0000898432-11-001188.txt : 20111110 0000898432-11-001188.hdr.sgml : 20111110 20111110104726 ACCESSION NUMBER: 0000898432-11-001188 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 EFFECTIVENESS DATE: 20111110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MARVIN & PALMER ASSOCIATES INC CENTRAL INDEX KEY: 0000860645 IRS NUMBER: 510294552 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02633 FILM NUMBER: 111193741 BUSINESS ADDRESS: STREET 1: 1201 N MARKET STREET STREET 2: SUITE 2300 CITY: WILMINGTON STATE: DE ZIP: 19801-1165 MAIL ADDRESS: STREET 1: 1201 N. MARKET STREET, SUITE STREET 2: SUITE 2300 CITY: WILMINGTON STATE: DE ZIP: 18901-1165 13F-HR 1 a13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marvin & Palmer Associates, Inc. Address: 1201 N. Market Street Suite 2300 Wilmington, Delaware 19801 Form 13F File Number: 28-2633 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karen T. Buckley Title: Chief Financial Officer - Principal Phone: (302) 573-3570 Signature, Place, and Date of Signing: /s/Karen T. Buckley Wilmington, Delaware November 10, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager Form 13F File Number Name Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $883,275 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 SHRS OR SH/PUT/ NAME OF ISSUER TITLE OF VALUE PRN AMT INVESTMENT OTHER VOTING AUTHORITY CLASS CUSIP (x$1000) PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Accenture Public Ltd., Co. Com G1151C101 $4,957 94,100 Sole 94,100 Accenture Public Ltd., Co. Com G1151C101 $3,266 62,000 Sole 62,000 Alexion Pharmaceuticals, Inc. Com 015351109 $14,945 233,300 Sole 233,300 Alexion Pharmaceuticals, Inc. Com 015351109 $8,328 130,000 Sole 130,000 Amazon.com, Inc. Com 023135106 $25,185 116,475 Sole 116,475 Amazon.com, Inc. Com 023135106 $12,001 55,500 Sole 55,500 Ambev ADR ADR 20441W203 $6,564 214,150 Sole 214,150 Ambev ADR ADR 20441W203 $1,711 55,810 Sole 55,810 Ameriprise Financial, Inc. Com 03076C106 $642 16,300 Sole 16,300 Ameriprise Financial, Inc. Com 03076C106 $2,125 54,000 Sole 54,000 Apple Computer, Inc. Com 037833100 $25,579 67,080 Sole 67,080 Apple Computer, Inc. Com 037833100 $12,279 32,200 Sole 32,200 Avago Technologies, Ltd. Com Y0486S104 $18,666 569,600 Sole 569,600 Avago Technologies, Ltd. Com Y0486S104 $10,767 328,570 Sole 328,570 BAIDU.COM ADR 056752108 $30,705 287,200 Sole 287,200 BAIDU.COM ADR 056752108 $7,986 74,700 Sole 74,700 Banco Santander Chile SA ADR ADR 05965X109 $4,982 67,800 Sole 67,800 Banco Santander Chile SA ADR ADR 05965X109 $1,345 18,300 Sole 18,300 BanColombia SA ADR ADR 05968L102 $6,724 119,950 Sole 119,950 BanColombia SA ADR ADR 05968L102 $1,715 30,600 Sole 30,600 Biogen Idec, Inc. Com 09062X103 $19,701 211,500 Sole 211,500 Biogen Idec, Inc. Com 09062X103 $10,535 113,100 Sole 113,100 Cameron International Corp. Com 13342B105 $11,278 271,500 Sole 271,500 Cameron International Corp. Com 13342B105 $5,379 129,500 Sole 129,500 Canadian National Railway Co. ADR Com 136375102 $1,525 22,900 Sole 22,900 Canadian National Railway Co. ADR Com 136375102 $2,064 31,000 Sole 31,000 Caterpillar, Inc. Com 149123101 $10,474 141,850 Sole 141,850 Caterpillar, Inc. Com 149123101 $5,796 78,500 Sole 78,500 CF Industries Holdings, Inc. Com 125269100 $13,320 107,950 Sole 107,950 CF Industries Holdings, Inc. Com 125269100 $7,650 62,000 Sole 62,000 Coach, Inc. Com 189754104 $5,654 108,600 Sole 108,600 Coach, Inc. Com 189754104 $2,254 43,300 Sole 43,300 Coca-Cola Company Com 191216100 $5,012 74,100 Sole 74,100 Coca-Cola Company Com 191216100 $2,770 41,000 Sole 41,000 Comcast Corp. Com 20030N200 $5,499 265,400 Sole 265,400 Comcast Corp. Com 20030N200 $3,042 146,800 Sole 146,800 Costco Wholesale Corporation Com 22160K105 $9,106 110,870 Sole 110,870 Costco Wholesale Corporation Com 22160K105 $4,764 58,000 Sole 58,000 Cummins, Inc. Com 231021106 $14,609 178,900 Sole 178,900 Cummins, Inc. Com 231021106 $7,031 86,100 Sole 86,100 Deere & Co. Com 244199105 $8,909 137,100 Sole 137,100 Deere & Co. Com 244199105 $5,718 88,000 Sole 88,000 EMC Corp. Com 268648102 $5,602 266,900 Sole 266,900 EMC Corp. Com 268648102 $3,197 152,300 Sole 152,300 FMC Technologies, Inc. Com 30249U101 $6,381 169,700 Sole 169,700 FMC Technologies, Inc. Com 30249U101 $3,346 89,000 Sole 89,000 Fomento Economico Mex-SP ADR ADR 344419106 $10,909 168,300 Sole 168,300 Fomento Economico Mex-SP ADR ADR 344419106 $2,839 43,800 Sole 43,800 Freeport-McMoRan Copper & Gold Com 35671D857 $3,937 129,300 Sole 129,300 Freeport-McMoRan Copper & Gold Com 35671D857 $2,083 68,400 Sole 68,400 Goldcorp, Inc. Com 380956409 $2,437 53,400 Sole 53,400 Goldcorp, Inc. Com 380956409 $25,741 564,000 Sole 564,000 Goldman Sachs Group, Inc. Com 38141G104 $993 10,500 Sole 10,500 Google, Inc. Com 38259P508 $1,391 2,700 Sole 2,700 Honeywell Com 438516106 $5,739 130,700 Sole 130,700 Honeywell Com 438516106 $3,333 75,900 Sole 75,900 Humana, Inc. Com 444859102 $13,545 185,600 Sole 185,600 Humana, Inc. Com 444859102 $7,664 105,010 Sole 105,010 Icici Bank ADR ADR 45104G104 $14,141 407,300 Sole 407,300 Icici Bank ADR ADR 45104G104 $3,878 111,700 Sole 111,700 IntercontinentalExchange, Inc. Com 45865V100 $721 6,100 Sole 6,100 IntercontinentalExchange, Inc. Com 45865V100 $2,708 22,900 Sole 22,900 International Business Machines Com 459200101 $11,473 65,550 Sole 65,550 International Business Machines Com 459200101 $3,711 21,200 Sole 21,200 Intuit Com 461202103 $7,130 150,300 Sole 150,300 Intuit Com 461202103 $3,558 75,000 Sole 75,000 Intuitive Surgical, Inc. Com 46120E602 $12,722 34,925 Sole 34,925 Intuitive Surgical, Inc. Com 46120E602 $7,085 19,450 Sole 19,450 Joy Global, Inc. Com 481165108 $10,860 174,100 Sole 174,100 Joy Global, Inc. Com 481165108 $6,575 105,400 Sole 105,400 Lorillard, Inc. Com 544147101 $8,286 74,850 Sole 74,850 Lorillard, Inc. Com 544147101 $3,111 28,100 Sole 28,100 Mechel OAO ADR ADR 583840103 $4,461 437,800 Sole 437,800 Mechel OAO ADR ADR 583840103 $1,226 120,300 Sole 120,300 Monsanto Company Com 61166W101 $11,984 199,600 Sole 199,600 Monsanto Company Com 61166W101 $6,965 116,000 Sole 116,000 National Oilwell Varco, Inc. Com 637071101 $13,502 263,600 Sole 263,600 National Oilwell Varco, Inc. Com 637071101 $7,683 150,000 Sole 150,000 Oracle Corporation Com 68389X105 $11,197 389,600 Sole 389,600 Oracle Corporation Com 68389X105 $6,699 233,100 Sole 233,100 Peabody Energy Corp. Com 704549104 $7,677 226,600 Sole 226,600 Peabody Energy Corp. Com 704549104 $4,404 130,000 Sole 130,000 Petroleo Brasileiro ADR ADR 71654V408 $13,106 583,800 Sole 583,800 Petroleo Brasileiro ADR ADR 71654V408 $3,493 155,600 Sole 155,600 Precision Castparts Corp. Com 740189105 $18,424 118,500 Sole 118,500 Precision Castparts Corp. Com 740189105 $10,075 64,800 Sole 64,800 Ptsh Crp of Ssktchwn Inc Com 73755L107 $1,474 34,100 Sole 34,100 Ptsh Crp of Ssktchwn Inc Com 73755L107 $16,203 374,900 Sole 374,900 Qualcomm, Inc. Com 747525103 $12,488 256,800 Sole 256,800 Qualcomm, Inc. Com 747525103 $7,222 148,500 Sole 148,500 Quimica y Minera de Chile SA - sp ADR ADR 833635105 $3,433 71,800 Sole 71,800 Quimica y Minera de Chile SA - sp ADR ADR 833635105 $932 19,500 Sole 19,500 Schlumberger, Ltd. Com 806857108 $4,377 72,700 Sole 72,700 Schlumberger, Ltd. Com 806857108 $2,251 37,400 Sole 37,400 Symantec Corp. Com 871503108 $11,788 723,200 Sole 723,200 Symantec Corp. Com 871503108 $7,790 477,900 Sole 477,900 Tiffany & Co. Com 886547108 $5,616 91,900 Sole 91,900 Tiffany & Co. Com 886547108 $3,581 58,600 Sole 58,600 Union Pacific Corp. Com 907818108 $13,719 167,050 Sole 167,050 Union Pacific Corp. Com 907818108 $6,843 83,300 Sole 83,300 Unitedhealth Group Com 91324P102 $14,002 303,600 Sole 303,600 Unitedhealth Group Com 91324P102 $7,767 168,400 Sole 168,400 US Bancorp Com 902973304 $737 31,300 Sole 31,300 US Bancorp Com 902973304 $2,615 111,100 Sole 111,100 Vale SA SP ADR ADR 91912E105 $12,620 553,500 Sole 553,500 Vale SA SP ADR ADR 91912E105 $3,393 148,800 Sole 148,800 Viacom, Inc. Com 92553P201 $10,839 278,000 Sole 278,000 Viacom, Inc. Com 92553P201 $6,075 155,800 Sole 155,800 VMware, Inc. Com 928563402 $16,743 208,300 Sole 208,300 VMware, Inc. Com 928563402 $8,858 110,200 Sole 110,200 Weatherford International Ltd. Com H27013103 $3,010 246,500 Sole 246,500 Weatherford International Ltd. Com H27013103 $1,908 156,300 Sole 156,300 Yum! Brands, Inc. Com 988498101 $12,288 248,800 Sole 248,800 Yum! Brands, Inc. Com 988498101 $6,149 124,500 Sole 124,500