SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
WONG IRWIN

(Last) (First) (Middle)
777 NORTH BROADWAY

(Street)
LOS ANGELES CA 90012

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CATHAY GENERAL BANCORP [ CATY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP - Branch Administration
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 01/22/2003 J(1) 6.38 A $39.51 2,207.84 D
Common Stock 04/22/2003 J(1) 6.31 A $40.11 2,214.15 D
Common Stock 07/22/2003 J(1) 7.1 A $45.958 2,221.25 D
Common Stock 09/29/2003 J(1) 6.98 A $46.909 2,228.23 D
Common Stock 12/31/2003 J(2) 334 A $0 10,070(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $16.5 09/17/2002(4) 09/17/2008 Common Stock 3,120 3,120 D
Stock Option $21.25 01/20/2003(5) 01/20/2010 Common Stock 5,364 8,484 D
Stock Option $30.095 01/18/2002(6) 01/18/2011 Common Stock 8,060 16,544 D
Stock Option $32.55 02/21/2003(7) 02/21/2012 Common Stock 9,240 25,784 D
Stock Option $39.85 01/16/2004(8) 01/16/2013 Common Stock 18,790 44,574 D
Stock Option $49.6 11/20/2004(9) 11/20/2013 Common Stock 71,520 116,094 D
Explanation of Responses:
1. Dividend Reinvestment.
2. ESOP Allocation.
3. Vested interest in ESOP as of 12/31/03.
4. The option is fully exercisable.
5. The option vests in 3 equal annual installments beginning 1/20/03.
6. The option vests in 5 equal annual installments beginning 1/18/02.
7. The option vests in 5 equal annual installments beginning 2/21/03.
8. The option vests in 5 equal annual installments beginning 1/16/04.
9. The option vests in 5 equal annual installments beginning 11/20/04.
Remarks:
Irwin Wong 02/13/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.