0000859872-12-000002.txt : 20120203 0000859872-12-000002.hdr.sgml : 20120203 20120203112704 ACCESSION NUMBER: 0000859872-12-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120203 DATE AS OF CHANGE: 20120203 EFFECTIVENESS DATE: 20120203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLINGENSTEIN FIELDS & CO LLC CENTRAL INDEX KEY: 0000859872 IRS NUMBER: 133479093 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02588 FILM NUMBER: 12568489 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124927000 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KLINGENSTEIN FIELDS & CO L P DATE OF NAME CHANGE: 19980824 13F-HR 1 inftable4q11.txt 13F-HR 4Q11 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Blackrock MuniHoldings New Yor COM 09255c106 963 63500 SH Sole 63500 Blackrock Muniyield New York Q COM 09255E102 760 54000 SH Sole 54000 Blackrock New Jersey Municipal COM 09249A109 184 12000 SH Sole 12000 Blackrock New Jersey Municipal COM 09248J101 242 15400 SH Sole 15400 Currencyshares Australian Doll COM 23129u101 380 3700 SH Sole 3700 Currencyshares British Pound S COM 23129S106 462 3000 SH Sole 3000 Currencyshares Canadian Dollar COM 23129x105 293 3000 SH Sole 3000 IShares IBoxx Investment Grade COM 464287242 2364 20780 SH Sole 20780 IShares Trust Lehman Aggregate COM 464287226 1323 12000 SH Sole 12000 Powershares Financial Preferre COM 73935x229 2075 128730 SH Sole 123930 4800 Vanguard Intermediate Term Bon COM 921937819 2623 30164 SH Sole 28764 1400 Annaly Mortgage Management Inc COM 035710409 293 18335 SH Sole 17435 900 BRE Properties Inc Cl A COM 05564E106 1781 35275 SH Sole 35275 Kimco Realty Corp COM 49446R109 432 26600 SH Sole 26600 Pennsylvania Real Estate Inves COM 709102107 221 21200 SH Sole 21200 Plum Creek Timber Co Inc COM 729251108 347 9500 SH Sole 9500 UDR Inc COM 902653104 637 25396 SH Sole 25396 Vornado Realty Trust COM 929042109 530 6899 SH Sole 6899 Washington Real Estate Investm COM 939653101 1080 39481 SH Sole 39481 ABB Ltd Sponsored ADR ADR 000375204 19146 1016779 SH Sole 991579 8700 16500 2651 140800 SH Defined 01 134800 6000 43 2300 SH Defined 2300 BHP Billiton Ltd Sponsored ADR ADR 088606108 167 2370 SH Sole 2370 BP PLC Sponsored ADR ADR 055622104 3332 77950 SH Sole 72450 5500 641 15000 SH Defined 01 15000 China Mobile Ltd ADR 16941m109 101 2089 SH Sole 2089 GlaxoSmithkline PLC ADR ADR 37733W105 15838 347101 SH Sole 346408 393 300 8661 189800 SH Defined 01 189800 HSBC Holdings PLC ADS ADR 404280406 257 6742 SH Sole 6742 Icici Bank Ltd Spon ADR ADR 45104G104 4075 154166 SH Sole 151766 2400 317 12000 SH Defined 01 12000 Novartis AG Sponsored ADR ADR 66987V109 1831 32030 SH Sole 32030 Novo Nordisk AS Sponsored ADR ADR 670100205 299 2590 SH Sole 2590 Reed Elsevier NV Sponsored ADR ADR 758204200 713 30736 SH Sole 30736 Royal Dutch Shell PLC Cl A Spo ADR 780259206 54658 747820 SH Sole 733935 3650 10235 16482 225500 SH Defined 01 224000 1500 Siemens A G Sponsored ADR ADR 826197501 18018 188457 SH Sole 185902 2155 400 4479 46850 SH Defined 01 45050 1800 Teva Pharmaceutical Industries ADR 881624209 302 7490 SH Sole 7490 WPP Group PLC Spon ADR ADR 92933H101 226 4334 SH Sole 4334 3M CO COM 88579Y101 29700 363386 SH Sole 352649 4402 6335 2288 28000 SH Defined 01 26800 1200 A T & T Inc COM 00206R102 1620 53566 SH Sole 37420 1800 14346 Abbott Laboratories COM 002824100 38012 676007 SH Sole 662149 13858 28 500 SH Defined 01 500 84 1500 SH Defined 1500 Accenture Ltd Cl A COM G1151C101 408 7670 SH Sole 7670 Ace Ltd COM H0023R105 3113 44401 SH Sole 44401 49 700 SH Defined 700 AES Corp COM 00130H105 124 10472 SH Sole 10472 Air Lease Corp COM 00912x302 729 30750 SH Sole 30750 24 1000 SH Defined 1000 Air Products & Chemicals Inc COM 009158106 597 7012 SH Sole 7012 Alleghany Corp COM 017175100 2556 8959 SH Sole 8548 411 Allergan Inc COM 018490102 646 7364 SH Sole 6444 920 Allstate Corp COM 020002101 2205 80450 SH Sole 80450 55 2000 SH Defined 2000 Altria Group Inc COM 02209S103 2732 92157 SH Sole 91757 400 Amazon.Com Inc COM 023135106 571 3300 SH Sole 3300 American Express Co COM 025816109 33939 719509 SH Sole 712639 6870 14476 306900 SH Defined 01 306900 American Tower Corp Cl A COM 029912201 17545 292375 SH Sole 289575 2800 2898 48293 SH Defined 01 48293 Amerigas Partners L P COM 030975106 2773 60400 SH Sole 59100 1300 Ameriprise Financial Inc COM 03076C106 1497 30150 SH Sole 30150 1936 38995 SH Defined 01 38995 Amgen Inc COM 031162100 706 10992 SH Sole 10992 Anadarko Petroleum Corp COM 032511107 1650 21615 SH Sole 18120 3495 Apache Corp COM 037411105 2030 22406 SH Sole 22406 32 350 SH Defined 350 Apple Inc COM 037833100 8407 20758 SH Sole 20438 320 20 50 SH Defined 50 Applied DNA Sciences Inc COM 03815U102 66 1099000 SH Sole 1099000 Applied Materials Inc COM 038222105 1359 126930 SH Sole 124430 2500 32 3000 SH Defined 3000 Ascena Retail Group Inc COM 04351G101 5662 190505 SH Sole 190505 Automatic Data Processing Inc COM 053015103 4898 90679 SH Sole 89869 810 Aveo Pharmaceuticals COM 053588109 1899 110425 SH Sole 110425 Baker Hughes Inc COM 057224107 408 8385 SH Sole 8385 19 400 SH Defined 01 400 Bank Of America Corp COM 060505104 1383 248662 SH Sole 244037 4625 562 101000 SH Defined 01 101000 Bank Of New York Mellon Corp COM 064058100 9070 455552 SH Sole 441006 150 14396 40 2000 SH Defined 2000 Barrick Gold Corp COM 067901108 22382 494628 SH Sole 487298 6220 1110 3367 74400 SH Defined 01 71900 2500 Baxter International Inc COM 071813109 4759 96179 SH Sole 92329 3850 30 600 SH Defined 600 Baytex Energy Corp COM 07317Q105 1589 28425 SH Sole 28425 Becton Dickinson & Co COM 075887109 2641 35350 SH Sole 34150 1200 75 1000 SH Defined 1000 Berkshire Hathaway Inc Cl A COM 084670108 14689 128 SH Sole 128 459 4 SH Defined 01 4 Berkshire Hathaway Inc Cl B COM 084670702 107510 1409048 SH Sole 1391279 1748 16021 5733 75138 SH Defined 01 73650 1488 76 1000 SH Defined 1000 Biodel Inc COM 09064M105 205 336780 SH Sole 336780 Boardwalk Pipeline Partners LP COM 096627104 739 26714 SH Sole 26714 Boeing Co COM 097023105 737 10053 SH Sole 10053 Bristol-Myers Squibb Co COM 110122108 2747 77938 SH Sole 76858 1080 Brookfield Asset Management Cl COM 112585104 10269 373697 SH Sole 365497 8200 55 2000 SH Defined 2000 Buckeye Partners L P COM 118230101 515 8053 SH Sole 6053 2000 Cabot Oil & Gas Corp COM 127097103 797 10500 SH Sole 10500 Caterpillar Inc COM 149123101 11756 129758 SH Sole 129408 350 Celgene Corp COM 151020104 10984 162492 SH Sole 69050 93442 Cenovus Energy Inc COM 15135U109 17692 532892 SH Sole 517642 15250 Chevron Corp COM 166764100 29808 280155 SH Sole 276855 1850 1450 3767 35400 SH Defined 01 33400 2000 64 600 SH Defined 600 Chicago Bridge & Iron Co NV COM 167250109 17984 475755 SH Sole 460155 1200 14400 2347 62100 SH Defined 01 62100 Chubb Corp COM 171232101 675 9758 SH Sole 9758 Cisco Systems Inc COM 17275R102 17488 967238 SH Sole 948903 10360 7975 1886 104300 SH Defined 01 104300 38 2100 SH Defined 2100 Citigroup Inc COM 172967424 325 12357 SH Sole 12357 Clorox Co COM 189054109 732 11000 SH Sole 11000 Coca Cola Co COM 191216100 10276 146867 SH Sole 138345 8522 73 1050 SH Defined 01 1050 Colgate Palmolive Co COM 194162103 44237 478812 SH Sole 463265 1650 13897 7929 85822 SH Defined 01 33550 52272 Comcast Corp Cl A COM 20030N101 17035 718479 SH Sole 717453 1026 4330 182644 SH Defined 01 175322 7322 Comcast Corp Cl A Special COM 20030N200 9126 387338 SH Sole 385538 1800 1855 78748 SH Defined 01 74248 4500 ConocoPhillips COM 20825C104 3797 52102 SH Sole 49615 2487 Consolidated Edison Inc COM 209115104 536 8638 SH Sole 1800 6838 Corning Inc COM 219350105 265 20406 SH Sole 20406 Costco Wholesale Corp COM 22160K105 10338 124080 SH Sole 124080 Crosstex Energy Inc COM 22765Y104 442 35000 SH Sole 35000 CSX Corp COM 126408103 430 20400 SH Sole 7200 13200 Cullen Frost Bankers Inc COM 229899109 689 13020 SH Sole 13020 Cummins Engine Inc COM 231021106 415 4710 SH Sole 4710 CVS Caremark Corp COM 126650100 4712 115556 SH Sole 114056 500 1000 49 1200 SH Defined 1200 Danaher Corp COM 235851102 715 15200 SH Sole 15200 Deere & Co COM 244199105 1428 18458 SH Sole 13198 5260 Denbury Resources Inc COM 247916208 16543 1095559 SH Sole 1074221 250 21088 39 2576 SH Defined 01 2576 23 1500 SH Defined 1500 Dentsply International Inc COM 249030107 476 13598 SH Sole 13598 Devon Energy Corp COM 25179M103 6064 97811 SH Sole 91713 584 5514 25 400 SH Defined 01 400 31 500 SH Defined 500 Diana Shipping Inc. COM y2066g104 151 20165 SH Sole 20165 DirectTV Group Inc COM 25490A101 336 7857 SH Sole 7857 Disney Walt Co COM 254687106 92966 2479092 SH Sole 2458788 7400 12904 31267 833776 SH Defined 01 826576 7200 Dominion Resources Inc COM 25746U109 683 12861 SH Sole 12861 Dow Chemical Co COM 260543103 244 8482 SH Sole 8482 Duke Energy Corp COM 26441C105 296 13450 SH Sole 8450 5000 E I Du Pont De Nemours & Co COM 263534109 2878 62865 SH Sole 62865 50 1100 SH Defined 1100 Echo Therapeutics Inc COM 27876L107 23 10000 SH Sole 10000 Ecolab Inc COM 278865100 255 4403 SH Sole 4403 El Paso Pipeline Partners LP COM 283702108 253 7300 SH Sole 7300 Eli Lilly & Co COM 532457108 11569 278376 SH Sole 278076 300 4613 111000 SH Defined 01 103000 8000 EMC Corp COM 268648102 1595 74059 SH Sole 74059 32 1500 SH Defined 1500 Emcor Group Inc COM 29084Q100 1960 73109 SH Sole 73109 54 2000 SH Defined 2000 Emerson Electric Co COM 291011104 28221 605738 SH Sole 590848 4030 10860 2660 57100 SH Defined 01 57100 47 1000 SH Defined 1000 Encana Corp COM 292505104 10299 555797 SH Sole 546097 9700 Enduro Royalty Trust COM 29269k100 7625 372480 SH Sole 363480 9000 92 4500 SH Defined 4500 Energizer Holdings Inc COM 29266R108 271 3500 SH Sole 2000 1500 Energy Transfer Equity LP COM 29273v100 260 6400 SH Sole 6400 Enerplus Corp COM 292766102 832 32850 SH Sole 32850 Enterprise Products Partners L COM 293792107 937 20208 SH Sole 20208 Ethos Capital Corp COM 29765y109 16 20000 SH Sole 20000 Euroseas Ltd COM Y23592200 47 19975 SH Sole 19975 Exelixis Inc COM 30161Q104 76 16133 SH Sole 16133 Exelon Corp COM 30161N101 333 7681 SH Sole 7681 Explor Resources Inc COM 30215d109 28 80000 SH Sole 80000 Exxon Mobil Corp COM 30231G102 66963 790026 SH Sole 748902 2680 38444 2321 27378 SH Defined 01 25878 1500 114 1350 SH Defined 1350 Fastenal Co COM 311900104 741 17000 SH Sole 17000 Fedex Corp COM 31428X106 22906 274293 SH Sole 268778 2275 3240 1098 13150 SH Defined 01 13150 92 1100 SH Defined 1100 Ferrellgas Partners LP COM 315293100 267 14100 SH Sole 14100 Fidelity National Financial Cl COM 31620R105 9382 588967 SH Sole 588967 Fidelity National Information COM 31620M106 11229 422300 SH Sole 420300 2000 53 2000 SH Defined 2000 First Marblehead Corp COM 320771108 12 10000 SH Sole 10000 First Merchants Corp COM 320817109 85 10006 SH Sole 10006 Fiserv Inc COM 337738108 399 6800 SH Sole 6800 Ford Motor Co COM 345370860 408 37936 SH Sole 37936 Freeport-McMoran Copper & Gold COM 35671D857 10881 295752 SH Sole 294059 125 1568 20 548 SH Defined 01 548 Galectin Therapeutics Inc COM 363225103 15 16000 SH Sole 16000 Gartner Group Inc Cl A COM 366651107 989 28447 SH Sole 28447 General Electric Co COM 369604103 40163 2242485 SH Sole 2151584 29050 61851 5759 321550 SH Defined 01 306550 15000 99 5500 SH Defined 5500 General Mills Inc COM 370334104 201 4964 SH Sole 4964 Genesis Energy LP COM 371927104 308 11000 SH Sole 11000 70 2500 SH Defined 2500 Gilead Sciences Inc COM 375558103 1331 32507 SH Sole 32382 125 Google Inc COM 38259P508 24234 37519 SH Sole 36279 410 830 2519 3900 SH Defined 01 3700 200 26 40 SH Defined 40 H J Heinz Co COM 423074103 1708 31600 SH Sole 30600 1000 Halliburton Co COM 406216101 12255 355110 SH Sole 350665 3700 745 2160 62600 SH Defined 01 60100 2500 Harte-Hanks Inc COM 416196103 449 49364 SH Sole 49364 Hartford Financial Services Gr COM 416515104 7636 469906 SH Sole 466131 3775 1757 108100 SH Defined 01 105100 3000 Helmerich & Payne Inc COM 423452101 286 4900 SH Sole 4900 Hershey Foods Corp COM 427866108 247 4004 SH Sole 4004 Hess Corp COM 42809H107 21758 383068 SH Sole 383068 8840 155642 SH Defined 01 155642 Hewlett Packard Co COM 428236103 1414 54903 SH Sole 54803 100 41 1600 SH Defined 1600 Home Depot Inc COM 437076102 7466 177597 SH Sole 174917 250 2430 84 2000 SH Defined 2000 Honeywell International Inc COM 438516106 26632 490018 SH Sole 476641 4350 9027 1875 34500 SH Defined 01 34500 49 900 SH Defined 900 Hospira Inc COM 441060100 4090 134664 SH Sole 131364 3300 Hugoton Royalty Trust COM 444717102 9131 484665 SH Sole 484665 Illinois Tool Works COM 452308109 14472 309826 SH Sole 297686 3100 9040 1861 39850 SH Defined 01 37850 2000 Intel Corp COM 458140100 22583 931254 SH Sole 912583 10350 8321 2243 92500 SH Defined 01 92500 International Business Machine COM 459200101 49503 269212 SH Sole 258557 1610 9045 4689 25500 SH Defined 01 24700 800 37 200 SH Defined 200 International Paper Co COM 460146103 1080 36500 SH Sole 36500 416 14040 SH Defined 01 14040 Intuit Inc COM 461202103 305 5792 SH Sole 5792 Ironwood Pharmaceuticals Inc COM 46333x108 322 26879 SH Sole 26879 J P Morgan Chase & Co COM 46625H100 2975 89462 SH Sole 79862 1500 8100 Janus Capital Group Inc COM 47102X105 431 68350 SH Sole 68350 John Wiley & Sons Inc Cl A COM 968223206 32082 722576 SH Sole 700286 22290 27 600 SH Defined 01 600 67 1500 SH Defined 1500 John Wiley & Sons Inc Cl B COM 968223305 839 18900 SH Sole 18900 Johnson & Johnson Co COM 478160104 68259 1040858 SH Sole 1021943 4300 14615 7028 107160 SH Defined 01 107160 59 900 SH Defined 900 Kansas City Southern Industrie COM 485170302 8478 124655 SH Sole 124655 1251 18400 SH Defined 01 18400 Kimberly Clark Corp COM 494368103 13540 184061 SH Sole 180804 3257 Kinder Morgan Energy Partners COM 494550106 371 4365 SH Sole 4365 Kinder Morgan Mgmt LLC COM 49455U100 672 8552 SH Sole 8552 Kraft Foods Inc Cl A COM 50075N104 6874 183991 SH Sole 180191 3800 60 1600 SH Defined 1600 Laboratory Corp America Holdin COM 50540R409 16448 191320 SH Sole 185902 300 5118 60 700 SH Defined 01 700 Legacy Reserves LP COM 524707304 3925 138972 SH Sole 138972 42 1500 SH Defined 1500 Leucadia National Corp COM 527288104 491 21577 SH Sole 21577 Lexicon Genetics Inc COM 528872104 155 120000 SH Sole 120000 Linn Energy LLC COM 536020100 11781 310763 SH Sole 308463 2300 Lockheed Martin Corp COM 539830109 17488 216169 SH Sole 212134 4035 81 1000 SH Defined 1000 Loews Corp COM 540424108 823 21850 SH Sole 21850 Lowes Cos Inc COM 548661107 206 8130 SH Sole 8130 ManpowerGroup COM 56418H100 1937 54191 SH Sole 54191 Marathon Oil Corp COM 565849106 405 13850 SH Sole 10250 3600 Marcus Corp COM 566330106 127 10100 SH Sole 10100 Mattel Inc COM 577081102 279 10054 SH Sole 10054 McDonalds Corp COM 580135101 2983 29729 SH Sole 28779 950 McGraw Hill Companies Inc COM 580645109 666 14810 SH Sole 13910 900 Medco Health Solutions Inc COM 58405U102 21170 378711 SH Sole 369342 9369 Medtronic Inc COM 585055106 16092 420702 SH Sole 417202 3450 50 2207 57700 SH Defined 01 54700 3000 61 1600 SH Defined 1600 Merck & Co Inc COM 58933Y105 6143 162941 SH Sole 155141 7800 Metlife Inc COM 59156R108 7528 241435 SH Sole 237695 3600 140 764 24500 SH Defined 01 22000 2500 Microsoft Corp COM 594918104 27965 1077249 SH Sole 1051263 7300 18686 1547 59600 SH Defined 01 59600 127 4900 SH Defined 4900 Murphy Oil Corp COM 626717102 223 4000 SH Sole 4000 National Oilwell Varco Inc COM 637071101 1416 20825 SH Sole 20825 New York Regional Rail Corp COM 649768108 0 435000 SH Sole 435000 Newfield Exploration Co COM 651290108 1907 50550 SH Sole 50550 Newmont Mining Corp COM 651639106 25970 432758 SH Sole 424898 5120 2740 4135 68900 SH Defined 01 64900 4000 60 1000 SH Defined 1000 News Corp Cl A COM 65248E104 767 42974 SH Sole 42974 730 40920 SH Defined 01 40920 NextEra Energy Inc COM 65339F101 746 12250 SH Sole 12250 Noble Corp COM H5833N103 6044 200005 SH Sole 196005 2000 2000 85 2800 SH Defined 2800 Norfolk Southern Corp COM 655844108 4434 60850 SH Sole 60850 2492 34200 SH Defined 01 17100 17100 Northern Trust Corp COM 665859104 2178 54910 SH Sole 54910 NuStar GP Holdings, LLC COM 67059l102 273 8200 SH Sole 8200 Occidental Petroleum Corp COM 674599105 787 8400 SH Sole 7800 600 OneBeacon Insurance Group Ltd COM G67742109 394 25600 SH Sole 25600 Oneok Partners LP COM 68268N103 531 9200 SH Sole 6200 3000 Oracle Corp COM 68389X105 322 12562 SH Sole 10562 2000 Orion Marine Group Inc COM 68628V308 114 17190 SH Sole 16690 500 Pall Corp COM 696429307 506 8854 SH Sole 8854 Paychex Inc COM 704326107 667 22166 SH Sole 22166 Pengrowth Energy Corp COM 70706P104 141 13412 SH Sole 13412 Pepsico Inc COM 713448108 84542 1274183 SH Sole 1257619 4319 12245 25206 379900 SH Defined 01 379900 80 1200 SH Defined 1200 Permian Basin Royalty Trust COM 714236106 206 10100 SH Sole 8100 2000 Pfizer Inc COM 717081103 12051 556888 SH Sole 543948 3800 9140 117 5400 SH Defined 5400 Pharmos Corp COM 717139307 1 12000 SH Sole 12000 Philip Morris International In COM 718172109 6439 82052 SH Sole 82052 Plains Exploration & Productio COM 726505100 68178 1856703 SH Sole 1856703 17999 490175 SH Defined 01 478305 11870 Platmin Ltd COM 72765y109 26 200000 SH Sole 200000 PPL Corp COM 69351T106 297 10080 SH Sole 10080 Praxair Inc COM 74005P104 311 2913 SH Sole 2913 Procter & Gamble Co COM 742718109 45878 687723 SH Sole 668810 3550 15363 19093 286214 SH Defined 01 284414 1800 67 1000 SH Defined 1000 Progressive Corp Ohio COM 743315103 1990 102000 SH Sole 102000 Public Service Enterprises COM 744573106 276 8352 SH Sole 8352 QEP Resources Inc COM 74733V100 797 27194 SH Sole 27194 Qualcomm Inc COM 747525103 5701 104226 SH Sole 103436 790 16 300 SH Defined 300 Quest Diagnostics Inc COM 74834L100 314 5400 SH Sole 5400 Questar Corp COM 748356102 540 27194 SH Sole 27194 Ralph Lauren Corp Cl A COM 751212101 425 3075 SH Sole 3075 Raytheon Co COM 755111507 12028 248613 SH Sole 245978 2200 435 1955 40400 SH Defined 01 40400 Robert Half International Inc COM 770323103 402 14125 SH Sole 14125 Rockwell Collins Inc COM 774341101 12331 222710 SH Sole 219035 2950 725 2669 48200 SH Defined 01 46200 2000 Sabine Royalty Trust COM 785688102 231 3662 SH Sole 3662 Sandstorm Gold Ltd COM 80013r107 24 20000 SH Sole 20000 Sara Lee Corp COM 803111103 193 10205 SH Sole 8567 1638 Schlumberger Ltd COM 806857108 42167 617282 SH Sole 601294 3200 12788 2910 42600 SH Defined 01 40600 2000 89 1300 SH Defined 1300 Seacor Holdings Inc COM 811904101 2713 30500 SH Sole 30500 Shaw Communications Inc Cl B COM 82028K200 7008 352702 SH Sole 350202 2500 Sonora Resources Corp COM 835658105 12 25000 SH Sole 25000 Southern Co COM 842587107 347 7496 SH Sole 7496 St. Jude Medical Inc COM 790849103 252 7340 SH Sole 7340 Staples Inc COM 855030102 374 26923 SH Sole 26923 Starbucks Corp COM 855244109 553 12010 SH Sole 12010 State Street Corp COM 857477103 373 9262 SH Sole 9262 Sysco Corp COM 871829107 2819 96098 SH Sole 96098 Target Corp COM 87612E106 3956 77229 SH Sole 75505 1724 41 800 SH Defined 800 Teleflex Inc COM 879369106 539 8800 SH Sole 8800 Texas Instruments Inc COM 882508104 9918 340718 SH Sole 333993 6100 625 1319 45300 SH Defined 01 45300 The Keyw Holding Corp COM 493723100 160 21613 SH Sole 21613 Thoratec Corporation COM 885175307 203 6040 SH Sole 6040 Tiffany & Co COM 886547108 1083 16350 SH Sole 13350 3000 TJX Cos Inc COM 872540109 11985 185666 SH Sole 178860 6806 39 600 SH Defined 01 600 Torchmark Corp COM 891027104 2083 48006 SH Sole 48006 2083 48004 SH Defined 01 48004 Travelers Companies Inc COM 89417E109 854 14436 SH Sole 14436 44 750 SH Defined 750 Union Pacific Corp COM 907818108 31417 296550 SH Sole 291075 1550 3925 8433 79600 SH Defined 01 77600 2000 United Parcel Service Inc Cl B COM 911312106 9363 127924 SH Sole 124564 2700 660 1010 13800 SH Defined 01 13800 United Technologies Corp COM 913017109 27721 379278 SH Sole 368458 3200 7620 3450 47200 SH Defined 01 47200 73 1000 SH Defined 1000 US Bancorp COM 902973304 2039 75383 SH Sole 74116 1267 27 1000 SH Defined 01 1000 81 3000 SH Defined 3000 Valley National Bancorp COM 919794107 768 62086 SH Sole 62086 Vanguard Natural Resources LLC COM 92205F106 18633 674366 SH Sole 655665 18701 31 1125 SH Defined 1125 Varian Medical Systems Inc COM 92220P105 36282 540478 SH Sole 531268 2200 7010 3148 46900 SH Defined 01 43900 3000 Vectren Corp COM 92240G101 254 8395 SH Sole 8395 Verde Exploration Ltd COM 923375109 0 39198 SH Sole 39198 Verizon Communications COM 92343V104 1252 31218 SH Sole 22403 8815 Waddell & Reed Financial Inc C COM 930059100 359 14486 SH Sole 14486 343 13863 SH Defined 01 13863 Wal Mart Stores Inc COM 931142103 872 14588 SH Sole 14438 150 Walgreen Co COM 931422109 370 11200 SH Sole 11200 Weatherford International Ltd COM H27013103 362 24693 SH Sole 24693 Wellpoint Inc COM 94973V107 268 4050 SH Sole 4050 Wells Fargo & Co COM 949746101 3305 119905 SH Sole 114755 5150 White Mountains Insurance Grou COM G9618E107 22425 49452 SH Sole 49227 225 Whole Foods Market Inc COM 966837106 230 3300 SH Sole 3300 Williams Cos Inc COM 969457100 933 28250 SH Sole 24950 3300 40 1200 SH Defined 01 1200 Windstream Corp COM 97381W104 1014 86402 SH Sole 85369 1033 Yum Brands Inc COM 988498101 10917 185007 SH Sole 185007 8852 150000 SH Defined 01 150000 Zimmer Holdings Inc COM 98956P102 396 7410 SH Sole 7410 General American Investors Inc COM 368802104 813 32636 SH Sole 32636 India Fund Inc COM 454089103 2335 122657 SH Sole 120738 1844 75 57 3000 SH Defined 01 3000 First Trust ISE ChIndia Index COM 33733a102 218 12000 SH Sole 12000 IShares Dow Jones Select Divid COM 464287168 215 4000 SH Sole 4000 IShares FTSE/Xinhua China 25 I COM 464287184 17801 510497 SH Sole 504397 5050 1050 3799 108950 SH Defined 01 102950 6000 IShares Inc MSCI Japan Index F COM 464286848 9311 1022081 SH Sole 1004781 17300 2091 229500 SH Defined 01 221500 8000 IShares Inc S&P Latin America COM 464287390 8781 206263 SH Sole 203478 2660 125 1481 34800 SH Defined 01 34800 51 1200 SH Defined 1200 IShares MSCI Emerging Markets COM 464287234 17926 472481 SH Sole 461360 3850 7271 1893 49900 SH Defined 01 46900 3000 42 1100 SH Defined 1100 IShares Trust MSCI EAFE Index COM 464287465 506 10220 SH Sole 10220 Market Vectors Semiconductor E COM 57060U233 306 10050 SH Sole 10050 Powershares QQQ Trust COM 73935A104 1590 28487 SH Sole 28487 45 800 SH Defined 800 SPDR Gold Trust COM 78463V107 12888 84795 SH Sole 82785 1050 960 2857 18800 SH Defined 01 18000 800 SPDR S&P 500 ETF Trust COM 78462F103 2712 21610 SH Sole 21610 SPDR S&P China Index ETF COM 78463X400 8481 136124 SH Sole 134134 1950 40 2050 32900 SH Defined 01 31700 1200 50 800 SH Defined 800 WisdomTree India Earnings Fund COM 97717W422 11821 757760 SH Sole 750660 7100 3434 220100 SH Defined 01 210100 10000 31 2000 SH Defined 2000 Lexicon Pharma Inc Rights Exp 528872997 0 120000 SH Sole 120000