0000837286-13-000004.txt : 20130801 0000837286-13-000004.hdr.sgml : 20130801 20130801104355 ACCESSION NUMBER: 0000837286-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130801 DATE AS OF CHANGE: 20130801 EFFECTIVENESS DATE: 20130801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 131001397 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000837286 XXXXXXXX 06-30-2013 06-30-2013 RAY GERALD L & ASSOCIATES LTD

1445 ROSS AVE SUITE 5600 DALLAS TX 75202

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ETF 464288851 1052 14690 SH SOLE 13390 0 1300 ISHARES TR DJ OIL&GAS EXP ETF 464288851 21 300 SH DFND 300 0 0 ISHARES TR DJ US FINL SVC ETF 464287770 1708 23880 SH SOLE 22530 0 1350 ISHARES TR DJ US FINL SVC ETF 464287770 14 200 SH DFND 200 0 0 ISHARES TR EPRA/NAR DEV R/E ETF 464288489 813 25940 SH SOLE 25740 0 200 ISHARES TR FTSE XNHUA IDX ETF 464287184 543 16695 SH SOLE 16495 0 200 ISHARES TR MSCI EAFE IDX ETF 464287465 220 3834 SH SOLE 2334 0 1500 ISHARES TR MSCI EAFE IDX ETF 464287465 102 1785 SH DFND 0 0 1785 ISHARES TR MSCI EMERG MKT ETF 464287234 1272 33040 SH SOLE 32940 0 100 ISHARES TR MSCI EMERG MKT ETF 464287234 8 200 SH DFND 200 0 0 ISHARES TR NASDQ BIO INDX ETF 464287556 1060 6095 SH SOLE 5735 0 360 ISHARES TR PHLX SOX SEMICND ETF 464287523 387 6090 SH SOLE 6090 0 0 ISHARES TR RUSSELL MIDCAP ETF 464287499 616 4745 SH SOLE 4745 0 0 ISHARES TR S&P LTN AM 40 ETF 464287390 304 8282 SH SOLE 8282 0 0 ISHARES TR S&P500 GRW ETF 464287309 503 5983 SH SOLE 5983 0 0 POWERSHARES ETF TRUST WATER RE ETF 73935X575 362 16410 SH SOLE 16060 0 350 POWERSHARES INDIA ETF INDIA PO ETF 73935L100 286 17280 SH SOLE 15780 0 1500 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 1953 27397 SH SOLE 26647 0 750 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 43 600 SH DFND 600 0 0 SELECT SECTOR SPDR TR SBI INT- ETF 81369y605 389 20000 SH SOLE 20000 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 653 9090 SH SOLE 9090 0 0 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 756 7950 SH SOLE 7950 0 0 VANGUARD INDEX FDS SM CP VAL E ETF 922908611 320 3818 SH SOLE 3818 0 0 VANGUARD INDEX FDS SMALL CP ET ETF 922908751 780 8320 SH SOLE 8320 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 769 7466 SH SOLE 7466 0 0 VANGUARD INDEX FDS VALUE ETF ETF 922908744 384 5686 SH SOLE 5686 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 124 2800 SH SOLE 2800 0 0 VANGUARD INTL EQTY IDX ALLWRLD ETF 922042775 88 2000 SH DFND 300 0 1700 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 1327 34207 SH SOLE 33657 0 550 VANGUARD INTL EQTY IDX EMR MKT ETF 922042858 151 3900 SH DFND 100 0 3800 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 801 15000 SH SOLE 15000 0 0 VANGUARD INTL EQTY IDX GLB EX ETF 922042676 32 600 SH DFND 0 0 600 VANGUARD SPECIALIZED DIV APP E ETF 921908844 53 805 SH SOLE 805 0 0 VANGUARD SPECIALIZED DIV APP E ETF 921908844 278 4200 SH DFND 4200 0 0 VANGUARD TAX-MANAGED EUROPE PA ETF 921943858 1066 29930 SH SOLE 29930 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 287 7200 SH SOLE 7200 0 0 WISDOMTREE TRUST DEFA FD ETF 97717W703 625 13584 SH SOLE 12884 0 700 WISDOMTREE TRUST INDIA ERNGS F ETF 97717W422 286 17650 SH SOLE 17450 0 200 WISDOMTREE TRUST MIDCAP DIVI F ETF 97717W505 229 3500 SH SOLE 3500 0 0 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 926 41400 SH SOLE 40800 0 600 BANK OF AMERICA CORP PFD 1/120 PFD 060505583 22 1000 SH DFND 0 0 1000 BANK OF AMERICA CORP PFD PER1/ PFD 060505815 575 25000 SH SOLE 25000 0 0 GOLDMAN SACHS GROUP IN PFD 1/1 PFD 38144X609 1158 48150 SH SOLE 47850 0 300 GOLDMAN SACHS GROUP IN SHS D 1 PFD 38144G804 787 35600 SH SOLE 35600 0 0 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 3578 164900 SH SOLE 162400 0 2500 GOLDMAN SACHS GROUP PFD A 1/10 PFD 38143Y665 105 4842 SH DFND 1000 0 3842 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 316 13150 SH SOLE 12450 0 700 HSBC USA INC NEW PFD DEP 1/40 PFD 40428H888 24 1000 SH DFND 0 0 1000 METLIFE INC PFD A FLT RATE PFD 59156R504 589 24207 SH SOLE 23957 0 250 METLIFE INC PFD A FLT RATE PFD 59156R504 51 2100 SH DFND 200 0 1900