0000849854-13-000004.txt : 20130722 0000849854-13-000004.hdr.sgml : 20130722 20130722132032 ACCESSION NUMBER: 0000849854-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130722 DATE AS OF CHANGE: 20130722 EFFECTIVENESS DATE: 20130722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV CENTRAL INDEX KEY: 0000849854 IRS NUMBER: 911510392 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15527 FILM NUMBER: 13978881 BUSINESS ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4252507600 MAIL ADDRESS: STREET 1: 550 KIRKLAND WAY STREET 2: SUITE 200 CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC DATE OF NAME CHANGE: 20120810 FORMER COMPANY: FORMER CONFORMED NAME: SAI ADVISORS INC /ADV DATE OF NAME CHANGE: 19910226 FORMER COMPANY: FORMER CONFORMED NAME: STRATEGIC WEALTH MANAGEMENT INC /ADV DATE OF NAME CHANGE: 19890502 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000849854 XXXXXXXX 06-30-2013 06-30-2013 STRATEGIC WEALTH MANAGEMENT INC /ADV

550 KIRKLAND WAY SUITE 200 KIRKLAND WA 98033

13F HOLDINGS REPORT 028-15527 N Patrick L. Sizemore 4252507600 Patrick L. Sizemore, President Kirkland WA 07-22-2013 1 31 95504 false 1 0001513227 028-14414 Smart Portfolios, LLC INFORMATION TABLE 2 130630SWMSEC13f.xml FORM 13F JUNE 2013 Financial Select Sector SPDR ETF 81369Y605 823 42350 SH SOLE 42350 0 0 Market Vectors Gold Miners ETF ETF 57060U100 1779 72644 SH SOLE 72644 0 0 PowerShares QQQ ETF 73935A104 750 10537 SH SOLE 10537 0 0 PowerShares QQQ ETF 73935A104 6552 91936 SH DFND 01 91936 0 0 SPDR S&P ETF 78462F103 6331 39469 SH DFND 01 39469 0 0 SPDR S&P Midcap ETF 78467Y107 6305 30011 SH DFND 01 30011 0 0 SPDR S&P Retail ETF 78464A714 7005 91448 SH DFND 01 91448 0 0 Technology Select Sector SPDR ETF 81369Y803 737 24100 SH SOLE 24100 0 0 Utilities Spyder ETF 81369Y886 3 100 SH SOLE 100 0 0 Utilities Spyder ETF 81369Y886 6251 166122 SH DFND 01 166122 0 0 Vanguard Information Technolog ETF 92204A702 732 9895 SH SOLE 9895 0 0 iShares Dow Jones US Financial ETF 464287788 818 11439 SH SOLE 11439 0 0 iShares Dow Jones US Financial ETF 464287770 806 11275 SH SOLE 11275 0 0 iShares Dow Jones US Pharmaceu ETF 464288836 1786 17925 SH SOLE 17925 0 0 iShares Dow Jones US Telecom ETF 464287713 1721 66600 SH SOLE 66600 0 0 iShares Goldman Sachs Software ETF 464287515 717 10560 SH SOLE 10560 0 0 iShares Russell Midcap Value I ETF 464287473 6618 114269 SH DFND 01 114269 0 0 Merck COM 58933Y105 759 16350 SH SOLE 16350 0 0 iShares Nasdaq Biotechnology ETF 464287556 3698 21271 SH SOLE 21271 0 0 iShares Nasdaq Biotechnology ETF 464287556 7193 41373 SH DFND 01 41373 0 0 iShares Russell 2000 Value Ind ETF 464287630 5289 61575 SH SOLE 61575 0 0 iShares Russell 2000 Value Ind ETF 464287630 2922 34017 SH DFND 01 34017 0 0 Chesapeake Granite Wash Trust COM 165185109 2887 187395 SH SOLE 187395 0 0 Gastar Exploration COM 367299203 94 35318 SH SOLE 35318 0 0 Imperial Petrolium Recovery COM 453079105 0 22000 SH SOLE 22000 0 0 Knight Capital Group, Inc. COM 499005106 41 11550 SH SOLE 11550 0 0 iShares MSCI South Korea Index ETF 464286772 655 12330 SH SOLE 12330 0 0 iShares MSCI Spain Index ETF 464286764 6674 241050 SH SOLE 241050 0 0 SPDR Gold Shares ETF 78463V107 6383 53591 SH SOLE 53591 0 0 United States Natural Gas ETF 912318201 6002 316773 SH SOLE 316773 0 0 iShares Silver Trust ETF 46428Q109 3159 166566 SH SOLE 166566 0 0