-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJJfs52OYJ5+HAL57m1mKo/8XOmi9Hfj72mw4dS+807I+i50iEJmSbf924SsHNgG QX66odMbLDKwVOU9LNV/vg== 0001011438-10-000072.txt : 20100216 0001011438-10-000072.hdr.sgml : 20100215 20100216161314 ACCESSION NUMBER: 0001011438-10-000072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO LP/NY CENTRAL INDEX KEY: 0000860662 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02616 FILM NUMBER: 10607946 BUSINESS ADDRESS: STREET 1: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 13F-HR 1 form_13f-angelogordon.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Angelo, Gordon & Co., L.P. Address: 245 Park Avenue, 26th Floor New York, New York 10167 Form 13F File Number: 028-02616 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kirk P. Wickman Title: General Counsel Phone: 212-692-2010 Signature, Place, and Date of Signing: /s/ Kirk P. Wickman New York, New York February 16, 2010 - ------------------------- --------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 52 ------------------ Form 13F Information Table Value Total: $823,384 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. FORM 13F FILE NUMBER NAME ------- ---------------------- ------------------ None.
Angelo, Gordon & Co., L.P. Form 13F Information Table Quarter ended December 31, 2009 INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES CL A 008190100 $19,596 328,300 SH SOLE 328,300 - ------------------------------------------------------------------------------------------------------------------------------------ AFFILIATED COMPUTER SERVICES CL A 008190100 $5,969 100,000 SH CALL SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ AGCO CORP NOTE 1.750%12/3 001084AL6 $4,492 3,000,000 PRN SOLE 3,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ ALCOA INC NOTE 5.250% 3/1 013817AT8 $78,120 30,000,000 PRN SOLE 30,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ AMYLIN PHARMACEUTICALS INC NOTE 2.500% 4/1 032346AD0 $7,640 8,000,000 PRN SOLE 8,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 $8,300 5,000,000 PRN SOLE 5,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ BLACKROCK INC DBCV 2.625% 2/1 09247XAB7 $45,082 19,302,000 PRN SOLE 19,302,000 - ------------------------------------------------------------------------------------------------------------------------------------ BURLINGTON NORTHN SANTA FE COM 12189T104 $20,829 211,200 SH SOLE 211,200 - ------------------------------------------------------------------------------------------------------------------------------------ CEPHALON INC NOTE 2.000% 6/0 156708AP4 $5,670 4,000,000 PRN SOLE 4,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 $6,216 7,000,000 PRN SOLE 7,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ CIT GROUP INC COM NEW 125581801 $45,692 1,654,917 SH SOLE 1,654,917 - ------------------------------------------------------------------------------------------------------------------------------------ CONTINENTAL AIRLS INC NOTE 4.500% 1/1 210795PU8 $8,845 8,000,000 PRN SOLE 8,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ CYCLACEL PHARMACEUTICALS INC PFD CONV EX 6% 23254L207 $461 196,000 SH SOLE 196,000 - ------------------------------------------------------------------------------------------------------------------------------------ ENERGY CONVERSION DEVICES IN NOTE 3.000% 6/1 292659AA7 $2,732 4,300,000 PRN SOLE 4,300,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ EQUINIX INC NOTE 4.750% 6/1 29444UAH9 $14,664 10,000,000 PRN SOLE 10,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 $32,838 26,000,000 PRN SOLE 26,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ GREATBATCH INC SDCV 2.250% 6/1 39153LAB2 $8,128 9,595,000 PRN SOLE 9,595,000 - ------------------------------------------------------------------------------------------------------------------------------------ HERTZ GLOBAL HOLDINGS INC NOTE 5.250% 6/0 42805TAA3 $12,244 7,500,000 PRN SOLE 7,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ INGERSOLL-RAND GLOBAL HLDG NOTE 4.500% 4/1 45687AAD4 $41,394 20,150,000 PRN SOLE 20,150,000 - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL BUSINESS MACHINES COM 459200101 $13,090 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVERNESS MED INNOVATIONS IN PFD CONV SER B 46126P304 $8,018 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ INVITROGEN CORP NOTE 2.000% 8/0 46185RAJ9 $10,807 7,000,000 PRN SOLE 7,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ JETBLUE AIRWAYS CORP DBCV 5.500%10/1 477143AD3 $8,310 6,000,000 PRN SOLE 6,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ MCMORAN EXPLORATION CO PFD MAND CNV 582411500 $21,194 313,100 SH SOLE 313,100 - ------------------------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 $15,530 16,000,000 PRN SOLE 16,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ MICRON TECHNOLOGY INC NOTE 4.250%10/1 595112AJ2 $12,059 5,500,000 PRN SOLE 5,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ MYLAN INC PFD CONV 628530206 $42,713 37,500 SH SOLE 37,500 - ------------------------------------------------------------------------------------------------------------------------------------ NII HLDGS INC NOTE 3.125% 6/1 62913FAJ1 $10,093 11,000,000 PRN SOLE 11,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ NEWELL RUBBERMAID INC NOTE 5.500% 3/1 651229AH9 $37,775 20,000,000 PRN SOLE 20,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORP COM 651639106 $710 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ OSI PHARMACEUTICALS INC NOTE 2.000%12/1 671040AF0 $10,465 9,100,000 PRN SOLE 9,100,000 - ------------------------------------------------------------------------------------------------------------------------------------ OLD REP INTL CORP NOTE 8.000% 5/1 680223AF1 $11,259 10,000,000 PRN SOLE 10,000,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ OMNICARE CAP TR II PFD B TR 4.00% 68214Q200 $7,274 200,000 SH SOLE 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ PROTEIN DESIGN LABS INC NOTE 2.750% 8/1 74369LAD5 $19,209 16,595,000 PRN SOLE 16,595,000 - ------------------------------------------------------------------------------------------------------------------------------------ SANDRIDGE ENERGY INC COM 80007P307 $1,846 195,800 SH SOLE 195,800 - ------------------------------------------------------------------------------------------------------------------------------------ SCHEIN HENRY INC NOTE 3.000% 8/1 806407AB8 $13,118 11,000,000 PRN SOLE 11,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LTD DBCV 2.125% 6/0 806857AD0 $16,331 10,000,000 PRN SOLE 10,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORP COM 78442P106 $2,254 200,000 SH CALL SOLE 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ STEEL DYNAMICS INC NOTE 5.125% 6/1 858119AP5 $23,554 18,595,000 PRN SOLE 18,595,000 - ------------------------------------------------------------------------------------------------------------------------------------ TERADYNE INC NOTE 4.500% 3/1 880770AE2 $6,315 3,000,000 PRN SOLE 3,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ TEXTRON INC NOTE 4.500% 5/0 883203BN0 $22,557 14,000,000 PRN SOLE 14,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ THERMADYNE HLDGS CORP NEW COM PAR $0.01 883435307 $32,690 4,496,555 SH SOLE 4,496,555 - ------------------------------------------------------------------------------------------------------------------------------------ UAL CORP NOTE 4.500% 6/3 902549AH7 $870 1,000,000 PRN SOLE 1,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ USEC INC NOTE 3.000%10/0 90333EAC2 $8,415 13,000,000 PRN SOLE 13,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ UNITED RENTALS INC NOTE 4.000%11/1 911363AL3 $278 250,000 PRN SOLE 250,000 - ------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 $51,370 27,500,000 PRN SOLE 27,500,000 - ------------------------------------------------------------------------------------------------------------------------------------ WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 $10,982 9,002,000 PRN SOLE 9,002,000 - ------------------------------------------------------------------------------------------------------------------------------------ WEST PHARMACEUTICAL SVSC INC SDCV 4.000% 3/1 955306AA3 $3,516 4,200,000 PRN SOLE 4,200,000 - ------------------------------------------------------------------------------------------------------------------------------------ WESTERN REFNG INC NOTE 5.750% 6/1 959319AC8 $12,600 16,000,000 PRN SOLE 16,000,000 - ------------------------------------------------------------------------------------------------------------------------------------ WRIGHT MED GROUP INC NOTE 2.625%12/0 98235TAA5 $869 1,000,000 PRN SOLE 1,000,000 - ------------------------------------------------------------------------------------------------------------------------------------
INVESTMENT DISCRETION VOTING AUTHORITY FAIR MARKET VALUE SHARES OR TITLE OF CUSIP (IN PRINCIPAL SH/ PUT/ SHARED SHARED OTHER ISSUER CLASS NUMBER THOUSANDS) AMOUNT PRN CALL SOLE DEFINED OTHER MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ XEROX CORP COM 984121103 $2,115 250,000 SH CALL SOLE 250,000 - ------------------------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC COM 98385X106 $16,286 350,000 SH SOLE 350,000 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL FAIR MARKET $823,384 VALUE (in thousands)
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