0000860857-11-000002.txt : 20110511 0000860857-11-000002.hdr.sgml : 20110511 20110511162743 ACCESSION NUMBER: 0000860857-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110511 DATE AS OF CHANGE: 20110511 EFFECTIVENESS DATE: 20110511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DELTA ASSET MANAGEMENT LLC/TN CENTRAL INDEX KEY: 0000860857 IRS NUMBER: 621855684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02668 FILM NUMBER: 11832259 BUSINESS ADDRESS: STREET 1: 700 COLONIAL ROAD SUITE 130 CITY: MEMPHIS STATE: TN ZIP: 38117 BUSINESS PHONE: 9017674791 MAIL ADDRESS: STREET 1: 700 COLONIAL ROAD SUITE 130 CITY: MEMPHIS STATE: TN ZIP: 38117 FORMER COMPANY: FORMER CONFORMED NAME: DELTA ASSET MANAGEMENT INC/TN DATE OF NAME CHANGE: 19990406 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3-31-2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Delta Asset Management, LLC Address: 700 Colonial Road, Suite 130 Memphis, TN 38117 Form 13F File Number: 028-02668 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Lisa S. Valentine Title: Portfolio Operations Manager Phone: 615-297-9608 Signature, Place, and Date of Signing: /s/ Lisa S. Valentine Nashville, TN 05/11/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 102 Form 13F Information Table Value Total: $ 291172 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 12876 137717 SH Sole 131767 5950 AT&T Incorporated COM 00206R102 1632 53322 SH Sole 53147 175 AllianceBernstein Holding LP COM 01881G106 331 15190 SH Sole 15190 Altria Group, Inc. COM 02209S103 600 23086 SH Sole 22886 200 American Sec Res Corp COM 029569100 0 100000 SH Sole 100000 Anglo Canadian Uranium F COM 03512n104 8 38500 SH Sole 38500 Apache Corporation COM 037411105 3215 24563 SH Sole 23318 1245 Avery Dennison Corporation COM 053611109 9659 230214 SH Sole 221719 8495 Bank of America Corporation COM 060505104 134 10078 SH Sole 9482 596 Baxter International Inc. COM 071813109 5855 108894 SH Sole 104124 4770 Becton, Dickinson and Company COM 075887109 5142 64589 SH Sole 61824 2765 Bed Bath & Beyond Incorporated COM 075896100 8329 172570 SH Sole 166135 6435 Berkshire Hathaway Inc. Class COM 084670702 1000 11960 SH Sole 11960 Bristol Myers Squibb Company COM 110122108 1004 38023 SH Sole 37223 800 Buckeye Technologies Inc. COM 118255108 68 2500 SH Sole 2500 Canon Inc. ADR COM 138006309 4677 107907 SH Sole 103792 4115 Cedar Fair L P Depositry Unit COM 150185106 301 15700 SH Sole 15700 Chevron Corporation COM 166764100 1258 11711 SH Sole 11711 Cisco Systems, Inc. COM 17275R102 135 7895 SH Sole 5095 2800 Citigroup, Inc. COM 172967101 82 18594 SH Sole 17594 1000 Coca-Cola Company COM 191216100 646 9748 SH Sole 9048 700 Colgate-Palmolive Company COM 194162103 161 2004 SH Sole 2004 Comcast Corporation New Class COM 20030N200 8359 360004 SH Sole 346279 13725 Computer Sciences Corporation COM 205363104 8292 170180 SH Sole 165050 5130 Corrections Corporation Of Ame COM 22025Y407 6900 282792 SH Sole 282792 Cytogenix Inc COM 232825109 0 85000 SH Sole 85000 Dell Incorporated COM 24702R101 5793 399299 SH Sole 386009 13290 Duke Energy Corporation New COM 26441C105 2959 163049 SH Sole 158249 4800 Duke Realty Corporation COM 264411505 124 8855 SH Sole 8555 300 E.I. du Pont De Nemours and Co COM 263534109 552 10045 SH Sole 9726 319 ERHC Energy Inc COM 26884j104 1 10000 SH Sole 10000 Ecolab Incorporated COM 278865100 6191 121349 SH Sole 115979 5370 Emerson Electric Co. COM 291011104 305 5235 SH Sole 5235 Enhanced Oil Resources F COM 29333e106 11 58000 SH Sole 58000 Enterprise Products Partners L COM 293792107 354 8225 SH Sole 7425 800 Exxon Mobil Corporation COM 30231G102 4134 49138 SH Sole 48413 725 FedEx Corporation COM 31428X106 679 7266 SH Sole 7266 First Horizon National Corpora COM 320517105 531 47421 SH Sole 46279 1142 Forest Laboratories, Inc. COM 345838106 290 9000 SH Sole 9000 General Electric Company COM 369604103 1267 63203 SH Sole 53853 9350 General Mills, Inc. COM 370334104 7577 207312 SH Sole 200502 6810 Goldman Sachs Group, Inc. COM 38141G104 2030 12803 SH Sole 11933 870 Google Inc. Class A COM 38259P508 202 345 SH Sole 90 255 Green Bankshares Inc COM 394361208 57 20688 SH Sole 20688 Gtx Incorporated Del COM 40052B108 13 5100 SH Sole 5100 Healthcare Realty Trust COM 421946104 231 10210 SH Sole 9610 600 Home Depot, Inc. COM 437076102 327 8825 SH Sole 8825 Honeywell International Incorp COM 438516106 11987 200769 SH Sole 192624 8145 Iberiabank Corp COM 450828108 1713 28490 SH Sole 28490 Intel Corporation COM 458140100 335 16626 SH Sole 16485 141 International Business Machine COM 459200101 1426 8747 SH Sole 7747 1000 International Flavors & Fragra COM 459506101 143 2300 SH Sole 1900 400 J.M. Smucker Company COM 832696405 16 235 SH Sole 223 12 JPMorgan Chase & Co. COM 46625H100 681 14793 SH Sole 14703 90 Johnson & Johnson COM 478160104 634 10705 SH Sole 10705 Kinder Morgan Energy Partners COM 494550106 358 4841 SH Sole 4841 Kraft Foods Inc. COM 50075N104 286 9142 SH Sole 9142 L Oreal Company ADR (MONACO) COM 502117203 4745 203400 SH Sole 195420 7980 Legg Mason Incorporated COM 524901105 3218 89175 SH Sole 85290 3885 Lowes Companies Incorporated COM 548661107 5101 193029 SH Sole 184754 8275 Marriott International Incorpo COM 571903202 6230 175121 SH Sole 167839 7281 Mattel Incorporated COM 577081102 8928 358129 SH Sole 342549 15580 McGraw Hill Companies Incorpor COM 580645109 6660 169049 SH Sole 162714 6335 Medtronic, Inc. COM 585055106 189 4824 SH Sole 4824 Merck & Company Inc. COM 58933y105 453 13724 SH Sole 13467 257 Meredith Corporation COM 589433101 3172 93539 SH Sole 90564 2975 Microsoft Corporation COM 594918104 9797 385874 SH Sole 370054 15820 Mid-America Apartment Communit COM 59522J103 439 6841 SH Sole 6441 400 National Instruments Corporati COM 636518102 511 15599 SH Sole 12225 3374 Nestle S A Sponsored ADR (SWIT COM 641069406 11615 201829 SH Sole 193193 8636 Newell Rubbermaid Incorporated COM 651229106 7478 390912 SH Sole 375732 15180 Oilsands Quest Inc. COM 678046103 19 40000 SH Sole 40000 Oracle Corporation COM 68389X105 218 6525 SH Sole 6525 PepsiCo COM 713448108 388 6030 SH Sole 6030 Pfizer Inc. COM 717081103 934 45990 SH Sole 41990 4000 Philip Morris International In COM 718172109 888 13530 SH Sole 13430 100 Procter & Gamble Company COM 742718109 12126 196851 SH Sole 189251 7600 Regions Financial Corporation COM 7591EP100 124 17212 SH Sole 17212 Royal Dutch Shell Plc Sponsore COM 780259206 378 5200 SH Sole 5200 SGS Ltd Ordinary Shares SA COM H7485A108 2443 1367 SH Sole 1332 35 SGS Sa Adr COM 818800104 451 25290 SH Sole 21225 4065 Santa Fe Hldgs Company COM 802016105 0 10000 SH Sole 10000 Scotts Co Class A COM 810186106 167 2900 SH Sole 2900 Southern Company COM 842587107 202 5323 SH Sole 5323 Spectra Energy Corporation COM 847560109 2255 82971 SH Sole 80884 2087 Stanley Black & Decker Inc COM 854502101 13945 182054 SH Sole 177154 4900 SunTrust Banks, Inc. COM 867914103 7263 251850 SH Sole 239901 11949 Sysco Corporation COM 871829107 9205 332326 SH Sole 317851 14475 Topaz Res Inc Com COM 89054W107 42 3550000 SH Sole 3550000 UMB Financial Corporation COM 902788108 387 10376 SH Sole 10376 United Parcel Service Incorpor COM 911312106 5674 76358 SH Sole 73028 3330 United Technologies Corporatio COM 913017109 405 4795 SH Sole 4795 Unum Group COM 91529Y106 66 2522 SH Sole 2522 Verizon Communications COM 92343V104 921 23914 SH Sole 23614 300 Viacom Class B New COM 92553P201 145 3133 SH Sole 208 2925 Vodafone Group Plc Sponsored A COM 92857w209 208 7265 SH Sole 5640 1625 Wal Mart Stores Incorporated COM 931142103 7317 140581 SH Sole 135716 4865 Walt Disney Company COM 254687106 13488 313041 SH Sole 303041 10000 Wells Fargo & Company COM 949746101 10441 329285 SH Sole 315190 14095 Windstream Corporation COM 97381W104 582 45241 SH Sole 44716 525 Santa Fe Hldgs Company COM 802016105 0 22600 SH Sole 22600 Old Second Capital Trust I 7.8 PFD 680280104 34 11648 SH Sole 11648