020107 1246 22200 SH Sole 22200 ENERGYSOUTH INC COM 292970100 297 5831 SH Sole 5831 EXXON MOBIL CORP. COM 30231G102 1205 14370 SH Sole 14370 FOUNDRY NETWORKS COM 35063r100 1983 119000 SH Sole 119000 FPL GROUP COM 302571104 205 3618 SH Sole 3618 GAMESTOP CORP. COM 36467w109 2330 59600 SH Sole 59600 GAYLORD ENTERTAINMENT CO. COM 367905106 4498 83850 SH Sole 83850 HALLIBURTON CO COM 406216101 1735 50300 SH Sole 50300 HEALTHEXTRAS, INC. COM 422211102 1961 66300 SH Sole 66300 HOME DEPOT INC. COM 437076102 909 23100 SH Sole 23100 INVERNESS MEDICAL INNOVATION COM 46126p106 1775 34800 SH Sole 34800 JACK IN THE BOX, INC. COM 466367109 511 7200 SH Sole 7200 JOHNSON & JOHNSON COM 478160104 2276 36931 SH Sole 36931 KEYCORP COM 493267108 309 9000 SH Sole 9000 KRAFT FOODS, INC. COM 50075n104 1425 40432 SH Sole 40432 LAMAR ADVERTISING COM 512815101 1807 28800 SH Sole 28800 LEVEL 3 COMMUNICATIONS COM 52729n100 2070 353800 SH Sole 353800 MGI PHARMA, INC. COM 552880106 672 30050 SH Sole 30050 NATIONAL FUEL GAS CO. COM 636180101 671 15500 SH Sole 15500 NDS GROUP PLC - ADR COM 628891103 263 5600 SH Sole 5600 NEWELL COMPANY COM 651229106 677 23000 SH Sole 23000 NEWS CORP-CL B COM 65248e203 647 28200 SH Sole 28200 NICE SYSTEMS LTD-ADR COM 653656108 1678 48300 SH Sole 48300 OMNITURE, INC. COM 68212s109 692 30200 SH Sole 30200 PEPSICO INC. COM 713448108 4398 67825 SH Sole 67825 PG&E CORP. COM 69331c108 1488 32855 SH Sole 32855 PMC-SIERRA INC COM 69344F106 3441 445100 SH Sole 445100 PPL CORP. COM 69351t106 1722 36800 SH Sole 36800 PRECISION CASTPARTS CORP. COM 740189105 534 4400 SH Sole 4400 PROCTOR & GAMBLE COM 742718109 3104 50728 SH Sole 50728 PROTEIN DESIGN LABS COM 69329y104 3092 132700 SH Sole 132700 REPUBLIC SERVICES COM 760759100 1746 56975 SH Sole 56975 SAKS INCORPORATED COM 79377w108 969 45400 SH Sole 45400 SANDISK CORP. COM 80004c101 1811 37000 SH Sole 37000 SHUTTERFLY INC. COM 82568p304 1177 54600 SH Sole 54600 TRANSITION THERAPEUTICS, INC. COM 893716100 201 122100 SH Sole 122100 TRANSOCEAN OFFSHORE INC. COM g90078109 562 5300 SH Sole 5300 VISUAL SCIENCES INC. COM 92845h108 459 29700 SH Sole 29700 WALT DISNEY COM 254687106 4438 130000 SH Sole 130000 WESCO INTERNATIONAL INC. COM 95082p105 1862 30800 SH Sole 30800 WRIGLEY WM JR COMPANY COM 982526105 1084 19600 SH Sole 19600 YAHOO! INC COM 984332106 1088 40100 SH Sole 40100 YAMANA GOLD INC. COM 98462y100 1510 135800 SH Sole 135800 BZH PUTS 11/17/2007 30.00 PUT 07556q8wf 693 1035 SH PUT Sole 1035 CBRL PUTS 9/22/2007 45.00 PUT 12489v8ui 691 1975 SH PUT Sole 1975 CCRT PUTS 10/20/2007 35.00 PUT 20478n8vg 245 960 SH PUT Sole 960 CORS PUTS 9/22/2007 20.00 PUT 2208738ud 341 852 SH PUT Sole 852 DHI PUTS 11/17/2007 25.00 PUT 23331a8we 611 1175 SH PUT Sole 1175 FMD PUTS 9/22/2007 45.00 PUT 3207718ui 351 508 SH PUT Sole 508 IMB PUTS 10/20/2007 30.00 PUT 4566078vf 295 670 SH PUT Sole 670 QQQQ PUTS 8/18/2007 47.00 PUT 73935a8tu 261 3000 SH PUT Sole 3000 ADBE CALLS 1/19/2008 42.50 CALL 00724f9av 475 1440 SH CALL Sole 1440 CMCS.K CALLS 1/19/2008 25.00 CALL 20030N9AE 241 560 SH CALL Sole 560 CMCS.K CALLS 10/20/2007 25.00 CALL 20030n9je 231 625 SH CALL Sole 625 DIS CALLS 7/21/2007 35.00 CALL 2546879gg 206 3740 SH CALL Sole 3740 EIX CALLS 1/19/2008 55.00 CALL 2810209ak 400 800 SH CALL Sole 800 GE CALLS 1/19/2008 40.00 CALL 3696049ah 385 2375 SH CALL Sole 2375 GLW CALLS 11/17/2007 25.00 CALL 2193509ke 744 2807 SH CALL Sole 2807 KO CALLS 1/19/08 52.50 CALL 1912169ax 630 2137 SH CALL Sole 2137 REPORT SUMMARY 88 DATA RECORDS 138640 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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