0001398344-17-014803.txt : 20171116
0001398344-17-014803.hdr.sgml : 20171116
20171116125546
ACCESSION NUMBER: 0001398344-17-014803
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
EFFECTIVENESS DATE: 20171116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristotle Capital Management, LLC
CENTRAL INDEX KEY: 0000860644
IRS NUMBER: 954833644
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02634
FILM NUMBER: 171207473
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 3104784005
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 1700
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL LLC
DATE OF NAME CHANGE: 20010129
FORMER COMPANY:
FORMER CONFORMED NAME: REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19990407
FORMER COMPANY:
FORMER CONFORMED NAME: CAMPBELL REED CONNER & BIRDWELL INC
DATE OF NAME CHANGE: 19920424
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0000860644
XXXXXXXX
09-30-2016
09-30-2016
true
1
RESTATEMENT
false
Aristotle Capital Management, LLC
11100 Santa Monica Blvd
Suite 1700
Los Angeles
CA
90025
13F HOLDINGS REPORT
028-02634
N
Michelle M. Gosom
Chief Executive Officer
310-478-4005
/s/ Michelle M. Gosom
Los Angeles
CA
10-31-2017
1
109
9630831
1
028-12230
ALPS ADVISORS INC
INFORMATION TABLE
2
fp0028602_13fhra-table.xml
13F INFORMATION TABLE
AES CORP
COM
00130H105
182023
14165229
SH
SOLE
1
8930110
4275
5230844
AT&T INC
COM
00206R102
285
7030
SH
SOLE
7030
0
0
ABBOTT LABS
COM
002824100
4163
98432
SH
SOLE
70957
0
27475
ABBVIE INC
COM
00287Y109
264628
4195788
SH
SOLE
2649892
0
1545896
ADOBE SYS INC
COM
00724F101
325130
2995489
SH
SOLE
1
1844527
0
1150962
AGNICO EAGLE MINES LTD
COM
008474108
2235
41258
SH
SOLE
41258
0
0
AMERICAN EXPRESS CO
COM
025816109
1131
17655
SH
SOLE
16655
0
1000
AMERIPRISE FINL INC
COM
03076C106
230239
2307695
SH
SOLE
1
1436282
0
871413
AMGEN INC
COM
031162100
224169
1343855
SH
SOLE
1
853191
0
490664
ARCHER DANIELS MIDLAND CO
COM
039483102
184770
4381570
SH
SOLE
1
2659421
0
1722149
BOK FINL CORP
COM NEW
05561Q201
124009
1798013
SH
SOLE
1
1123545
0
674468
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
121140
20319589
SH
SOLE
1
11749104
5979
8564506
BANK AMER CORP
COM
060505104
224126
14321143
SH
SOLE
1
8728796
0
5592347
BAXTER INTL INC
COM
071813109
314756
6612524
SH
SOLE
1
4100282
0
2512242
BECTON DICKINSON & CO
COM
075887109
297
1650
SH
SOLE
450
0
1200
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
1081
5
SH
SOLE
2
0
3
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
383
2650
SH
SOLE
2350
0
300
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
10831
307882
SH
SOLE
274592
1685
31605
CAMECO CORP
COM
13321L108
6805
794991
SH
SOLE
719601
3548
71842
CHEVRON CORP NEW
COM
166764100
494
4800
SH
SOLE
3150
0
1650
CHURCH & DWIGHT INC
COM
171340102
2428
50666
SH
SOLE
34266
0
16400
CINTAS CORP
COM
172908105
2182
19382
SH
SOLE
14282
0
5100
COCA COLA CO
COM
191216100
1185
28000
SH
SOLE
28000
0
0
COLGATE PALMOLIVE CO
COM
194162103
1984
26762
SH
SOLE
26762
0
0
COTY INC
COM CL A
222070203
106692
4540064
SH
SOLE
1
2783394
0
1756670
CULLEN FROST BANKERS INC
COM
229899109
121994
1695770
SH
SOLE
1
1028386
0
667384
DANAHER CORP DEL
COM
235851102
207824
2651157
SH
SOLE
1
1633406
0
1017751
DEERE & CO
COM
244199105
145825
1708553
SH
SOLE
1
1044541
0
664012
DIAGEO P L C
SPON ADR NEW
25243Q205
171709
1479738
SH
SOLE
1
846954
419
632365
DISNEY WALT CO
COM DISNEY
254687106
635
6836
SH
SOLE
6111
0
725
DONALDSON INC
COM
257651109
556
14900
SH
SOLE
4900
0
10000
DOVER CORP
COM
260003108
561
7620
SH
SOLE
6170
0
1450
DOW CHEM CO
COM
260543103
215692
4161540
SH
SOLE
1
2549211
0
1612329
EQT CORP
COM
26884L109
217927
3000919
SH
SOLE
1
1831574
0
1169345
ECOLAB INC
COM
278865100
657
5400
SH
SOLE
4000
0
1400
EMERSON ELEC CO
COM
291011104
894
16399
SH
SOLE
4399
0
12000
EXXON MOBIL CORP
COM
30231G102
4581
52485
SH
SOLE
37085
0
15400
FIRST REP BK SAN FRANCISCO C
COM
33616C100
244719
3173629
SH
SOLE
1
1960939
0
1212690
FRANKLIN ELEC INC
COM
353514102
1300
31934
SH
SOLE
18334
0
13600
GENERAL DYNAMICS CORP
COM
369550108
236186
1522207
SH
SOLE
1
1001481
0
520726
GENERAL ELECTRIC CO
COM
369604103
42017
1418513
SH
SOLE
1
843513
0
575000
GRAINGER W W INC
COM
384802104
794
3533
SH
SOLE
2883
0
650
HALLIBURTON CO
COM
406216101
177157
3947324
SH
SOLE
1
2441919
0
1505405
HERSHEY CO
COM
427866108
419
4381
SH
SOLE
1
1981
0
2400
HOME DEPOT INC
COM
437076102
278014
2160500
SH
SOLE
1
1227308
0
933192
HONEYWELL INTL INC
COM
438516106
280
2400
SH
SOLE
2400
0
0
ILLINOIS TOOL WKS INC
COM
452308109
4926
41109
SH
SOLE
1
31209
0
9900
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
229
1600
SH
SOLE
1600
0
0
INTUIT
COM
461202103
920
8360
SH
SOLE
8360
0
0
ISHARES
MSCI STH KOR ETF
464286772
216
3710
SH
SOLE
3710
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
296
7900
SH
SOLE
7900
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
332
3300
SH
SOLE
3300
0
0
ISHARES TR
MSCI EAFE ETF
464287465
328
5545
SH
SOLE
5545
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
9699
91826
SH
SOLE
1
91826
0
0
JPMORGAN CHASE & CO
COM
46625H100
149393
2243475
SH
SOLE
1
1391450
0
852025
JOHNSON & JOHNSON
COM
478160104
5421
45888
SH
SOLE
26582
0
19306
KIMBERLY CLARK CORP
COM
494368103
1308
10370
SH
SOLE
9570
0
800
KROGER CO
COM
501044101
25228
850000
SH
SOLE
850000
0
0
LENNAR CORP
CL A
526057104
235654
5565751
SH
SOLE
1
3438155
0
2127596
LOWES COS INC
COM
548661107
36186
501124
SH
SOLE
438288
0
62836
M & T BK CORP
COM
55261F104
162103
1396237
SH
SOLE
1
865969
0
530268
MARTIN MARIETTA MATLS INC
COM
573284106
265585
1482798
SH
SOLE
1
918086
0
564712
MASCO CORP
COM
574599106
209
6100
SH
SOLE
6100
0
0
MICROSOFT CORP
COM
594918104
285922
4963938
SH
SOLE
1
3087469
0
1876469
MICROCHIP TECHNOLOGY INC
COM
595017104
267472
4304342
SH
SOLE
1
2633693
0
1670649
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
119680
23698851
SH
SOLE
1
13197197
0
10501654
MONDELEZ INTL INC
CL A
609207105
243014
5535647
SH
SOLE
1
3489706
1401
2044540
MORGAN STANLEY
COM NEW
617446448
23404
730000
SH
SOLE
730000
0
0
NATIONAL FUEL GAS CO N J
COM
636180101
156434
2893169
SH
SOLE
1
1782580
0
1110589
NATIONAL GRID PLC
SPON ADR NEW
636274300
6482
91158
SH
SOLE
87095
651
3412
NORDSTROM INC
COM
655664100
1200
23133
SH
SOLE
23133
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
214484
2716368
SH
SOLE
1
1539832
668
1175868
ORIX CORP
SPONSORED ADR
686330101
8177
110257
SH
SOLE
104755
683
4819
OSHKOSH CORP
COM
688239201
224770
4013759
SH
SOLE
1
2483183
0
1530576
PPG INDS INC
COM
693506107
219957
2128065
SH
SOLE
1
1305783
0
822282
PAYPAL HLDGS INC
COM
70450Y103
168784
4119698
SH
SOLE
1
2539642
0
1580056
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
1898
39385
SH
SOLE
30635
0
8750
PEPSICO INC
COM
713448108
4678
43007
SH
SOLE
24947
0
18060
PFIZER INC
COM
717081103
2674
78951
SH
SOLE
34051
0
44900
PHILLIPS 66
COM
718546104
248364
3083350
SH
SOLE
1
1918181
0
1165169
PIONEER NAT RES CO
COM
723787107
207539
1117904
SH
SOLE
1
692697
0
425207
PROCTER AND GAMBLE CO
COM
742718109
472
5262
SH
SOLE
5262
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3249
15020
SH
SOLE
15020
0
0
SCHLUMBERGER LTD
COM
806857108
12781
162518
SH
SOLE
145240
644
16634
SCHWAB CHARLES CORP NEW
COM
808513105
34542
1094149
SH
SOLE
1094149
0
0
SMUCKER J M CO
COM NEW
832696405
2428
17917
SH
SOLE
12017
0
5900
STARBUCKS CORP
COM
855244109
217
4000
SH
SOLE
0
0
4000
SYSCO CORP
COM
871829107
2209
45064
SH
SOLE
36666
0
8398
TEXAS INSTRS INC
COM
882508104
262841
3745244
SH
SOLE
1
2309635
0
1435609
3M CO
COM
88579Y101
2253
12783
SH
SOLE
8833
0
3950
TIME WARNER INC
COM NEW
887317303
263013
3303774
SH
SOLE
1
2017407
0
1286367
TOTAL S A
SPONSORED ADR
89151E109
7667
160751
SH
SOLE
143556
910
16285
US BANCORP DEL
COM NEW
902973304
558
13000
SH
SOLE
13000
0
0
UNILEVER PLC
SPON ADR NEW
904767704
512
10799
SH
SOLE
10799
0
0
UNILEVER N V
N Y SHS NEW
904784709
211905
4596628
SH
SOLE
1
2646139
1314
1949175
UNION PAC CORP
COM
907818108
588
6032
SH
SOLE
6032
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
905
8907
SH
SOLE
7107
0
1800
V F CORP
COM
918204108
5451
97254
SH
SOLE
61654
0
35600
VISA INC
COM CL A
92826C839
223
2700
SH
SOLE
2700
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
273900
3397411
SH
SOLE
1
2099715
0
1297696
WELLS FARGO & CO NEW
COM
949746101
292
6600
SH
SOLE
1000
0
5600
WILLIAMS SONOMA INC
COM
969904101
235966
4619535
SH
SOLE
4619035
0
500
ZIMMER BIOMET HLDGS INC
COM
98956P102
585
4500
SH
SOLE
2000
0
2500
AXALTA COATING SYS LTD
COM
G0750C108
2013
71190
SH
SOLE
55390
0
15800
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
15508
126936
SH
SOLE
113573
706
12657
MEDTRONIC PLC
SHS
G5960L103
332044
3843093
SH
SOLE
1
2428162
641
1414290
CHUBB LIMITED
COM
H1467J104
231274
1840620
SH
SOLE
1
1130923
0
709697
UBS GROUP AG
SHS
H42097107
8458
621024
SH
SOLE
588443
3982
28599
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
9101
234696
SH
SOLE
209902
1302
23492