-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvfsKZ8puUkmnXZE9lvmPLlExry5DgHDKHooANbp0Fsj0SCNjzaxiYnMI9hZWCC8 2NCpL4fuW5V7uwuHcDq8kw== 0001169232-09-003680.txt : 20090813 0001169232-09-003680.hdr.sgml : 20090813 20090813192623 ACCESSION NUMBER: 0001169232-09-003680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090811 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISBECK JOHN F CENTRAL INDEX KEY: 0001121265 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32543 FILM NUMBER: 091011888 MAIL ADDRESS: STREET 1: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46278 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORTUNE INDUSTRIES, INC. CENTRAL INDEX KEY: 0000851249 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 742504501 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: ATTN: CARRIE FITZSIMONS STREET 2: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 3175321374 MAIL ADDRESS: STREET 1: ATTN: CARRIE FITZSIMONS STREET 2: 6402 CORPORATE DRIVE CITY: INDIANAPOLIS STATE: IN ZIP: 46268 FORMER COMPANY: FORMER CONFORMED NAME: FORTUNE DIVERSIFIED INDUSTRIES INC DATE OF NAME CHANGE: 20010820 FORMER COMPANY: FORMER CONFORMED NAME: WOW ENTERTAINMENT INC DATE OF NAME CHANGE: 20001116 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GAMING & ENTERTAINMENT LTD /DE DATE OF NAME CHANGE: 19941229 4 1 d09-77613_ex.xml X0303 4 2009-08-11 0 0000851249 FORTUNE INDUSTRIES, INC. FFI 0001121265 FISBECK JOHN F 6402 CORPORATE DRIVE INDIANAPOLIS IN 46278 1 1 1 0 CEO Common Stock 1810525 D Common Stock 80000 I See footnote Common Stock 4237852 I See footnote Common Stock 2009-08-11 4 P 0 1333 3.75 A 2704619 I See Footnote The Reporting Person is the Custodian of a UTMA account for the benefit of his two children. The Reporting Person expressly disclaims beneficial ownership of these Shares. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. As a member of a Section 13(d) Reporting Group, the Reporting Person may be deemed to be an indirect beneficial owner of the shares owned by the other member of the Control Group, Carter M. Fortune. Neither the fact of this filing nor anything contained herein shall be deemed to be an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. 14 West, LLC acquired 1,333 shares of the Issuer's Common Stock from one of the shareholders of the Company's Precision Employee Management, Inc. subsidiary through a private sale occurring pursuant to the exercise of put sale rights held by the shareholder in relation to the acquisition of Precision Employee Management, Inc. by the Company in 2007. The Reporting Person shares an indirect beneficial ownership interest in 2,704,619 shares of Company Common Stock held by 14 West, LLC. 14 West, LLC holds a total of 2,704,619 shares of Company Common Stock. /s/ John F. Fisbeck 2009-08-13 -----END PRIVACY-ENHANCED MESSAGE-----