0000860519-11-000031.txt : 20111107 0000860519-11-000031.hdr.sgml : 20111107 20111107145742 ACCESSION NUMBER: 0000860519-11-000031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111107 DATE AS OF CHANGE: 20111107 EFFECTIVENESS DATE: 20111107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAVANNAH BANCORP INC CENTRAL INDEX KEY: 0000860519 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581861820 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13246 FILM NUMBER: 111184256 BUSINESS ADDRESS: STREET 1: 25 BULL ST CITY: SAVANNAH STATE: GA ZIP: 31401 BUSINESS PHONE: 9126518200 MAIL ADDRESS: STREET 1: P O BOX 188 CITY: SAVANNAH STATE: GA ZIP: 31402-0188 13F-HR 1 savb3q11.txt SAVANNAH BANCORP, INC. 3RD QUARTER 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Savannah Bancorp, Inc. Address: 25 Bull Street Savannah, GA 31401 13F File Number: 28-13246 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael W. Harden, Jr. Title: Chief Financial Officer Phone: 912-629-6486 Signature, Place, and Date of Signing: /s/ Michael W. Harden, Jr. Savannah, Georgia November 7, 2011 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 125 Form13F Information Table Value Total: 219,654 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filled, other than the manager filing this report. No. 13F File Number Name 01 28-1468 Minis & Co., Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579y101 694 9670 SH SOLE 01 8370 1300 AT&T Corp. COM 00206R102 3099 108661 SH SOLE 01 101531 7130 Abbott Labs COM 002824100 925 18087 SH SOLE 01 16587 1500 Aflac Inc. COM 001055102 1752 50118 SH SOLE 01 49378 740 Allstate Corp. COM 020002101 228 9630 SH SOLE 01 9330 300 Altria Group Inc COM 02209s103 279 10400 SH SOLE 01 10400 Altria Group Inc COM 02209s103 255 9525 SH SOLE 4125 5400 Altria Group Inc COM 02209s103 113 4200 SH OTHER 4200 American Express Co. COM 025816109 3031 67498 SH SOLE 01 63323 4175 Amgen Corp. COM 031162100 2646 48150 SH SOLE 01 44075 4075 Automatic Data Processing Inc COM 053015103 3359 71245 SH SOLE 01 67150 4095 Avon Products COM 054303102 301 15360 SH SOLE 01 13635 1725 BLDRS Emerging Market 50 Index COM 09348r300 1427 39575 SH SOLE 01 37825 1750 Bank of America Corp. COM 060505104 701 114478 SH SOLE 01 109161 5317 Bard (C.R.), Inc. COM 067383109 1884 21525 SH SOLE 01 21125 400 Baxter International Inc. COM 071813109 348 6200 SH SOLE 01 6200 Berkshire Hathaway Class B COM 084670207 3644 51295 SH SOLE 01 47710 3585 Best Buy Co., Inc. COM 086516101 865 37117 SH SOLE 01 35912 1205 Bristol Myers Squibb Co. COM 110122108 238 7600 SH SOLE 3225 4375 Bristol Myers Squibb Co. COM 110122108 19 600 SH OTHER 600 CVS/Caremark Corporation COM 126650100 3029 90165 SH SOLE 01 85165 5000 Caterpillar Inc. COM 149123101 2470 33455 SH SOLE 01 31900 1555 Chevron Corp. COM 166764100 3670 39638 SH SOLE 01 37134 2504 Cisco Systems, Inc. COM 17275r102 2966 191376 SH SOLE 01 180501 10875 Coca Cola Co. COM 191216100 4689 69406 SH SOLE 01 64796 4610 Colgate - Palmolive COM 194162103 1451 16365 SH SOLE 01 15910 455 Comcast Cl A COM 20030N101 1690 80777 SH SOLE 01 77427 3350 ConocoPhillips COM 20825c104 5628 88881 SH SOLE 01 82344 6537 ConocoPhillips COM 20825c104 138 2185 SH SOLE 600 1585 ConocoPhillips COM 20825c104 83 1304 SH OTHER 1304 Costco Wholesale Corp. COM 22160k105 4557 55481 SH SOLE 01 49741 5740 Danaher Corporation COM 235851102 3017 71946 SH SOLE 01 67421 4525 Devon Energy Corporation COM 25179m103 2455 44290 SH SOLE 01 41350 2940 Diageo PLC ADR COM 25243Q205 2944 38775 SH SOLE 01 37100 1675 Disney (Walt) Co. COM 254687106 4088 135535 SH SOLE 01 128070 7465 Dow Jones Dividend ETF (DVY) COM 464287168 794 16450 SH SOLE 01 14425 2025 DuPont COM 263534109 3054 76407 SH SOLE 01 71882 4525 Emerson Electric Co. COM 291011104 1725 41750 SH SOLE 01 39200 2550 Exxon Mobil Corp. COM 30231G102 5337 73479 SH SOLE 01 71399 2080 Exxon Mobil Corp. COM 30231G102 195 2679 SH SOLE 100 2579 Exxon Mobil Corp. COM 30231G102 127 1750 SH OTHER 1750 Fiserv Incorporated COM 337738108 3692 72715 SH SOLE 01 68810 3905 General Electric Co. COM 369604103 3576 234978 SH SOLE 01 223277 11701 General Electric Co. COM 369604103 131 8615 SH SOLE 1300 7315 General Electric Co. COM 369604103 170 11200 SH OTHER 11200 Goldman Sachs Group COM 38141g104 1212 12823 SH SOLE 01 12333 490 Goodrich Corporation COM 382388106 4118 34125 SH SOLE 01 32800 1325 Google Inc COM 38259P508 1881 3652 SH SOLE 01 3460 192 Helmerich & Payne COM 423452101 1505 37060 SH SOLE 01 36010 1050 Hewlett Packard Co COM 428236103 1909 85051 SH SOLE 01 79901 5150 Home Depot Inc. COM 437076102 4325 131578 SH SOLE 01 124553 7025 Honeywell Intl Inc. COM 438516106 2607 59375 SH SOLE 01 55475 3900 Infosys Technologies COM 456788108 3188 62415 SH SOLE 01 58565 3850 Int'l Business Machines Corp. COM 459200101 2751 15733 SH SOLE 01 14958 775 Int'l Business Machines Corp. COM 459200101 98 560 SH SOLE 275 285 Int'l Business Machines Corp. COM 459200101 119 680 SH OTHER 680 Intel Corp. COM 458140100 3799 178068 SH SOLE 01 162993 15075 iShares Russell 3000 Index Fd. COM 464287689 233 3485 SH SOLE 01 2985 500 iShares Trust MSCI EAFE Index COM 464287465 300 6285 SH SOLE 01 6285 iShares Trust Barcl. TIPS Bond COM 464287176 725 6340 SH SOLE 01 6340 iShares Trust Barcl. TIPS Bond COM 464287176 243 2123 SH SOLE 1075 1048 iShares Trust Barcl. Agg. Bond COM 464287226 4290 38959 SH SOLE 01 38959 iShares Trust Barcl. 1-3Yr Tr. COM 464287457 766 9059 SH SOLE 01 9059 iShares Trust Barcl. 1-3Yr Cr. COM 464288646 6053 58215 SH SOLE 01 58215 JP Morgan Chase & Co COM 46625H100 520 17263 SH SOLE 01 16199 1064 Johnson & Johnson COM 478160104 7237 113623 SH SOLE 01 107598 6025 Johnson & Johnson COM 478160104 127 1990 SH SOLE 220 1770 Johnson & Johnson COM 478160104 159 2500 SH OTHER 2500 Kraft Foods Inc COM 50075n104 2313 68880 SH SOLE 01 65402 3478 Laramide Res Ltd. COM 51669t101 29 37500 SH SOLE 01 37500 Lowe's Cos. COM 548661107 369 19081 SH SOLE 01 19081 Mattel, Inc. COM 577081102 1650 63725 SH SOLE 01 59955 3770 McCormick & Co., Inc. COM 579780206 203 4405 SH SOLE 01 4205 200 Medco Health Solutions COM 58405u102 3921 83611 SH SOLE 01 78511 5100 Mega Uranium Ltd. COM 58516w104 17 75000 SH SOLE 01 75000 Merck & Co. Inc. COM 589331107 555 16960 SH SOLE 01 15173 1787 Microsoft Corp. COM 594918104 2439 97982 SH SOLE 01 89157 8825 Morgan Stanley COM 617446448 907 67104 SH SOLE 01 64270 2834 Murphy Oil Corp. COM 626717102 1869 42330 SH SOLE 01 38680 3650 Nike Inc. Cl B COM 654106103 766 8960 SH SOLE 01 8840 120 Novo-Nordisk ADR COM 670100205 1182 11875 SH SOLE 01 11200 675 Nucor Corp. COM 670346105 2379 75185 SH SOLE 01 71490 3695 Oracle Corporation COM 68389X105 331 11513 SH SOLE 01 11013 500 Pepsico Inc. COM 713448108 2245 36267 SH SOLE 01 32462 3805 Pfizer, Inc. COM 717081103 1627 92031 SH SOLE 01 86429 5602 Pfizer, Inc. COM 717081103 149 8425 SH SOLE 4700 3725 Pfizer, Inc. COM 717081103 35 2000 SH OTHER 2000 Phillip Morris Int'l COM 718172109 318 5100 SH SOLE 01 5100 Procter & Gamble COM 742718109 5616 88889 SH SOLE 01 82519 6370 Progress Energy COM 743263105 211 4087 SH SOLE 01 3837 250 Republic Services Inc. COM 760759100 2062 73480 SH SOLE 01 70205 3275 SPDR Gold Trust COM 431 2725 SH SOLE 01 2225 500 Schlumberger Ltd. COM 806857108 2659 44520 SH SOLE 01 42680 1840 Southern Co. COM 842587107 210 4967 SH SOLE 01 4767 200 Southern Co. COM 842587107 239 5630 SH SOLE 3830 1800 Southern Co. COM 842587107 30 700 SH OTHER 700 Stryker Corp. COM 863667101 2354 49938 SH SOLE 01 46253 3685 Sysco Corp. COM 871829107 1470 56760 SH SOLE 01 53135 3625 TJX Companies Inc COM 872540109 5527 99631 SH SOLE 01 91231 8400 Teva Pharmaceutical Industries COM 881624209 1796 48242 SH SOLE 01 47367 875 Tocqueville Tr Gold Fund COM 888894862 1124 15027 SH SOLE 01 15027 U. S. Bancorp COM 902973304 2741 116420 SH SOLE 01 114445 1975 Union Pacific Corp. COM 907818108 2345 28715 SH SOLE 01 26340 2375 United Technologies Corp. COM 913017109 4743 67404 SH SOLE 01 62779 4625 Vanguard Inter Term Bond Index COM 921937819 175 1995 SH SOLE 01 1995 Vanguard Short Term Bond Index COM 921937827 10118 124271 SH SOLE 01 124271 Vanguard Short Term Bond Index COM 921937827 760 9330 SH SOLE 2300 7030 Vanguard Total Bond Mkt Index COM 921937835 4102 48985 SH SOLE 01 48985 Vanguard Total Bond Mkt Index COM 921937835 406 4850 SH SOLE 4850 Vanguard Extended Mkt Index ET COM 922908652 989 21453 SH SOLE 01 19870 1583 Vanguard Int'l Equity Index ET COM 922042775 1254 32378 SH SOLE 01 31148 1230 Vanguard Int'l Equity Index ET COM 922042775 255 6585 SH SOLE 6585 Vanguard Inter Term Govt Index COM 92206C706 1035 15845 SH SOLE 01 15845 Vanguard REIT ETF (VNQ) COM 922908553 1145 22516 SH SOLE 01 20891 1625 Vanguard REIT ETF (VNQ) COM 922908553 207 4077 SH SOLE 4077 Vanguard Total Stock Mkt ETF ( COM 922908769 486 8425 SH SOLE 01 8425 Vanguard Total Stock Mkt ETF ( COM 922908769 243 4215 SH SOLE 4215 Varian Medical Systems COM 92220P105 1364 26145 SH SOLE 01 25820 325 Verizon Communications COM 92343v104 672 18248 SH SOLE 01 17504 744 Verizon Communications COM 92343v104 285 7732 SH SOLE 2675 5057 Verizon Communications COM 92343v104 87 2365 SH OTHER 2365 Wal-Mart Stores COM 931142103 700 13490 SH SOLE 01 12090 1400 Walgreen Co. COM 931422109 634 19273 SH SOLE 01 19173 100 WellPoint Inc. COM 94973v107 1923 29465 SH SOLE 01 28230 1235 Wells Fargo & Co. COM 949746101 301 12500 SH SOLE 01 10900 1600