FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ROWE COMPANIES [ ROW ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/13/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/13/2004 | 12/13/2004 | G(12) | 55,250 | D | $0.00 | 786,748 | D | ||
Common Stock | 871 | I | see footnotes(1)(2) | |||||||
Common Stock | 2,227 | I | see footnotes(1)(3) | |||||||
Common Stock | 208,827 | I | see footntotes(1)(4) | |||||||
Common Stock | 127,383 | I | see footnotes(1)(5) | |||||||
Common Stock | 438,537 | I | see footnotes(1)(6) | |||||||
Common Stock | 12/13/2004 | 12/13/2004 | G(12) | 12,750 | A | $0.00 | 68,157 | I | see footnotes(1)(7) | |
Common Stock | 12/13/2004 | 12/13/2004 | G(12) | 12,750 | A | $0.00 | 115,972 | I | see footnotes(1)(8) | |
Common Stock | 12/13/2004 | 12/13/2004 | G(12) | 17,000 | A | $0.00 | 156,980 | I | see footnotes(1)(9) | |
Common Stock | 12/13/2004 | 12/13/2004 | G(12) | 4,250 | A | $0.00 | 42,157 | I | see foonotes(1)(10) | |
Common Stock | 12/13/2004 | 12/13/2004 | G(12) | 8,500 | A | $0.00 | 46,407 | I | see footnotes(1)(11) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase | $2.15 | 12/03/2002 | 12/03/2012 | common | 3,000 | 3,000 | D | ||||||||
Option to Purchase | $3.6 | 03/06/2002 | 03/06/2012 | common | 3,000 | 6,000 | D | ||||||||
Option to Purchase | $4.01 | 03/07/2001 | 03/07/2011 | common | 3,000 | 9,000 | D | ||||||||
Option to Purchase | $9 | 01/13/2000 | 01/13/2010 | common | 3,000 | 12,000 | D | ||||||||
Option to Purchase | $9.09 | 12/07/1998 | 12/07/2008 | common | 4,950 | 16,950 | D | ||||||||
Option to Purchase | $7.3864 | 02/02/1998 | 02/02/2008 | common | 4,950 | 21,900 | D | ||||||||
Option to Purchase | $8.0682 | 02/03/1997 | 02/03/2007 | common | 4,950 | 26,850 | D | ||||||||
Option to Purchase | $3.8636 | 02/05/1996 | 02/05/2006 | common | 4,950 | 31,800 | D | ||||||||
Option to Purchase | $4.5454 | 02/06/1995 | 02/06/2005 | common | 4,950 | 36,750 | D | ||||||||
Option to purchase | $3 | 12/01/2003 | 12/01/2013 | common | 3,000 | 39,750 | D |
Explanation of Responses: |
1. Beneficial owner of such securities for purposes of Section16 |
2. Co-trustee under a Revocable Trust Agreement for the Benefit of Jonathan Simon Elsberg |
3. Owned by wife. |
4. Shares held by wife and son as trustees under the Irrevocable Trust for the Wife and Descendants of Sidney J. Silver |
5. Co-trustee under the Irrevocable Trust Agreement for the Wife and Descendants of D. E. Rowe, Jr. |
6. Co-trustee under the Irrevocable Trust Agreement for the Descendants of Gladys B. Rowe. |
7. Shares held by wife and son as trustees under the Irrevocable Trust for the Benefit of Beth D. Silver and the Descendants of Beth D. Silver. |
8. Shares held by wife and son as trustees under the Irrevocable Trust for the Benefit of Patricia A. Silver and the Descendants of Patricia A. Silver. |
9. Shares held by wife and son as trustees under the Irrevocable Trust for the Benefit of Lisa E. Cannon and the Descendants of Lisa E. Cannon. |
10. Shares held by wife and son as trustees under the Irrevocable Trust for the Benefit of David C. Silver and the Descendants of David C. Silver. |
11. Shares held by wife and son as trustees under the Irrevocable Trust for the Benefit of Daniel Silver and the Descendants of Daniel Silver. |
12. Gift of 55,250 shares as follows: 12,750 shares to The Irrevocable Trust for the Benefit of Beth D. Silver; 12,750 shares to The Irrevocable Trust for the Benefit of Patricia A. Silver and the Descendants of Patricia A. Silver; 17,000 shares to The Irrevocable Trust for the Benefit of Lisa E. Cannon and the Descendants of Lisa E. Cannon; 4,250 shares to the Irrevocable Trust for the Benefit of David C. Silver and 8,500 sharaes to The Irrevocable Trust for the Benefit of Daniel B. Silver. |
Deborah C. Jacks, Attorney-In-Fact | 12/14/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |