0000849854-13-000006.txt : 20131030 0000849854-13-000006.hdr.sgml : 20131030 20131029175257 ACCESSION NUMBER: 0000849854-13-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131029 EFFECTIVENESS DATE: 20131030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 131177332 BUSINESS ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 09-30-2013 09-30-2013 STRATEGIC WEALTH MANAGEMENT INC /ADV

550 KIRKLAND WAY SUITE 200 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore Kirkland WA 10-29-2013 1 31 91790 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 130930SWMSEC13f.xml Financial Select Sector SPDR ETF 81369Y605 843 42350 SH SOLE 42350 0 0 Health Care Select Sector SPDR ETF 81369Y209 3672 72587 SH DFND 01 72587 0 0 Market Vectors Gold Miners ETF ETF 57060U100 321 12813 SH SOLE 12813 0 0 PowerShares QQQ ETF 73935A104 831 10537 SH SOLE 10537 0 0 PowerShares QQQ ETF 73935A104 7252 91936 SH DFND 01 91936 0 0 SPDR S&P ETF 78462F103 6631 39469 SH DFND 01 39469 0 0 SPDR S&P Midcap ETF 78467Y107 6792 30011 SH DFND 01 30011 0 0 SPDR S&P Retail ETF 78464A714 7500 91448 SH DFND 01 91448 0 0 Technology Select Sector SPDR ETF 81369Y803 772 24100 SH SOLE 24100 0 0 Vanguard Information Technolog ETF 92204A702 799 9895 SH SOLE 9895 0 0 iShares Dow Jones US Basic Mat ETF 464287838 8878 120000 SH SOLE 120000 0 0 iShares Dow Jones US Financial ETF 464287788 838 11439 SH SOLE 11439 0 0 iShares Dow Jones US Financial ETF 464287770 836 11275 SH SOLE 11275 0 0 iShares Goldman Sachs Software ETF 464287515 806 10560 SH SOLE 10560 0 0 iShares Russell Midcap Value I ETF 464287473 6960 114269 SH DFND 01 114269 0 0 ConocoPhillips COM 20825C104 1183 17015 SH SOLE 17015 0 0 First Majestic Silver Corp COM 32076V103 890 75040 SH SOLE 75040 0 0 Intel COM 458140100 1136 49565 SH SOLE 49565 0 0 Windstream Corp COM 97382A101 2551 319250 SH SOLE 319250 0 0 Yahoo COM 984332106 833 25100 SH SOLE 25100 0 0 iShares Nasdaq Biotechnology ETF 464287556 1970 9400 SH SOLE 9400 0 0 iShares Nasdaq Biotechnology ETF 464287556 8672 41373 SH DFND 01 41373 0 0 Gastar Exploration COM 367299203 140 35318 SH SOLE 35318 0 0 Imperial Petrolium Recovery COM 453079105 1 22000 SH SOLE 22000 0 0 iShares MSCI South Korea Index ETF 464286772 758 12330 SH SOLE 12330 0 0 iShares MSCI Spain Index ETF 464286764 7893 227150 SH SOLE 227150 0 0 Goldcorp ADR 380956409 598 23000 SH SOLE 23000 0 0 SPDR Gold Shares ETF 78463V107 4113 32087 SH SOLE 32087 0 0 iShares Goldman Sachs Natural ETF 464287374 1888 45550 SH SOLE 45550 0 0 iShares Silver Trust ETF 46428Q109 4651 222519 SH SOLE 222519 0 0