-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RtxAWORm9dUnhXk4m1ukhRlhgbtZ7qFPnHhMznW2R8glBdiFgYA5dIKAMmz9yQ/m fN0V+1uA+GNU7F+sZS+qpQ== 0000849869-09-000127.txt : 20091125 0000849869-09-000127.hdr.sgml : 20091125 20091125141246 ACCESSION NUMBER: 0000849869-09-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLOTT ANTHONY J CENTRAL INDEX KEY: 0001199503 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22117 FILM NUMBER: 091207864 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SILGAN HOLDINGS INC CENTRAL INDEX KEY: 0000849869 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 061269834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 LANDMARK SQ CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039757110 MAIL ADDRESS: STREET 1: 4 LANDMARK SQUARE STREET 2: SUITE 400 CITY: STAMFORD STATE: CT ZIP: 06901 4 1 form4allott1109_ex.xml X0303 4 2009-11-23 0 0000849869 SILGAN HOLDINGS INC SLGN 0001199503 ALLOTT ANTHONY J 4 LANDMARK SQUARE SUITE 400 STAMFORD CT 06901 1 1 0 0 President and CEO Common Stock 2009-11-23 4 M 0 20000 19 A 178312 D Common Stock 2009-11-23 4 S 0 20000 55.1009 D 158312 D Common Stock 2009-11-23 4 M 0 10000 10.13 A 168312 D Common Stock 2009-11-23 4 S 0 10000 55.1009 D 158312 D Nonqualified options to purchase Common Stock 19 2009-11-23 4 M 0 20000 19 D 2012-05-19 Common Stock 20000 190000 D Nonqualified options to purchase Common Stock 10.13 2009-11-23 4 M 0 10000 10.13 D 2013-02-27 Common Stock 10000 180000 D The range of sale prices for 11/23/2009 was $55.00 - $55.45. The reporting person undertakes to provide, upon request of the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. This amount includes 139,800 restricted stock units that are not yet vested that have been granted under the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended. Upon vesting, these restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis. These options were granted on May 20, 2002 and vested ratably over a five year period beginning on May 20, 2003. All of these options were exercisable prior to the transactions reported on this Form 4. These options were granted on February 28, 2003 and vested ratably over a five year period beginning on February 28, 2004. All of these options were exercisable prior to the transactions reported on this Form 4. This amount includes 120,000 options granted on May 20, 2002 (all of which are currently exercisable) and 60,000 options granted on February 28, 2002 (all of which are currently exercisable). /s/ Anthony J. Allott 2009-11-25 -----END PRIVACY-ENHANCED MESSAGE-----