-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NtyQJoaU56iD5Fn1wSrn7WZm/u3XFpfu87d/ct7uHbnZd9MCqcH4xw/yGXb+jyJl tZjA7HL9KbvC8LgAgXgh5Q== 0000891092-09-004215.txt : 20091106 0000891092-09-004215.hdr.sgml : 20091106 20091106160143 ACCESSION NUMBER: 0000891092-09-004215 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHAVEN ASSOCIATES INC CENTRAL INDEX KEY: 0000846222 IRS NUMBER: 133436799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02408 FILM NUMBER: 091164788 BUSINESS ADDRESS: STREET 1: THREE MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 914-253-9350 MAIL ADDRESS: STREET 1: 3 MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 13F-HR 1 e36990_13fhr.txt COVER PAGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2009 Check here if amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Name: Greenhaven Associates, Inc. Three Manhattanville Road Purchase, NY 10577 Form 13F File Number: 28-2408 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chris A. Wachenheim Title: Executive Vice President Phone: 914-253-9374 Signature, Place, and Date of Signing: /s/ Chris A. Wachenheim Purchase, NY November 6, 2009 - ------------------------- ------------------ ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported in this report, and all holdings are reported by other reporting manager(s). ) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). ) List of other Managers Reporting for this Manager: [If there are no entries in this list omit this section.] Form 13F File Number Name - ---------------------------------- ----------------------------------- [Repeat as necessary.]
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 TITLE OF VALUE PRINCIPAL SHARED SECURITY CLASS CUSIP ($000) AMOUNT SOLE OTHER SOLE NONE 3M Company (MMM) COMMON 88579Y101 240,177 3,254,425 621,150 2,633,275 621,150 2,633,275 Agilent Technologies, Inc. (A) COMMON 00846U101 209,421 7,525,025 1,552,500 5,972,525 1,552,500 5,972,525 Air Products & Chemicals (APD) COMMON 009158106 126,859 1,635,200 181,000 1,454,200 181,000 1,454,200 Baker Hughes Inc. (BHI) COMMON 057224107 100,285 2,350,786 188,000 2,162,786 188,000 2,162,786 Boeing Company (BA) COMMON 097023105 18,958 350,100 31,700 318,400 31,700 318,400 Bruker Corp (BRKR) COMMON 116794108 11,198 1,049,500 730,000 319,500 730,000 319,500 Burlington Northern Santa Fe (BNI) COMMON 12189T104 62,956 788,620 - 788,620 - 788,620 Citigroup Inc. (C) COMMON 172967101 3,102 641,000 495,000 146,000 495,000 146,000 CSX Corp (CSX) COMMON 126408103 12,468 297,850 - 297,850 - 297,850 Devon Energy Corp (DVN) COMMON 25179M103 201,336 2,990,280 558,000 2,432,280 558,000 2,432,280 Emerson Electric Company (EMR) COMMON 291011104 52,789 1,317,100 - 1,317,100 - 1,317,100 EQT Corporation (EQT) COMMON 26884L109 95,180 2,234,272 370,000 1,864,272 370,000 1,864,272 FedEx Corp (FDX) COMMON 31428X106 235,213 3,126,998 629,600 2,497,398 629,600 2,497,398 Hartford Financial (HIG) COMMON 416515104 59,415 2,242,085 670,250 1,571,835 670,250 1,571,835 Hugoton Royalty Tr (HGT) COMMON 444717102 4,406 246,000 225,000 21,000 225,000 21,000 Norfolk Southern Corp (NSC) COMMON 655844108 37,730 875,200 38,500 836,700 38,500 836,700 Pall Corp (PLL) COMMON 696429307 97,269 3,013,286 752,668 2,260,618 752,668 2,260,618 Perkinelmer, Inc. (PKI) COMMON 714046109 19,051 990,200 - 990,200 - 990,200 Plains All Amer Pipeline LP (PAA) COMMON 726503105 6,481 140,000 20,000 120,000 20,000 120,000 RHJ International (RHJIF) COMMON 749561205 11,914 1,632,025 1,198,900 433,125 1,198,900 433,125 Rockwell Collins, Inc. (COL) COMMON 774341101 67,925 1,337,113 168,000 1,169,113 168,000 1,169,113 Smurfit Stone (SSCCQ) COMMON 832727101 1,557 3,384,000 2,455,000 929,000 2,455,000 929,000 Spirit Aerosystems (SPR) COMMON 848574109 19,127 1,059,100 50,000 1,009,100 50,000 1,009,100 Thermo Fisher Scientific (TMO) COMMON 883556102 74,307 1,701,560 165,000 1,536,560 165,000 1,536,560 Union Pacific Corp (UNP) COMMON 907818108 161,315 2,764,616 440,400 2,324,216 440,400 2,324,216 Unum Group (UNM) COMMON 91529Y106 214 10,000 - 10,000 - 10,000 Williams Companies (WMB) COMMON 969457100 88,362 4,944,725 975,000 3,969,725 975,000 3,969,725 Xerox Corp (XRX) COMMON 984121103 44,518 5,751,661 417,500 5,334,161 417,500 5,334,161 2,063,533
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