0000898432-12-000855.txt : 20120801 0000898432-12-000855.hdr.sgml : 20120801 20120801125839 ACCESSION NUMBER: 0000898432-12-000855 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20120801 DATE AS OF CHANGE: 20120801 EFFECTIVENESS DATE: 20120801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARVIN & PALMER ASSOCIATES INC CENTRAL INDEX KEY: 0000860645 IRS NUMBER: 510294552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02633 FILM NUMBER: 12999294 BUSINESS ADDRESS: STREET 1: 1201 N MARKET STREET STREET 2: SUITE 2300 CITY: WILMINGTON STATE: DE ZIP: 19801-1165 BUSINESS PHONE: 302-573-3570 MAIL ADDRESS: STREET 1: 1201 N. MARKET STREET, SUITE STREET 2: SUITE 2300 CITY: WILMINGTON STATE: DE ZIP: 19801-1165 13F-HR/A 1 a13fhr-a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended June 30, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [X]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marvin & Palmer Associates, Inc. Address: 1201 N. Market Street Suite 2300 Wilmington, Delaware 19801 Form 13F File Number: 28-2633 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karen T. Buckley Title: Chief Financial Officer - Principal Phone: (302) 573-3570 Signature, Place, and Date of Signing: /s/ Karen T. Buckley Wilmington, Delaware August 1, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 136 Form 13F Information Table Value Total: $1,354,321 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 SHRS OR SH/PUT/ NAME OF ISSUER TITLE OF VALUE PRN AMT INVESTMENT OTHER VOTING AUTHORITY CLASS CUSIP (x$1000) PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Accenture Public Ltd., Co. Com G1151C101 $5,843 96,700 SH Sole 96,700 Accenture Public Ltd., Co. Com G1151C101 $3,752 62,100 SH Sole 62,100 Alexion Pharmaceuticals, Inc. Com 015351109 $8,860 188,400 SH Sole 188,400 Alexion Pharmaceuticals, Inc. Com 015351109 $3,781 80,400 SH Sole 80,400 Alpha Natural Resources, Inc. Com 02076X102 $8,356 183,900 SH Sole 183,900 Alpha Natural Resources, Inc. Com 02076X102 $2,449 53,900 SH Sole 53,900 Amazon.com, Inc. Com 023135106 $37,549 183,625 SH Sole 183,625 Amazon.com, Inc. Com 023135106 $14,887 72,800 SH Sole 72,800 Ambev ADR ADR 20441W203 $8,664 256,850 SH Sole 586,850 Ambev ADR ADR 20441W203 $2,213 65,610 SH Sole 65,610 Ameriprise Financial, Inc. Com 03076C106 $3,478 60,300 SH Sole 60,300 Amphenol Corp. Com 032095101 $6,375 118,050 SH Sole 118,050 Amphenol Corp. Com 032095101 $3,921 72,600 SH Sole 72,600 Apple Computer, Inc. Com 037833100 $20,318 60,530 SH Sole 60,530 Apple Computer, Inc. Com 037833100 $8,073 24,050 SH Sole 24,050 Avago Technologies, Ltd. Com Y0486S104 $23,590 620,800 SH Sole 620,800 Avago Technologies, Ltd. Com Y0486S104 $10,327 271,770 SH Sole 271,770 BAIDU.COM ADR 056752108 $48,394 345,350 SH Sole 345,350 BAIDU.COM ADR 056752108 $10,860 77,500 SH Sole 77,500 Banco Santander Chile SA ADR ADR 05965X109 $6,970 74,300 SH Sole 74,300 Banco Santander Chile SA ADR ADR 05965X109 $1,717 18,300 SH Sole 18,300 BanColombia SA ADR ADR 05968L102 $8,899 132,650 SH Sole 132,650 BanColombia SA ADR ADR 05968L102 $2,053 30,600 SH Sole 30,600 Biogen Idec, Inc. Com 09062X103 $14,466 135,300 SH Sole 135,300 Biogen Idec, Inc. Com 09062X103 $5,453 51,000 SH Sole 51,000 Cameron International Corp. Com 13342B105 $18,421 366,300 SH Sole 366,300 Cameron International Corp. Com 13342B105 $8,072 160,500 SH Sole 160,500 Canadian National Railway Co. ADR Com 136375102 $5,417 67,800 SH Sole 67,800 Canadian National Railway Co. ADR Com 136375102 $2,477 31,000 SH Sole 31,000 Caterpillar, Inc. Com 149123101 $23,043 216,450 SH Sole 216,450 Caterpillar, Inc. Com 149123101 $8,357 78,500 SH Sole 78,500 CF Industries Holdings, Inc. Com 125269100 $20,613 145,500 SH Sole 145,500 CF Industries Holdings, Inc. Com 125269100 $8,784 62,000 SH Sole 62,000 Cia Siderurgica Nacional ADR ADR 20440W105 $324 26,000 SH Sole 26,000 Cliffs Natural Resources, Inc. Com 18683K101 $20,145 217,900 SH Sole 217,900 Cliffs Natural Resources, Inc. Com 18683K101 $8,810 95,300 SH Sole 95,300 Coach, Inc. Com 189754104 $12,286 191,500 SH Sole 191,500 Coach, Inc. Com 189754104 $2,778 43,300 SH Sole 43,300 Cognizant Technology Solutions Com 192446102 $20,521 279,800 SH Sole 279,800 Cognizant Technology Solutions Com 192446102 $8,837 120,500 SH Sole 120,500 Comcast Corp. Com 20030N200 $10,271 423,900 SH Sole 423,900 Comcast Corp. Com 20030N200 $3,557 146,800 SH Sole 146,800 Costco Wholesale Corporation Com 22160K105 $12,768 157,170 SH Sole 157,170 Costco Wholesale Corporation Com 22160K105 $4,712 58,000 SH Sole 58,000 CSX Corp. Com 126408103 $8,110 309,300 SH Sole 309,300 CSX Corp. Com 126408103 $2,824 107,700 SH Sole 107,700 Cummins, Inc. Com 231021106 $14,768 142,700 SH Sole 142,700 Cummins, Inc. Com 231021106 $4,605 44,500 SH Sole 44,500 Deere & Co. Com 244199105 $22,322 269,400 SH Sole 269,400 Deere & Co. Com 244199105 $9,802 118,300 SH Sole 118,300 EMC Corp. Com 268648102 $10,130 367,700 SH Sole 367,700 EMC Corp. Com 268648102 $4,196 152,300 SH Sole 152,300 Evraz Group SA ADR 30050A202 $5,112 164,100 SH Sole 164,100 Evraz Group SA ADR 30050A202 $1,234 39,600 SH Sole 39,600 FMC Technologies, Inc. Com 30249U101 $11,941 266,600 SH Sole 266,600 FMC Technologies, Inc. Com 30249U101 $3,986 89,000 SH Sole 89,000 Fomento Economico Mex-SP ADR ADR 344419106 $5,625 84,600 SH Sole 84,600 Fomento Economico Mex-SP ADR ADR 344419106 $1,210 18,200 SH Sole 18,200 Franklin Resources, Inc. Com 354613101 $3,946 30,000 SH Sole 30,000 Freeport-McMoRan Copper & Gold Com 35671D857 $11,585 219,000 SH Sole 219,000 Freeport-McMoRan Copper & Gold Com 35671D857 $3,714 70,200 SH Sole 70,200 Goldcorp, Inc. Com 380956409 $6,265 129,800 SH Sole 129,800 Goldcorp, Inc. Com 380956409 $21,866 453,000 SH Sole 453,000 Goldman Sachs Group, Inc. Com 38141G104 $1,397 10,500 SH Sole 10,500 Google, Inc. Com 38259P508 $1,367 2,700 SH Sole 2,700 Honeywell Com 438516106 $10,124 169,900 SH Sole 169,900 Honeywell Com 438516106 $4,523 75,900 SH Sole 75,900 Humana, Inc. Com 444859102 $21,280 263,400 SH Sole 263,400 Humana, Inc. Com 444859102 $8,484 105,010 SH Sole 105,010 Icici Bank ADR ADR 45104G104 $16,146 327,500 SH Sole 327,500 Icici Bank ADR ADR 45104G104 $3,934 79,800 SH Sole 79,800 Illumina, Inc. Com 452327109 $12,813 170,500 SH Sole 170,500 Illumina, Inc. Com 452327109 $4,922 65,500 SH Sole 65,500 Infosys, Ltd. ADR 456788108 $5,512 84,500 SH Sole 84,500 Infosys, Ltd. ADR 456788108 $1,292 19,800 SH Sole 19,800 Intuit Com 461202103 $12,540 241,800 SH Sole 241,800 Intuit Com 461202103 $3,890 75,000 SH Sole 75,000 Intuitive Surgical, Inc. Com 46120E602 $20,466 55,000 SH Sole 55,000 Intuitive Surgical, Inc. Com 46120E602 $8,503 22,850 SH Sole 22,850 Joy Global, Inc. Com 481165108 $21,743 228,300 SH Sole 228,300 Joy Global, Inc. Com 481165108 $10,038 105,400 SH Sole 105,400 Lorillard, Inc. Com 544147101 $10,419 95,700 SH Sole 95,700 Lorillard, Inc. Com 544147101 $3,059 28,100 SH Sole 28,100 Mechel OAO ADR ADR 583840103 $11,988 501,800 SH Sole 501,800 Mechel OAO ADR ADR 583840103 $2,874 120,300 SH Sole 120,300 Monsanto Company Com 61166W101 $17,395 239,800 SH Sole 239,800 Monsanto Company Com 61166W101 $8,415 116,000 SH Sole 116,000 National Oilwell Varco, Inc. Com 637071101 $26,795 342,600 SH Sole 342,600 National Oilwell Varco, Inc. Com 637071101 $11,732 150,000 SH Sole 150,000 NetApp, Inc. Com 64110D104 $21,819 413,400 SH Sole 413,400 NetApp, Inc. Com 64110D104 $9,960 188,700 SH Sole 188,700 Nvidia Corp. Com 67066G104 $6,682 419,300 SH Sole 419,300 Nvidia Corp. Com 67066G104 $2,489 156,200 SH Sole 156,200 Oracle Corporation Com 68389X105 $14,421 438,200 SH Sole 438,200 Oracle Corporation Com 68389X105 $7,671 233,100 SH Sole 233,100 Peabody Energy Corp. Com 704549104 $18,586 315,500 SH Sole 315,500 Peabody Energy Corp. Com 704549104 $7,658 130,000 SH Sole 130,000 Petroleo Brasileiro ADR ADR 71654V408 $25,626 754,500 SH Sole 754,500 Petroleo Brasileiro ADR ADR 71654V408 $6,489 191,100 SH Sole 191,100 Precision Castparts Corp. Com 740189105 $18,230 110,700 SH Sole 110,700 Precision Castparts Corp. Com 740189105 $6,752 41,000 SH Sole 41,000 Qualcomm, Inc. Com 747525103 $10,853 191,100 SH Sole 191,100 Qualcomm, Inc. Com 747525103 $5,054 89,000 SH Sole 89,000 Quimica y Minera de Chile SA - sp ADR ADR 833635105 $5,100 78,800 SH Sole 78,800 Quimica y Minera de Chile SA - sp ADR ADR 833635105 $1,262 19,500 SH Sole 19,500 Schlumberger, Ltd. Com 806857108 $18,940 218,500 SH Sole 218,500 Schlumberger, Ltd. Com 806857108 $5,897 68,000 SH Sole 68,000 SPDR Gold Shares Com 78463V107 $3,212 22,000 SH Sole 22,000 Stryker Corporation Com 863667101 $8,518 144,700 SH Sole 144,700 Stryker Corporation Com 863667101 $3,862 65,600 SH Sole 65,600 Suncor Enerrgy, Inc. Com 867224107 $4,270 109,200 SH Sole 109,200 Suncor Enerrgy, Inc. Com 867224107 $14,682 375,500 SH Sole 375,500 Symantec Corp. Com 871503108 $14,843 752,700 SH Sole 752,700 Symantec Corp. Com 871503108 $9,424 477,900 SH Sole 477,900 T Rowe Price Group, Inc. Com 74144T108 $3,753 62,200 SH Sole 62,200 Talisman Energy, Inc. ADR Com 87425E103 $5,653 275,900 SH Sole 275,900 Talisman Energy, Inc. ADR Com 87425E103 $22,047 1,076,000 SH Sole 1,076,000 Telecomunicacoes de Sao Paulo SA Telesp ADR 87929A102 $4,930 166,000 SH Sole 166,000 Telecomunicacoes de Sao Paulo SA Telesp ADR 87929A102 $1,165 39,215 SH Sole 39,215 Tiffany & Co. Com 886547108 $7,290 92,500 SH Sole 92,500 Tiffany & Co. Com 886547108 $4,618 58,600 SH Sole 58,600 Union Pacific Corp. Com 907818108 $23,760 226,550 SH Sole 226,550 Union Pacific Corp. Com 907818108 $8,736 83,300 SH Sole 83,300 Unitedhealth Group Com 91324P102 $21,689 420,500 SH Sole 420,500 Unitedhealth Group Com 91324P102 $8,686 168,400 SH Sole 168,400 Vale SA SP ADR ADR 91912E105 $15,815 495,000 SH Sole 495,000 Vale SA SP ADR ADR 91912E105 $3,991 124,900 SH Sole 124,900 Viacom, Inc. Com 92553P201 $19,597 382,400 SH Sole 382,400 Viacom, Inc. Com 92553P201 $7,985 155,800 SH Sole 155,800 VMware, Inc. Com 928563402 $22,351 223,000 SH Sole 223,000 VMware, Inc. Com 928563402 $11,045 110,200 SH Sole 110,200 Wells Fargo Company Com 949746101 $67 2,400 SH Sole 2,400 Whiting Petroleum Corp. Com 966387102 $8,229 144,600 SH Sole 144,600 Whiting Petroleum Corp. Com 966387102 $2,532 44,500 SH Sole 44,500 Yum! Brands, Inc. Com 988498101 $8,512 154,100 SH Sole 154,100 Yum! Brands, Inc. Com 988498101 $3,237 58,600 SH Sole 58,600