0000898432-12-000852.txt : 20120801 0000898432-12-000852.hdr.sgml : 20120801 20120801123927 ACCESSION NUMBER: 0000898432-12-000852 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20120801 DATE AS OF CHANGE: 20120801 EFFECTIVENESS DATE: 20120801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARVIN & PALMER ASSOCIATES INC CENTRAL INDEX KEY: 0000860645 IRS NUMBER: 510294552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02633 FILM NUMBER: 12999230 BUSINESS ADDRESS: STREET 1: 1201 N MARKET STREET STREET 2: SUITE 2300 CITY: WILMINGTON STATE: DE ZIP: 19801-1165 BUSINESS PHONE: 302-573-3570 MAIL ADDRESS: STREET 1: 1201 N. MARKET STREET, SUITE STREET 2: SUITE 2300 CITY: WILMINGTON STATE: DE ZIP: 19801-1165 13F-HR/A 1 a13fhr-a.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2010 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one): [X]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marvin & Palmer Associates, Inc. Address: 1201 N. Market Street Suite 2300 Wilmington, Delaware 19801 Form 13F File Number: 28-2633 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karen T. Buckley Title: Chief Financial Officer - Principal Phone: (302) 573-3570 Signature, Place, and Date of Signing: /s/ Karen T. Buckley Wilmington, Delaware August 1, 2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 161 Form 13F Information Table Value Total: $2,003,487 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 SH/PUT/ NAME OF ISSUER TITLE OF VALUE PRN AMT INVESTMENT OTHER VOTING AUTHORITY CLASS CUSIP (x$1000) PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Agilent Technologies, Inc. Com 00846U101 $13,041 390,800 SH Sole 390,800 Agilent Technologies, Inc. Com 00846U101 $4,248 127,300 SH Sole 127,300 Akamai Technologies Com 00971T101 $27,955 557,100 SH Sole 557,100 Akamai Technologies Com 00971T101 $9,153 182,400 SH Sole 182,400 Altria Group, Inc. Com 02209S103 $9,066 371,700 SH Sole 371,700 Altria Group, Inc. Com 02209S103 $3,343 137,000 SH Sole 137,000 Amazon.com, Inc. Com 023135106 $55,391 352,675 SH Sole 352,675 Amazon.com, Inc. Com 023135106 $18,360 116,900 SH Sole 116,900 Ambev ADR ADR 20441W203 $11,941 94,950 SH Sole 94,950 Ambev ADR ADR 20441W203 $5,604 44,562 SH Sole 44,562 American Tower Corp Com 029912201 $8,432 164,500 SH Sole 164,500 American Tower Corp Com 029912201 $3,337 65,100 SH Sole 65,100 Amphenol Corp. Com 032095101 $12,846 262,200 SH Sole 262,200 Amphenol Corp. Com 032095101 $3,557 72,600 SH Sole 72,600 Apple Computer, Inc. Com 037833100 $54,259 191,220 SH Sole 191,220 Apple Computer, Inc. Com 037833100 $17,649 62,200 SH Sole 62,200 Avago Technologies Ltd. Com Y0486S104 $13,096 581,800 SH Sole 581,800 Avago Technologies Ltd. Com Y0486S104 $4,501 199,970 SH Sole 199,970 BAIDU.COM ADR 056752108 $29,401 286,500 SH Sole 286,500 BAIDU.COM ADR 056752108 $11,073 107,900 SH Sole 107,900 Banco Bradesco S.A. ADR ADR 059460303 $6,649 326,100 SH Sole 326,100 Banco Bradesco S.A. ADR ADR 059460303 $1,760 86,300 SH Sole 86,300 BanColombia SA ADR ADR 05968L102 $7,271 110,250 SH Sole 110,250 BanColombia SA ADR ADR 05968L102 $2,019 30,600 SH Sole 30,600 Bank of America Corporation Com 060505104 $1,234 94,100 SH Sole 94,100 Bank of America Corporation Com 060505104 $1,573 120,000 SH Sole 120,000 Barclays iPath MSCI India Index ETN (INP) Preferred 06739F291 $1,477 19,500 SH Sole 19,500 Boeing Company Com 097023105 $26,193 393,650 SH Sole 393,650 Boeing Company Com 097023105 $9,888 148,600 SH Sole 148,600 Bucyrus International, Inc. Com 118759109 $12,698 183,100 SH Sole 183,100 Bucyrus International, Inc. Com 118759109 $4,203 60,600 SH Sole 60,600 Canadian National Railway Co. ADR Com 136375102 $4,693 73,300 SH Sole 73,300 Canadian National Railway Co. ADR Com 136375102 $4,680 73,100 SH Sole 73,100 Caterpillar, Inc. Com 149123101 $22,951 291,700 SH Sole 291,700 Caterpillar, Inc. Com 149123101 $8,678 110,300 SH Sole 110,300 Central European Distribution Com 153435102 $5,982 268,000 SH Sole 268,000 Central European Distribution Com 153435102 $933 41,800 SH Sole 41,800 Cia Siderurgica Nacional ADR ADR 20440W105 $17,350 981,900 SH Sole 981,900 Cia Siderurgica Nacional ADR ADR 20440W105 $11,899 673,400 SH Sole 673,400 Cigna Corp. Com 125509109 $9,049 252,900 SH Sole 252,900 Cigna Corp. Com 125509109 $3,181 88,900 SH Sole 88,900 Cisco Systems Com 17275R102 $16,175 738,600 SH Sole 738,600 Cisco Systems Com 17275R102 $5,438 248,300 SH Sole 248,300 Cliffs Natural Resources, Inc. Com 18683K101 $15,175 237,400 SH Sole 237,400 Cliffs Natural Resources, Inc. Com 18683K101 $5,542 86,700 SH Sole 86,700 Cognizant Technology Solutions Com 192446102 $53,852 835,300 SH Sole 835,300 Cognizant Technology Solutions Com 192446102 $18,084 280,500 SH Sole 280,500 Continental Resources, Inc. Com 212015101 $8,623 186,000 SH Sole 186,000 Continental Resources, Inc. Com 212015101 $2,337 50,400 SH Sole 50,400 Cosan Limited Com G25343107 $5,312 458,300 SH Sole 458,300 Cosan Limited Com G25343107 $1,450 125,100 SH Sole 125,100 Credicorp Limited Com G2519Y108 $6,993 61,400 SH Sole 61,400 Credicorp Limited Com G2519Y108 $1,891 16,600 SH Sole 16,600 CSX Corp. Com 126408103 $6,622 119,700 SH Sole 119,700 CSX Corp. Com 126408103 $1,986 35,900 SH Sole 35,900 Ctrip.com International - ADR ADR 22943F100 $21,411 448,400 SH Sole 448,400 Ctrip.com International - ADR ADR 22943F100 $8,399 175,900 SH Sole 175,900 Cummins, Inc. Com 231021106 $38,406 424,000 SH Sole 424,000 Cummins, Inc. Com 231021106 $11,893 131,300 SH Sole 131,300 Deere & Co. Com 244199105 $13,532 193,100 SH Sole 193,100 Deere & Co. Com 244199105 $5,221 74,500 SH Sole 74,500 E-House China Holdings Ltd. ADR 26852W103 $4,297 227,700 SH Sole 227,700 E-House China Holdings Ltd. ADR 26852W103 $1,159 61,400 SH Sole 61,400 EMC Corp. Com 268648102 $15,799 777,900 SH Sole 777,900 EMC Corp. Com 268648102 $5,411 266,400 SH Sole 266,400 Expedia Inc Com 30212P105 $9,838 348,500 SH Sole 348,500 Expedia Inc Com 30212P105 $3,910 138,500 SH Sole 138,500 Express Scripts, Inc. Com 302182100 $12,380 254,200 SH Sole 254,200 Express Scripts, Inc. Com 302182100 $3,341 68,600 SH Sole 68,600 F5 Networks, Inc. Com 315616102 $10,838 104,400 SH Sole 104,400 F5 Networks, Inc. Com 315616102 $2,678 25,800 SH Sole 25,800 Freeport-McMoRan Copper & Gold Com 35671D857 $14,192 166,200 SH Sole 166,200 Freeport-McMoRan Copper & Gold Com 35671D857 $5,038 59,000 SH Sole 59,000 General Mills Com 370334104 $24,295 664,900 SH Sole 664,900 General Mills Com 370334104 $8,433 230,800 SH Sole 230,800 Goldcorp, Inc. Com 380956409 $6,898 158,500 SH Sole 158,500 Goldcorp, Inc. Com 380956409 $22,078 507,300 SH Sole 507,300 Goldman Sachs Group, Inc. Com 38141G104 $1,518 10,500 SH Sole 10,500 Google, Inc. Com 38259P508 $14,840 28,225 SH Sole 28,225 Google, Inc. Com 38259P508 $3,754 7,140 SH Sole 7,140 Hasbro, Inc. Com 418056107 $16,206 364,100 SH Sole 364,100 Hasbro, Inc. Com 418056107 $5,435 122,100 SH Sole 122,100 Icici Bank ADR ADR 45104G104 $34,222 686,500 SH Sole 686,500 Icici Bank ADR ADR 45104G104 $17,846 358,000 SH Sole 358,000 Infosys Technologies ADR ADR 456788108 $15,212 226,000 SH Sole 226,000 Infosys Technologies ADR ADR 456788108 $6,563 97,500 SH Sole 97,500 Intuit Com 461202103 $32,165 734,200 SH Sole 734,200 Intuit Com 461202103 $11,237 256,500 SH Sole 256,500 Itau Unibanco Holding SA ADR ADR 465562106 $23,808 984,392 SH Sole 984,392 Itau Unibanco Holding SA ADR ADR 465562106 $10,943 452,450 SH Sole 452,450 Joy Global, Inc. Com 481165108 $30,842 438,600 SH Sole 438,600 Joy Global, Inc. Com 481165108 $10,063 143,100 SH Sole 143,100 JP Morgan Chase & Co. Com 46625H100 $2,155 56,600 SH Sole 56,600 JP Morgan Chase & Co. Com 46625H100 $1,302 34,200 SH Sole 34,200 LAN Chile SA-Spon ADR ADR 501723100 $5,599 190,200 SH Sole 190,200 LAN Chile SA-Spon ADR ADR 501723100 $1,463 49,700 SH Sole 49,700 Life Technologies Corporation Com 53217V109 $16,883 361,600 SH Sole 361,600 Life Technologies Corporation Com 53217V109 $6,224 133,300 SH Sole 133,300 McKesson Corporation Com 58155Q103 $21,692 350,100 SH Sole 350,100 McKesson Corporation Com 58155Q103 $7,212 116,400 SH Sole 116,400 Mechel OAO ADR ADR 583840103 $14,230 571,500 SH Sole 571,500 Mechel OAO ADR ADR 583840103 $6,240 250,600 SH Sole 250,600 Mobile Telesystems ADR ADR 607409109 $16,162 761,300 SH Sole 761,300 Mobile Telesystems ADR ADR 607409109 $5,642 265,750 SH Sole 265,750 NetApp, Inc. Com 64110D104 $40,673 816,900 SH Sole 816,900 NetApp, Inc. Com 64110D104 $13,194 265,000 SH Sole 265,000 Newmont Mining Corporation Com 651639106 $15,445 245,900 SH Sole 245,900 Newmont Mining Corporation Com 651639106 $5,025 80,000 SH Sole 80,000 Nike, Inc. Class B Com 654106103 $43,116 536,200 SH Sole 536,200 Nike, Inc. Class B Com 654106103 $15,302 190,300 SH Sole 190,300 Oracle Corporation Com 68389X105 $11,578 431,200 SH Sole 431,200 Oracle Corporation Com 68389X105 $3,976 148,100 SH Sole 148,100 O'Reilly Automotive, Inc. Com 686091109 $8,895 167,200 SH Sole 167,200 O'Reilly Automotive, Inc. Com 686091109 $1,931 36,300 SH Sole 36,300 Pepsico, Inc. Com 713448108 $38,326 576,850 SH Sole 576,850 Pepsico, Inc. Com 713448108 $14,006 210,800 SH Sole 210,800 Petroleo Brasileiro ADR ADR 71654V408 $17,279 476,400 SH Sole 476,400 Petroleo Brasileiro ADR ADR 71654V408 $5,934 163,600 SH Sole 163,600 Pioneer Natural Resources Co. Com 723787107 $4,835 74,300 SH Sole 74,300 Pioneer Natural Resources Co. Com 723787107 $2,928 45,000 SH Sole 45,000 PNC Financial Services Group Com 693475105 $1,007 19,400 SH Sole 19,400 PNC Financial Services Group Com 693475105 $1,355 26,100 SH Sole 26,100 Precision Castparts Corp. Com 740189105 $45,871 360,200 SH Sole 360,200 Precision Castparts Corp. Com 740189105 $15,537 122,000 SH Sole 122,000 Procter & Gamble Co. Com 742718109 $20,324 338,900 SH Sole 338,900 Procter & Gamble Co. Com 742718109 $6,885 114,800 SH Sole 114,800 Prudential Financial, Inc. Com 744320102 $2,476 45,700 SH Sole 45,700 Prudential Financial, Inc. Com 744320102 $1,506 27,800 SH Sole 27,800 Quimica y Minera de Chile SA - sp ADR ADR 833635105 $6,599 136,800 SH Sole 136,800 Quimica y Minera de Chile SA - sp ADR ADR 833635105 $1,650 34,200 SH Sole 34,200 Rockwell Collins, Inc. Com 774341101 $11,266 193,400 SH Sole 193,400 Rockwell Collins, Inc. Com 774341101 $3,495 60,000 SH Sole 60,000 Salesforce.com, Inc. Com 79466L302 $51,909 464,300 SH Sole 464,300 Salesforce.com, Inc. Com 79466L302 $17,743 158,700 SH Sole 158,700 Schlumberger Ltd. Com 806857108 $23,133 374,200 SH Sole 374,200 Schlumberger Ltd. Com 806857108 $7,962 128,800 SH Sole 128,800 SPDR Gold Shares Com 78463V107 $2,814 22,000 SH Sole 22,000 Sterlite Industries India Ltd. ADR ADR 859737207 $1,434 95,700 SH Sole 95,700 Target Com 87612E106 $13,440 251,500 SH Sole 251,500 Target Com 87612E106 $4,916 92,000 SH Sole 92,000 Ternium SA ADR ADR 880890108 $8,336 255,300 SH Sole 255,300 Ternium SA ADR ADR 880890108 $3,298 101,000 SH Sole 101,000 TJX Companies, Inc. Com 872540109 $26,657 597,300 SH Sole 597,300 TJX Companies, Inc. Com 872540109 $7,980 178,800 SH Sole 178,800 Union Pacific Corp. Com 907818108 $31,099 378,650 SH Sole 378,650 Union Pacific Corp. Com 907818108 $10,948 133,300 SH Sole 133,300 United Technologies Corp. Com 913017109 $30,568 429,150 SH Sole 429,150 United Technologies Corp. Com 913017109 $11,247 157,900 SH Sole 157,900 Vale SA SP ADR ADR 91912E105 $25,247 807,400 SH Sole 807,400 Vale SA SP ADR ADR 91912E105 $17,386 556,000 SH Sole 556,000 VanceInfo Technologies Inc. ADR 921564100 $2,804 86,700 SH Sole 86,700 VanceInfo Technologies Inc. ADR 921564100 $757 23,400 SH Sole 23,400 Vivo Participacoes SA ADR ADR 92855S200 $299 11,000 SH Sole 11,000 VMware, Inc. Com 928563402 $54,701 644,000 SH Sole 644,000 VMware, Inc. Com 928563402 $18,619 219,200 SH Sole 219,200 Wells Fargo Company Com 949746101 $13,093 521,000 SH Sole 521,000 Wells Fargo Company Com 949746101 $4,591 182,700 SH Sole 182,700 Windstream Corporation Com 97381W104 $7,677 612,300 SH Sole 612,300 Windstream Corporation Com 97381W104 $3,062 244,200 SH Sole 244,200 Xilinx Com 983919101 $16,429 616,700 SH Sole 616,700 Xilinx Com 983919101 $5,925 222,400 SH Sole 222,400