0000846797-13-000004.txt : 20130802
0000846797-13-000004.hdr.sgml : 20130802
20130802112627
ACCESSION NUMBER: 0000846797-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130802
DATE AS OF CHANGE: 20130802
EFFECTIVENESS DATE: 20130802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN INVESTMENT ASSOCIATES, LLC
CENTRAL INDEX KEY: 0000846797
IRS NUMBER: 310861689
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02462
FILM NUMBER: 131005286
BUSINESS ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
BUSINESS PHONE: 8003273656
MAIL ADDRESS:
STREET 1: 3500 PENTAGON BLVD, SUITE 200
CITY: BEAVERCREEK
STATE: OH
ZIP: 45431
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN C H & ASSOCIATES INC
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0000846797
XXXXXXXX
06-30-2013
06-30-2013
DEAN INVESTMENT ASSOCIATES, LLC
3500 PENTAGON BLVD, SUITE 200
BEAVERCREEK
OH
45431
13F HOLDINGS REPORT
028-02462
N
Debra Rindler
Chief Compliance Officer
937-222-9531
Debra E. Rindler
Beavercreek
OH
08-02-2013
1
215
350541
false
2
0001455468
028-13367
Dean Capital Management
INFORMATION TABLE
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frm13f063013.xml
3M Co
CS
88579Y101
1089
9954
SH
DFND
02
6579
0
3375
Aflac Inc
CS
001055102
5523
95029
SH
DFND
02
78679
0
16350
AGL Resources Inc
CS
001204106
400
9333
SH
DFND
02
8857
0
476
Air Prods & Chems Inc
CS
009158106
339
3700
SH
DFND
02
3225
0
475
Allegheny Technologies Inc
CS
01741R102
270
10270
SH
DFND
02
9746
0
524
Alliant Energy Corp
CS
018802108
344
6832
SH
DFND
02
5957
0
875
Altria Group Inc
CS
02209S103
321
9169
SH
DFND
02
7939
0
1230
American Equity Investment Lif
CS
025676206
2016
128418
SH
DFND
02
128418
0
0
Ameriprise Finl Inc
CS
03076C106
370
4574
SH
DFND
02
4343
0
231
Andersons Inc
CS
034164103
1451
27285
SH
DFND
02
27285
0
0
Anixter Intl Inc
CS
035290105
1464
19310
SH
DFND
02
19310
0
0
Apache Corp
CS
037411105
3477
41481
SH
DFND
02
34750
0
6731
Arris Group Inc
CS
04270V106
1009
70335
SH
DFND
02
70335
0
0
Arrow Electrs Inc
CS
042735100
335
8419
SH
DFND
02
7995
0
424
Atwood Oceanics Inc
CS
050095108
1452
27900
SH
DFND
02
27900
0
0
Autoliv Inc
CS
052800109
2778
35895
SH
DFND
02
32050
0
3845
Avista Corp
CS
05379B107
301
11154
SH
DFND
02
9729
0
1425
AZZ Inc
CS
002474104
2321
60195
SH
DFND
02
60195
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0
Baker Hughes Inc
CS
057224107
3629
78672
SH
DFND
02
70864
0
7808
Bank of NY Mellon
CS
064058100
4274
152367
SH
DFND
02
125668
0
26699
Barnes Group Inc
CS
067806109
1056
35200
SH
DFND
02
35200
0
0
Barry (R.G.)
CS
068798107
1437
88510
SH
DFND
02
88510
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0
Baxter Intl Inc
CS
071813109
416
6007
SH
DFND
02
5234
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773
BBCN Bancorp Inc
CS
073295107
896
63018
SH
DFND
02
63018
0
0
BCE Inc
CS
05534B760
281
6842
SH
DFND
02
5967
0
875
Bed Bath & Beyond Inc
CS
075896100
280
3948
SH
DFND
02
3743
0
205
Berkshire Hathaway Inc Cl B
CS
084670702
1260
11257
SH
DFND
02
7457
0
3800
Biomed Realty Trust Inc
CS
09063H107
290
14333
SH
DFND
02
13610
0
723
Blackrock Inc
CS
09247X101
5216
20307
SH
DFND
02
16998
0
3309
BOK Financial Corp
CS
05561Q201
340
5305
SH
DFND
02
5029
0
276
Bryn Mawr Bank Corp
CS
117665109
1512
63196
SH
DFND
02
63196
0
0
C&F Financial Corp
CS
12466Q104
2485
44590
SH
DFND
02
44590
0
0
C&J Energy Services Inc
CS
12467B304
1553
80195
SH
DFND
02
80195
0
0
Cal Maine Foods Inc
CS
128030202
1280
27530
SH
DFND
02
27530
0
0
Cameron International Corp
CS
13342B105
374
6118
SH
DFND
02
5807
0
311
Carefusion Corp
CS
14170T101
375
10185
SH
DFND
02
9655
0
530
Caseys Gen Stores Inc
CS
147528103
1225
20370
SH
DFND
02
20370
0
0
Cash Amer Intl Inc
CS
14754D100
966
21245
SH
DFND
02
21245
0
0
CBIZ Inc
CS
124805102
1340
199720
SH
DFND
02
199720
0
0
CEC Entertainment Inc
CS
125137109
1050
25585
SH
DFND
02
25585
0
0
Chatham Lodging Trust
CS
16208T102
1574
91620
SH
DFND
02
91620
0
0
Chevron Corp
CS
166764100
4963
41940
SH
DFND
02
35793
0
6147
Cisco Sys Inc
CS
17275R102
5490
225600
SH
DFND
02
189016
0
36584
CMS Energy Corp
CS
125896100
341
12553
SH
DFND
02
11902
0
651
Coca Cola Bottling Co Cons
CS
191098102
546
8930
SH
DFND
02
8930
0
0
Commercial Metals Co
CS
201723103
2011
136131
SH
DFND
02
122062
0
14069
ConocoPhillips
CS
20825C104
1601
26463
SH
DFND
02
19318
0
7145
CR Bard
CS
067383109
513
4723
SH
DFND
02
4482
0
241
Crane Co
CS
224399105
5756
96061
SH
DFND
02
89489
0
6572
CST Brands Inc
CS
12646R105
3672
119194
SH
DFND
02
110704
0
8490
CSX Corp
CS
126408103
386
16662
SH
DFND
02
15812
0
850
CVS Caremark Corp
CS
126650100
5037
88098
SH
DFND
02
73368
0
14730
Darden Restaurants Inc
CS
237194105
3561
70534
SH
DFND
02
63523
0
7011
Devon Energy Corp
CS
25179M103
3136
60453
SH
DFND
02
50067
0
10386
Diebold Inc
CS
253651103
505
14990
SH
DFND
02
14990
0
0
Digital Rlty Trust Inc
CS
253868103
3102
50852
SH
DFND
02
45881
0
4971
Dime Community Bancshares
CS
253922108
1008
65820
SH
DFND
02
65820
0
0
Discover Financial Svcs
CS
254709108
398
8364
SH
DFND
02
7937
0
427
Dover Corp
CS
260003108
1868
24052
SH
DFND
02
17325
0
6726
Dow Chem Co
CS
260543103
336
10443
SH
DFND
02
9113
0
1330
Dr Pepper Snapple Group Inc
CS
26138E109
351
7639
SH
DFND
02
7249
0
390
Duke Energy Corp
CS
26441c204
301
4465
SH
DFND
02
3895
0
570
Eaton Corp PLC
CS
g29183103
878
13344
SH
DFND
02
12108
0
1236
El Paso Electric Co
CS
283677854
4721
133694
SH
DFND
02
125103
0
8591
EMCOR Group Inc
CS
29084Q100
1040
25583
SH
DFND
02
25583
0
0
Emerson Electric Co
CS
291011104
1330
24384
SH
DFND
02
17663
0
6721
Energizer Hldgs Inc
CS
29266R108
403
4006
SH
DFND
02
3802
0
204
Enstar Group Ltd
CS
G3075P101
1031
7755
SH
DFND
02
7755
0
0
Exxon Mobil Corp
CS
30231G102
5784
64021
SH
DFND
02
53902
0
10119
Fedex Corp
CS
31428X106
3974
40309
SH
DFND
02
33784
0
6525
Fifth Street Finance Corp
CS
31678A103
311
29762
SH
DFND
02
25957
0
3805
First Finl Bancorp
CS
320209109
269
18039
SH
DFND
02
15739
0
2300
Firstmerit Corp
CS
337915102
1118
55805
SH
DFND
02
55805
0
0
Flowserve Corp
CS
34354P105
421
7796
SH
DFND
02
7400
0
396
Fluor Corp
CS
343412102
349
5879
SH
DFND
02
5579
0
300
FMC Corp
CS
302491303
407
6658
SH
DFND
02
6319
0
339
General Cable Corp
CS
369300108
2354
76551
SH
DFND
02
68550
0
8001
General Electric Co
CS
369604103
5244
226127
SH
DFND
02
189313
0
36814
General Mills Inc
CS
370334104
1376
28347
SH
DFND
02
20363
0
7984
Genesco Inc
CS
371532102
2033
30345
SH
DFND
02
30345
0
0
Genuine Parts Co
CS
372460105
384
4913
SH
DFND
02
4286
0
627
Greif Inc-Cl B
CS
397624206
313
5585
SH
DFND
02
4870
0
715
Greif Inc Cl A
CS
397624107
3037
57668
SH
DFND
02
51989
0
5679
Halliburton Co
CS
406216101
751
18000
SH
DFND
02
12375
0
5625
Health Net Inc
CS
42222G108
983
30895
SH
DFND
02
30895
0
0
Healthsouth Corp
CS
421924309
3569
123921
SH
DFND
02
111265
0
12656
Helen Of Troy Ltd
CS
G4388N106
2050
53423
SH
DFND
02
53423
0
0
Hillenbrand Inc
CS
431571108
990
41741
SH
DFND
02
41741
0
0
Horizon Bancorp Indiana
CS
440407104
1967
96366
SH
DFND
02
96366
0
0
Illinois Tool Wks Inc
CS
452308109
1090
15760
SH
DFND
02
10420
0
5340
Ingredion Inc
CS
457187102
448
6829
SH
DFND
02
6482
0
347
Innophos Holdings Inc
CS
45774N108
485
10290
SH
DFND
02
10290
0
0
Intel Corp
CS
458140100
3990
164669
SH
DFND
02
136035
0
28634
Interpublic Group Cos
CS
460690100
384
26375
SH
DFND
02
25039
0
1336
Invesco Ltd
CS
G491BT108
438
13764
SH
DFND
02
13067
0
697
Investors Bancorp Inc
CS
46146P102
1549
73490
SH
DFND
02
73490
0
0
Investors Title Co
CS
461804106
926
13059
SH
DFND
02
13059
0
0
JM Smucker Co
CS
832696405
370
3589
SH
DFND
02
3409
0
180
John Bean Technologies
CS
477839104
1039
49435
SH
DFND
02
49435
0
0
Johnson & Johnson
CS
478160104
5502
64081
SH
DFND
02
54000
0
10081
Johnson Controls Inc
CS
478366107
937
26167
SH
DFND
02
17480
0
8687
JPMorgan Chase & Co
CS
46625H100
6664
126240
SH
DFND
02
105319
0
20921
Kennametal Inc
CS
489170100
2574
66281
SH
DFND
02
59371
0
6910
Keycorp
CS
493267108
433
39226
SH
DFND
02
37231
0
1995
Kimberly Clark Corp
CS
494368103
395
4070
SH
DFND
02
3550
0
520
KMG Chemicals Inc
CS
482564101
1123
53205
SH
DFND
02
53205
0
0
Kohls Corp
CS
500255104
433
8577
SH
DFND
02
8139
0
438
Koppers Holdings Inc
CS
50060P106
1984
51960
SH
DFND
02
51960
0
0
Kulicke & Soffa Industries Inc
CS
501242101
921
83255
SH
DFND
02
83255
0
0
Laclede Group Inc
CS
505597104
1527
33435
SH
DFND
02
33435
0
0
Libbey Inc
CS
529898108
1072
44740
SH
DFND
02
44740
0
0
Linear Technology Corp
CS
535678106
382
10364
SH
DFND
02
9834
0
530
Lockheed Martin Corp
CS
539830109
456
4206
SH
DFND
02
3666
0
540
Lorillard Inc
CS
544147101
399
9145
SH
DFND
02
7940
0
1205
M&T Bank Corp
CS
55261F104
444
3977
SH
DFND
02
3774
0
203
Macys Inc
CS
55616P104
503
10477
SH
DFND
02
9943
0
534
Magellan Health Svcs Inc
CS
559079207
2202
39272
SH
DFND
02
39272
0
0
Maidenform Brands Inc
CS
560305104
934
53900
SH
DFND
02
53900
0
0
Manpowergroup
CS
56418H100
3552
64817
SH
DFND
02
58097
0
6720
McDonalds Corp
CS
580135101
1437
14514
SH
DFND
02
10329
0
4185
Meadwestvaco Corp
CS
583334107
330
9662
SH
DFND
02
9169
0
493
Medical Properties Trust Inc
CS
58463J304
368
25710
SH
DFND
02
24397
0
1313
Mednax Inc
CS
58502B106
388
4234
SH
DFND
02
4019
0
215
Medtronic Inc
CS
585055106
3988
77490
SH
DFND
02
69414
0
8076
Mens Wearhouse Inc
CS
587118100
1342
35445
SH
DFND
02
35445
0
0
Merck & Co Inc
CS
58933Y105
356
7663
SH
DFND
02
6683
0
980
Mercury Genl Corp
CS
589400100
267
6071
SH
DFND
02
5291
0
780
Meridian Bioscience Inc
CS
589584101
266
12359
SH
DFND
02
10754
0
1605
Metlife Inc
CS
59156R108
5269
115146
SH
DFND
02
97804
0
17342
Microchip Technology Inc
CS
595017104
294
7879
SH
DFND
02
6874
0
1005
Microsoft Corp
CS
594918104
4384
126903
SH
DFND
02
106843
0
20061
Molex Inc
CS
608554101
404
13783
SH
DFND
02
13083
0
700
Mosaic Co
CS
61945c103
799
14843
SH
DFND
02
9927
0
4916
MTS Systems Corp
CS
553777103
1995
35255
SH
DFND
02
35255
0
0
Murphy Oil Corp
CS
626717102
4126
67763
SH
DFND
02
57255
0
10508
National Beverage Corp
CS
635017106
1814
103840
SH
DFND
02
103840
0
0
National Fuel Gas Co
CS
636180101
394
6799
SH
DFND
02
6454
0
345
New York Community Bancorp
CS
649445103
354
25297
SH
DFND
02
22077
0
3220
Nicholas Financial Inc
CS
65373J209
1383
91490
SH
DFND
02
91490
0
0
Noble Energy Inc
CS
655044105
474
7894
SH
DFND
02
7494
0
400
Nucor Corp
CS
670346105
823
19005
SH
DFND
02
12570
0
6435
NV Energy Inc
CS
67073Y106
383
16321
SH
DFND
02
15471
0
850
Olin Corp
CS
680665205
957
40005
SH
DFND
02
40005
0
0
Parker Hannifin Corp
CS
701094104
4330
45383
SH
DFND
02
40903
0
4480
Paychex Inc
CS
704326107
351
9609
SH
DFND
02
8379
0
1230
PepsiCo Inc
CS
713448108
4471
54668
SH
DFND
02
46074
0
8594
Pfizer Inc
CS
717081103
392
13984
SH
DFND
02
12204
0
1780
Philip Morris Intl Inc
CS
718172109
337
3886
SH
DFND
02
3366
0
520
PNC Finl Svcs Group Inc
CS
693475105
3686
50549
SH
DFND
02
42385
0
8164
Praxair Inc
CS
74005P104
3788
32895
SH
DFND
02
27681
0
5214
Primerica Inc
CS
74164M108
2016
53847
SH
DFND
02
53847
0
0
Procter & Gamble Co
CS
742718109
313
4067
SH
DFND
02
3547
0
520
Protective Life Corp
CS
743674103
1870
48675
SH
DFND
02
48675
0
0
QEP Res Inc
CS
74733V100
333
11998
SH
DFND
02
11386
0
612
Realty Income Corp
CS
756109104
309
7365
SH
DFND
02
6425
0
940
Reinsurance Group Of America
CS
759351604
454
6563
SH
DFND
02
6228
0
335
Reynolds American Inc
CS
761713106
355
7337
SH
DFND
02
6397
0
940
Rockwood Holdings Inc
CS
774415103
361
5645
SH
DFND
02
5352
0
293
Ryder Sys Inc
CS
783549108
969
15945
SH
DFND
02
15945
0
0
Schlumberger Ltd
CS
806857108
671
9367
SH
DFND
02
6144
0
3223
Schweitzer-Mauduit Intl Inc
CS
808541106
2479
49700
SH
DFND
02
49700
0
0
Sealed Air Corp
CS
81211K100
359
15009
SH
DFND
02
14228
0
781
Select Medical Holdings Corp
CS
81619Q105
981
119655
SH
DFND
02
119655
0
0
Sensient Technologies Corp
CS
81725T100
1538
38001
SH
DFND
02
37552
0
449
Sigma Aldrich Corp
CS
826552101
958
11908
SH
DFND
02
7883
0
4025
Silgan Holdings Inc
CS
827048109
327
6954
SH
DFND
02
6592
0
362
Snap On Inc
CS
833034101
359
4019
SH
DFND
02
3814
0
205
Southern Co
CS
842587107
1177
26682
SH
DFND
02
19010
0
7672
Sparton Corp
CS
847235108
1879
108975
SH
DFND
02
108975
0
0
State Street
CS
857477103
5318
81545
SH
DFND
02
69783
0
11762
Stepan Co
CS
858586100
1683
30265
SH
DFND
02
30265
0
0
Stryker Corp
CS
863667101
3550
54878
SH
DFND
02
45840
0
9038
Summit Hotel Properties Inc
CS
866082100
3718
393421
SH
DFND
02
369592
0
23829
Synopsys Inc
CS
871607107
470
13134
SH
DFND
02
12464
0
670
Sysco Corp
CS
871829107
2720
79631
SH
DFND
02
70781
0
8850
TAL International Group Inc
CS
874083108
385
8835
SH
DFND
02
7705
0
1130
Target Corp
CS
87612E106
3602
52304
SH
DFND
02
43733
0
8570
TE Connectivity Ltd
CS
H84989104
456
10024
SH
DFND
02
9514
0
510
Tech Data Corp
CS
878237106
1873
39783
SH
DFND
02
39783
0
0
Tenneco Inc
CS
880349105
2823
62349
SH
DFND
02
55926
0
6423
The Ensign Group Inc
CS
29358P101
1945
55230
SH
DFND
02
55230
0
0
The Walt Disney Co
CS
254687106
4230
66988
SH
DFND
02
55901
0
11087
Torchmark Corp
CS
891027104
4039
61998
SH
DFND
02
56010
0
5988
Towers Watson & Co
CS
891894107
472
5759
SH
DFND
02
5466
0
293
Triumph Group Inc
CS
896818101
956
12073
SH
DFND
02
12073
0
0
Tronox Ltd-Cl A
CS
Q9235V101
1454
72159
SH
DFND
02
72159
0
0
United Financial Bancorp Inc
CS
91030T109
1011
66755
SH
DFND
02
66755
0
0
United Stationers Inc
CS
913004107
1848
55090
SH
DFND
02
55090
0
0
UnitedHealth Group Inc
CS
91324P102
1092
16671
SH
DFND
02
10937
0
5733
Unum Group
CS
91529Y106
500
17026
SH
DFND
02
16160
0
866
URS Corp
CS
903236107
1904
40330
SH
DFND
02
40330
0
0
US Bancorp
CS
902973304
4147
114715
SH
DFND
02
97660
0
17054
US Ecology Inc
CS
91732J102
1277
46545
SH
DFND
02
46545
0
0
US Physical Therapy Inc
CS
90337L108
1041
37650
SH
DFND
02
37650
0
0
Varian Med Sys Inc
CS
92220P105
919
13632
SH
DFND
02
8904
0
4728
Verizon
CS
92343V104
345
6846
SH
DFND
02
5971
0
875
Wal Mart Stores Inc
CS
931142103
3847
51646
SH
DFND
02
43106
0
8540
Weight Watchers Intl Inc
CS
948626106
497
10815
SH
DFND
02
10815
0
0
WellPoint Inc
CS
94973V107
1046
12784
SH
DFND
02
8459
0
4325
Wells Fargo & Co
CS
949746101
4070
98621
SH
DFND
02
83080
0
15541
Westar Energy Inc
CS
95709T100
307
9609
SH
DFND
02
8379
0
1230
Whirlpool Corp
CS
963320106
347
3033
SH
DFND
02
2878
0
155
Wiley John & Sons Inc Cl A
CS
968223206
1176
29325
SH
DFND
02
29325
0
0
WR Berkley Corp
CS
084423102
331
8089
SH
DFND
02
7677
0
412
Zimmer Hldgs Inc
CS
98956P102
334
4454
SH
DFND
02
4229
0
225
Zions Bancorporation
CS
989701107
390
13477
SH
DFND
02
12796
0
681
KKR Financial Holdings Llc
LP
48248A306
1999
189480
SH
DFND
02
189480
0
0
Spectra Energy Partners LP
LP
84756N109
401
8714
SH
DFND
02
7510
0
1204
Sunoco Logistics Partners LP
LP
86764L108
366
5720
SH
DFND
02
4935
0
785
Calamos Conv & High Income Fd
EF
12811P108
1171
94490
SH
DFND
02
94490
0
0
Cohen & Steers Reit & Pfd Inc
EF
19247X100
1236
71510
SH
DFND
02
71510
0
0
iShares S&P Natl AMT-Free Muni
EF
464288414
1736
16526
SH
DFND
02
12871
0
3655
LMP Corp Loan Fund Inc
EF
50208B100
7984
614175
SH
DFND
02
529857
0
84318
SPDR S&P 500 ETF Tr Tr Unit
EF
78462F103
374
2332
SH
SOLE
2332
0
0
Tortoise Energy Capital Corp
EF
89147U100
7997
231132
SH
DFND
02
193820
0
37312