SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HAAS JOHN OTTO ET AL

(Last) (First) (Middle)
459 HUSTON ROAD

(Street)
RADNOR PA 19087

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROHM & HAAS CO [ ROH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) X Other (specify below)
Trustee/Beneficiary
3. Date of Earliest Transaction (Month/Day/Year)
09/29/2003
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 23,832 D(1)
Common Stock 250,833 D
Common Stock 30,000 I Held by spouse as custodian for minor children
Common Stock 09/29/2003 S 9,500(2) D $33.4 2,291,548 I By trust dated 12/20/45
Common Stock 09/29/2003 S 100(2) D $33.31 27,083,636 I By trust dated 12/21/45
Common Stock 09/29/2003 S 1,300(2) D $33.32 27,082,336 I By trust dated 12/21/45
Common Stock 09/29/2003 S 900(2) D $33.33 27,081,436 I By trust dated 12/21/45
Common Stock 09/29/2003 S 300(2) D $33.34 27,081,136 I By trust dated 12/21/45
Common Stock 09/29/2003 S 700(2) D $33.35 27,080,436 I By trust dated 12/21/45
Common Stock 09/29/2003 S 1,000(2) D $33.36 27,079,436 I By trust dated 12/21/45
Common Stock 09/29/2003 S 2,200(2) D $33.37 27,077,236 I By trust dated 12/21/45
Common Stock 09/29/2003 S 19,600(2) D $33.38 27,057,636 I By trust dated 12/21/45
Common Stock 09/29/2003 S 9,100(2) D $33.39 27,048,536 I By trust dated 12/21/45
Common Stock 09/29/2003 S 32,500(2) D $33.4 27,016,036 I By trust dated 12/21/45
Common Stock 09/29/2003 S 600(2) D $33.405 27,015,436 I By trust dated 12/21/45
Common Stock 09/29/2003 S 10,100(2) D $33.41 27,005,336 I By trust dated 12/21/45
Common Stock 09/29/2003 S 9,800(2) D $33.42 26,995,536 I By trust dated 12/21/45
Common Stock 09/29/2003 S 14,800(2) D $33.43 26,980,736 I By trust dated 12/21/45
Common Stock 09/29/2003 S 400(2) D $33.44 26,980,336 I By trust dated 12/21/45
Common Stock 09/29/2003 S 3,200(2) D $33.45 26,977,136 I By trust dated 12/21/45
Common Stock 09/29/2003 S 3,400(2) D $33.46 26,973,736 I By trust dated 12/21/45
Common Stock 09/29/2003 S 500(2) D $33.47 26,973,236 I By trust dated 12/21/45
Common Stock 3,484,152(3) I By charitable trust
Common Stock 5,819,580(4) I By charitable trust dated 8/3/55
Common Stock 21,670,560(4) I By charitable trust dated 9/28/56
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Owned as joint tenant with right of survivorship with spouse.
2. The 9,500 shares sold on 9/29/03 were sold from the Otto Haas Trust, and the other 110,500 shares sold on 9/29/03 were sold from the Phoebe W. Haas Trust. These same transactions are also being reported by other trustees and by the Phoebe W. Haas Trust, for its transactions, in separate filings.
3. The Phoebe W. Haas Charitable Trust established 8/24/61 as a single trust was divided into two separate but equal parts effective February 1, 1972. The reporting person is co-trustee and beneficiary of one such part. The reporting person disclaims beneficial ownership of these securities.
4. The reporting person disclaims beneficial ownership of these securities.
Remarks:
Cathlene M. Britt on behalf of John O. Haas 10/01/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.