0000837286-12-000007.txt : 20121030 0000837286-12-000007.hdr.sgml : 20121030 20121030145405 ACCESSION NUMBER: 0000837286-12-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121030 DATE AS OF CHANGE: 20121030 EFFECTIVENESS DATE: 20121030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAY GERALD L & ASSOCIATES LTD CENTRAL INDEX KEY: 0000837286 IRS NUMBER: 751567129 STATE OF INCORPORATION: TX FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02345 FILM NUMBER: 121168553 BUSINESS ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 BUSINESS PHONE: 2149541900 MAIL ADDRESS: STREET 1: 1445 ROSS AVE STREET 2: SUITE 5600 CITY: DALLAS STATE: TX ZIP: 75202 FORMER COMPANY: FORMER CONFORMED NAME: RAY GERALD L & ASSOCIATES INC DATE OF NAME CHANGE: 19990407 13F-HR/A 1 a13f093012.txt 093012 AMENDED 13F U.S.SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment (X) This Amendment (Check only one.): (X) is a restatement. ( ) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gerald L. Ray & Associates, Ltd. Address: 1445 Ross Ave. Suite 5600 Dallas, TX 75202 13F File Number: 028-02345 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person signing this Report on Behalf of Reporting Manager: Name: Joseph H. Ray Title: President Phone: 214-954-1900 Signature, Place, and Date of Signing: Gerald L. Ray Dallas, TX October 30, 2012 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: N/A FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM COM 88579y101 440 4766 SH Sole 3816 950 32 350 SH Defined 350 ABBOTT LABS COM 002824100 452 6600 SH Sole 5000 1600 1371 20000 SH Defined 16000 4000 AFLAC INC COM COM 001055102 167 3484 SH Sole 484 3000 91 1900 SH Defined 1200 700 ALLOS THERAPEUTICS INC COM COM 019777101 38 20500 SH Sole 20200 300 ALLSTATE CORP COM 020002101 91 2304 SH Sole 964 1340 380 9592 SH Defined 8792 800 ALTRIA GROUP INC COM COM 02209S103 1083 32428 SH Sole 10319 22109 885 26500 SH Defined 21500 5000 AMAZON COM INC COM COM 023135106 373 1465 SH Sole 1215 250 AMERICAN CAMPUS CMNTYS COM COM 024835100 535 12200 SH Sole 12200 110 2500 SH Defined 2500 AMERICAN EXPRESS CO COM 025816109 843 14830 SH Sole 13320 1510 576 10125 SH Defined 10125 AMERICAN INTL GROUP INC COM 026874784 18 540 SH Sole 540 197 6000 SH Defined 6000 AMERIGAS PARTNERS L P UNIT L P COM 030975106 434 9950 SH Sole 9950 AMGEN COM 031162100 9149 108542 SH Sole 94317 14225 1900 22540 SH Defined 22540 ANADARKO PETE CORP COM COM 032511107 374 5350 SH Sole 5050 300 ANDOVER MNG CORP COM COM 034311100 2 10000 SH Sole 10000 APACHE CORP COM COM 037411105 2369 27400 SH Sole 24250 3150 311 3600 SH Defined 3000 600 APPLE INC COM COM 037833100 11513 17258 SH Sole 15583 1675 3069 4600 SH Defined 4600 AT&T INC COM COM 00206R102 2261 59961 SH Sole 50477 9484 102 2700 SH Defined 2700 BANCFIRST CORP COM COM 05945F103 258 6000 SH Sole 6000 BANK OF AMERICA CORP COM COM 060505104 2763 312950 SH Sole 286438 26512 569 64384 SH Defined 62187 2197 BAXTER INTL INC COM 071813109 127 2100 SH Sole 2100 482 8000 SH Defined 8000 BELO CORP COM SER B COM 080555204 74 12000 SH Defined 8000 4000 BERKSHIRE HATHAWAY INC CL B NE COM 084670702 390 4420 SH Sole 4420 BLACKSTONE GROUP L P COM UNIT COM 09253U108 167 11700 SH Sole 11700 76 5350 SH Defined 3850 1500 BOEING CO COM 097023105 1830 26300 SH Sole 22875 3425 310 4460 SH Defined 3560 900 BOSTON PROPERTIES INC COM COM 101121101 365 3300 SH Sole 2700 600 1814 16400 SH Defined 11000 5400 BP PLC SPONSORED ADR COM 055622104 236 5568 SH Sole 1600 3968 BRINKER INTL INC COM 109641100 214 6066 SH Sole 6066 BRISTOL MYERS SQUIBB COM 110122108 2426 71868 SH Sole 55253 16615 1900 56300 SH Defined 48400 7900 BUCKEYE PARTNERS L P UNIT LTD COM 118230101 348 7250 SH Sole 4450 2800 BUILD A BEAR WORKSHOP COM COM 120076104 80 20500 SH Sole 20500 CAMPBELL SOUP CO COM 134429109 2 53 SH Sole 53 397 11400 SH Defined 8800 2600 CAPITAL & COUNTIES PROPERTIES COM 9EQ2DO0I4 59 27200 SH Sole 27200 CAPITAL SHOPPING CENTRES GROUP COM 486799000 89 27200 SH Sole 27200 CARNIVAL CORP PAIRED CTF COM 143658300 118 3235 SH Sole 3200 35 357 9800 SH Defined 6800 3000 CARNIVAL PLC ADR COM 14365C103 242 6580 SH Sole 6580 CATERPILLAR INC DEL COM COM 149123101 4809 55887 SH Sole 49187 6700 17 200 SH Defined 200 CBL & ASSOC PPTYS INC COM 124830100 214 10044 SH Sole 8944 1100 3180 149018 SH Defined 121336 27682 CBS CORP NEW CL B COM 124857202 269 7403 SH Defined 6362 1041 CELGENE CORP COM COM 151020104 8968 117380 SH Sole 102980 14400 1551 20300 SH Defined 20300 CENTURYLINK INC COM COM 156700106 960 23770 SH Sole 19760 4010 57 1400 SH Defined 1400 CHEVRON CORP COM COM 166764100 2688 23065 SH Sole 15027 8038 1075 9224 SH Defined 8146 1078 CIENA CORP COM COM 171779309 183 13442 SH Sole 13442 CIGNA CORP COM COM 125509109 775 16425 SH Defined 16425 CISCO SYS INC COM 17275R102 3147 164803 SH Sole 145603 19200 115 6000 SH Defined 6000 CITIGROUP INC COM NEW COM 172967424 2859 87393 SH Sole 81878 5515 217 6623 SH Defined 6565 58 COCA COLA CO COM 191216100 2428 64008 SH Sole 44284 19724 3793 100000 SH Defined 82000 18000 COLGATE PALMOLIVE CO COM 194162103 5655 52739 SH Sole 41060 11679 3731 34800 SH Defined 27200 7600 COMMERCIAL METALS CO COM COM 201723103 399 30232 SH Sole 30032 200 290 22000 SH Defined 22000 CONOCOPHILLIPS COM COM 20825C104 610 10663 SH Sole 6603 4060 292 5100 SH Defined 3300 1800 CORNING INC COM 219350105 227 17300 SH Sole 17300 COVIDIEN PLC SHS COM G2554F113 2 37 SH Sole 37 436 7331 SH Defined 6051 1280 CSX CORP COM COM 126408103 485 23350 SH Sole 21100 2250 75 3600 SH Defined 3600 CVS CAREMARK CORP COM COM 126650100 1266 26141 SH Sole 16300 9841 162 3336 SH Defined 2000 1336 DANAHER CORP DEL COM COM 235851102 338 6134 SH Sole 6134 DATAWATCH CORP COM NEW COM 237917208 476 23503 SH Sole 23503 DEERE & CO COM COM 244199105 369 4468 SH Sole 1573 2895 DELL INC COM COM 24702R101 188 19060 SH Sole 19060 497 50400 SH Defined 27000 23400 DENDREON CORP COM COM 24823Q107 629 130750 SH Sole 125650 5100 58 12000 SH Defined 12000 DEVON ENERGY CORP NEW COM COM 25179M103 420 6950 SH Sole 6550 400 DIRECTV COM COM 25490A309 500 9529 SH Defined 6312 3217 DISNEY WALT CO COM COM 254687106 2786 53283 SH Sole 44277 9006 1459 27900 SH Defined 21300 6600 DOMINION RES INC VA COM 25746u109 608 11491 SH Sole 6191 5300 625 11800 SH Defined 7900 3900 DOW CHEMICAL CO COM 260543103 137 4730 SH Sole 1300 3430 45 1546 SH Defined 1546 DRYSHIPS INC SHS COM Y2109Q101 55 23350 SH Sole 20350 3000 DU PONT E I DE NEMOURS COM 263534109 4344 86405 SH Sole 77005 9400 483 9600 SH Defined 8200 1400 DUKE ENERGY CORP NEW COM 26441C204 729 11248 SH Sole 9741 1507 357 5515 SH Defined 3830 1685 E M C CORP MASS COM COM 268648102 946 34700 SH Sole 31700 3000 273 10000 SH Defined 10000 ELI LILLY & COMPANY COM 532457108 228 4800 SH Sole 3800 1000 1555 32800 SH Defined 24000 8800 ENBRIDGE ENERGY MNGMT (STK DIV COM 29250X103 414 13064 SH Sole 7362 5702 163 5161 SH Defined 5161 ENBRIDGE ENERGY PRTNRS COM COM 29250R106 937 31840 SH Sole 25440 6400 221 7500 SH Defined 6500 1000 ENERGY TRANSFER EQUITY COM UT COM 29273V100 337 7450 SH Sole 4450 3000 546 12075 SH Defined 9975 2100 ENERGY VISION INTL INC COM COM 29276A103 0 13200 SH Sole 13200 ENTERGY CORP NEW COM COM 29364G103 277 3993 SH Sole 3993 42 600 SH Defined 600 ENTERPRISE PRODS PARTN COM COM 293792107 3214 59954 SH Sole 45336 14618 1072 20000 SH Defined 17647 2353 EOG RES INC COM COM 26875P101 1195 10665 SH Sole 9965 700 ERICSSON L M TEL CO ADR B SEK COM 294821608 92 10090 SH Sole 10090 EXELON CORP COM COM 30161N101 197 5530 SH Sole 5475 55 39 1100 SH Defined 1100 EXPRESS SCRIPTS INC COM COM 30219G108 1160 18518 SH Sole 16864 1654 1509 24086 SH Defined 22273 1813 EXXON MOBIL CORP COM COM 30231G102 6088 66569 SH Sole 43738 22830 389 4254 SH Defined 2154 2100 F5 NETWORKS INC COM COM 315616102 397 3795 SH Sole 3795 FEDERAL NATL MTG ASSN COM COM 313586109 5 17700 SH Sole 17700 FEDEX CORP COM 31428X106 749 8855 SH Sole 7905 950 506 5975 SH Defined 4175 1800 FIRST FINL BANKSHARES COM COM 32020R109 319 8851 SH Sole 8851 FIRST HORIZON NATL CP COM COM 320517105 121 12597 SH Sole 12597 FORD MTR CO DEL COM 345370860 513 52031 SH Sole 52031 FREEPORT-MCMORAN COP&G COM COM 35671D857 960 24260 SH Sole 21625 2635 GENERAL ELEC CO COM 369604103 7923 348859 SH Sole 302347 46512 983 43300 SH Defined 39400 3900 GENERAL GROWTH PPTYS I COM COM 370023103 228 11692 SH Sole 11692 536 27500 SH Defined 23500 4000 GENERAL MLS INC COM 370334104 397 9966 SH Sole 9666 300 48 1200 SH Defined 1200 GILEAD SCIENCES INC COM COM 375558103 1382 20840 SH Sole 17360 3480 358 5400 SH Defined 5400 GLAXOSMITHKLINE PLC SPONSORED COM 37733W105 143 3097 SH Sole 3097 509 11000 SH Defined 9000 2000 GLENCORE INTERNATIONAL PLC COM 00B4T3BW6 68 13500 SH Defined 13500 GOLDMAN SACHS GROUP COM COM 38141G104 1293 11373 SH Sole 11073 300 489 4300 SH Defined 3400 900 GOOGLE INC CL A COM 38259P508 622 825 SH Sole 825 HALLIBURTON CO COM COM 406216101 223 6625 SH Sole 6625 HCA HOLDINGS INC COM COM 40412C101 299 9000 SH Defined 9000 HEALTH CARE REIT INC COM COM 42217K106 29 500 SH Sole 500 289 5000 SH Defined 5000 HEALTHSPORTS INC COM COM 42223C106 0 15000 SH Sole 15000 HERSHEY CO COM COM 427866108 614 8666 SH Sole 2391 6275 269 3800 SH Defined 3800 HEWLETT PACKARD CO COM COM 428236103 1840 107849 SH Sole 97099 10750 29 1720 SH Defined 720 1000 HOME DEPOT INC COM 437076102 1378 22830 SH Sole 22430 400 HONEYWELL INTL INC COM COM 438516106 5804 97145 SH Sole 85145 12000 HSBC HLDGS PLC SPON ADR NEW COM 404280406 204 4401 SH Sole 23 4378 INTEL CORP COM 458140100 4507 198962 SH Sole 174529 24433 807 35600 SH Defined 26600 9000 INTERNATIONAL BUSINESS M COM 459200101 6181 29797 SH Sole 25407 4390 2377 11460 SH Defined 11460 J & J SNACK FOODS CORP COM COM 466032109 229 4000 SH Sole 4000 J P MORGAN CHASE & CO COM COM 46625H100 6486 160223 SH Sole 142811 17412 1488 36762 SH Defined 35162 1600 JOHNSON & JOHNSON COM 478160104 4582 66495 SH Sole 48380 18115 1957 28400 SH Defined 25840 2560 KANSAS CITY SOUTHERN COM NEW COM 485170302 3024 39900 SH Sole 38200 1700 379 5000 SH Defined 5000 KELLOGG CO COM 487836108 181 3500 SH Sole 3500 620 12000 SH Defined 9400 2600 KIMBERLY CLARK CORP COM 494368103 610 7116 SH Sole 5116 2000 738 8600 SH Defined 5600 3000 KINDER MORGAN ENERGY UT LTD PA COM 494550106 2221 26924 SH Sole 21824 5100 800 9700 SH Defined 7700 2000 KINDER MORGAN INC DEL COM COM 49456B101 72 2034 SH Sole 1950 84 231 6514 SH Defined 6430 84 KINDER MORGAN MGMT COM 49455U100 751 9825 SH Sole 6867 2958 37 486 SH Defined 486 KRAFT FOODS INC CL A COM 50075N104 1212 29308 SH Sole 11595 17713 948 22931 SH Defined 19473 3458 L-3 COMMUNICATNS HLDGS COM COM 502424104 399 5563 SH Sole 5488 75 LAS VEGAS SANDS CORP COM COM 517834107 1764 38050 SH Sole 36400 1650 325 7000 SH Defined 7000 LAUDER ESTEE COS INC CL A COM 518439104 741 12034 SH Sole 12034 2044 33200 SH Defined 27600 5600 LIBERTY MEDIA CORPORAT LIB CAP COM 530322106 335 3218 SH Defined 2131 1087 LIBERTY MEDIA HLDG CRP INT COM COM 53071M104 5 260 SH Sole 260 221 11938 SH Defined 7906 4032 LOCKHEED MARTIN CORP COM COM 539830109 14 150 SH Sole 150 194 2080 SH Defined 1630 450 LOWES COS INC COM COM 548661107 922 30498 SH Sole 27393 3105 MACERICH CO COM COM 554382101 128 2230 SH Sole 1691 539 1128 19704 SH Defined 18172 1532 MAGELLAN MIDSTREAM PRT COM UNI COM 559080106 1631 18646 SH Sole 12414 6232 1822 20835 SH Defined 18571 2264 MANITOWOC INC COM COM 563571108 578 43300 SH Sole 39300 4000 200 15000 SH Defined 15000 MARRIOTT INTL COM 571903202 403 10307 SH Sole 10307 474 12126 SH Defined 12126 MASTERCARD INC CL A COM 57636Q104 181 400 SH Sole 400 361 800 SH Defined 400 400 MCDONALDS CORP COM 580135101 319 3480 SH Sole 2480 1000 MEAD JOHNSON NUTRI CO COM CL A COM 582839106 384 5234 SH Sole 4418 816 476 6500 SH Defined 5750 750 MEDTRONIC INC COM COM 585055106 291 6750 SH Sole 6750 MERCK & CO INC NEW COM COM 58933Y105 1148 25465 SH Sole 15025 10440 2245 49779 SH Defined 44089 5690 METLIFE INC COM COM 59156R108 505 14664 SH Sole 12914 1750 186 5400 SH Defined 4000 1400 MGM RESORTS INTERNATIO COM COM 552953101 997 92700 SH Sole 88100 4600 161 15000 SH Defined 15000 MICROSOFT CORP COM COM 594918104 3185 107011 SH Sole 93486 13525 417 14000 SH Defined 12400 1600 MONSANTO CO NEW COM COM 61166W101 1381 15172 SH Sole 13902 1270 288 3166 SH Defined 1804 1362 MORGAN STANLEY COM NEW COM 617446448 137 8210 SH Sole 8210 111 6616 SH Defined 5816 800 NEWTEK BUSINESS SVCS COM COM 652526104 18 10000 SH Sole 10000 NEXTERA ENERGY INC COM COM 65339F101 367 5220 SH Sole 3020 2200 304 4320 SH Defined 3220 1100 NORDSTROM INC COM COM 655664100 486 8800 SH Sole 8300 500 NORFOLK SOUTHERN CORP COM 655844108 486 7645 SH Sole 6645 1000 207 3250 SH Defined 1950 1300 NVIDIA CORP COM COM 67066G104 514 38530 SH Sole 35480 3050 160 12000 SH Defined 12000 ONEOK PARTNERS LP UNIT LTD PAR COM 68268N103 1807 30375 SH Sole 25575 4800 952 16000 SH Defined 14000 2000 ORACLE CORP COM COM 68389X105 372 11833 SH Sole 10833 1000 63 2000 SH Defined 2000 PEABODY ENERGY CORP COM COM 704549104 574 25750 SH Sole 22550 3200 111 5000 SH Defined 5000 PEPSICO INC COM 713448108 6054 85544 SH Sole 66910 18634 1962 27720 SH Defined 24380 3340 PETRA DIAMONDS LIMITED SHS COM G70278109 19 10000 SH Sole 10000 PFIZER INC COM 717081103 3297 132691 SH Sole 118272 14419 843 33920 SH Defined 32100 1820 PHILIP MORRIS INTL INC COM COM 718172109 3543 39391 SH Sole 17282 22109 2590 28800 SH Defined 22800 6000 PLAINS ALL AM PIPELINE UNIT LT COM 726503105 1540 17458 SH Sole 14604 2854 PNC FINL SVCS GROUP COM COM 693475105 357 5660 SH Sole 5660 278 4400 SH Defined 3700 700 PRAXAIR INC COM COM 74005P104 667 6422 SH Sole 6422 177 1700 SH Defined 1700 PROCTER & GAMBLE CO COM 742718109 4981 71807 SH Sole 36908 34899 1814 26150 SH Defined 18310 7840 PULTE HOMES INC COM COM 745867101 323 20833 SH Sole 20833 QUICKSILVER RESOURCES COM COM 74837R104 202 49270 SH Sole 47270 2000 REGENERON PHARMACEUTICALS COM 75886F107 10641 69705 SH Sole 59755 9950 763 5000 SH Defined 4000 1000 REPUBLIC SVCS INC COM COM 760759100 204 7400 SH Sole 6400 1000 28 1000 SH Defined 1000 RETRACTABLE TECHNOLS COM COM 76129W105 20 17500 SH Sole 17500 RG AMER INC COM NEW COM 74957C200 0 15000 SH Sole 15000 RIVERBED TECH INC COM COM 768573107 496 21300 SH Sole 20600 700 ROYAL DUTCH SHELL PLC SPONS AD COM 780259206 100 1436 SH Sole 1036 400 111 1600 SH Defined 1600 SABINE ROYALTY TR COM 785688102 186 3600 SH Sole 3450 150 155 3000 SH Defined 3000 SAN JUAN BASIN RTY TR UNIT BEN COM 798241105 193 13600 SH Sole 13600 SANDISK CORP COM COM 80004C101 4386 100990 SH Sole 91140 9850 261 6000 SH Defined 6000 SANDRIDGE ENERGY INC COM COM 80007P307 354 50800 SH Sole 48500 2300 SANGAMO BIOSCIENCES COM COM 800677106 368 60500 SH Sole 56300 4200 30 5000 SH Defined 5000 SCHLUMBERGER LTD COM 806857108 2008 27762 SH Sole 26912 850 58 800 SH Defined 800 SCHOLASTIC CORP COM COM 807066105 311 9800 SH Defined 7800 2000 SIMON PPTY GROUP NEW COM COM 828806109 553 3644 SH Sole 3228 416 3174 20908 SH Defined 17433 3475 SOUTHERN CO COM COM 842587107 138 3000 SH Sole 3000 106 2300 SH Defined 500 1800 SOUTHWEST AIRLS CO COM 844741108 7485 853495 SH Sole 820511 32984 482 54980 SH Defined 54980 SPECTRA ENERGY CORP COM COM 847560109 180 6146 SH Sole 5146 1000 308 10500 SH Defined 7000 3500 ST JUDE MED INC COM COM 790849103 126 3000 SH Sole 2350 650 101 2400 SH Defined 2400 STANLEY BLACK & DECKER COM COM 854502101 48 627 SH Sole 627 778 10200 SH Defined 10200 STARBUCKS CORP COM COM 855244109 773 15250 SH Sole 15250 SYMANTEC CORP COM COM 871503108 784 43600 SH Sole 37600 6000 TARGET CORP COM COM 87612E106 230 3621 SH Sole 2791 830 TAUBMAN CTRS INC COM COM 876664103 767 10000 SH Defined 10000 TE CONNECTIVITY LTD REG SHS COM H84989104 17 500 SH Sole 500 249 7331 SH Defined 6051 1280 TEREX CORP NEW COM COM 880779103 301 13350 SH Sole 12350 1000 TEXAS INSTRS INC COM COM 882508104 544 19749 SH Sole 17444 2305 48 1750 SH Defined 1250 500 THERMO FISHER SCIENTIF COM COM 883556102 1582 26890 SH Sole 22640 4250 404 6875 SH Defined 5375 1500 TIFFANY & CO NEW COM COM 886547108 93 1500 SH Sole 1500 124 2000 SH Defined 2000 TIME WARNER CABLE INC COM COM 88732J207 107 1123 SH Sole 554 569 119 1255 SH Defined 1255 TIME WARNER INC COM COM 887317303 405 8932 SH Sole 6362 2570 281 6200 SH Defined 6200 TOYOTA MOTOR CORP SP ADR REP2C COM 892331307 550 7005 SH Sole 7005 TRIAD GTY INC COM COM 895925105 1 16000 SH Sole 16000 TYCO INTERNATIONAL LTD SHS COM H89128104 600 10662 SH Sole 9062 1600 615 10931 SH Defined 9651 1280 UNDER ARMOUR INC CL A COM 904311107 3635 65104 SH Sole 60604 4500 UNITED HEALTHCARE CORP COM 91324P102 1540 27800 SH Sole 24545 3255 1773 32000 SH Defined 28000 4000 UNITED PARCEL SERVICE CL B COM 911312106 268 3751 SH Sole 3551 200 79 1100 SH Defined 500 600 UNITED TECHNOLOGIES CORP COM 913017109 1723 22002 SH Sole 16452 5550 106 1350 SH Defined 450 900 VERIZON COMMUNICATIONS COM COM 92343V104 600 13156 SH Sole 8681 4475 VERTEX PHARMACEUTICALS COM COM 92532F100 2983 53370 SH Sole 48970 4400 252 4500 SH Defined 4500 VIACOM INC CL B COM 92553P201 478 8928 SH Defined 6174 2754 VISA INC COM CL A COM 92826C839 2583 19238 SH Sole 18088 1150 2075 15450 SH Defined 12650 2800 VISEON INC COM COM 928297100 0 12000 SH Sole 12000 VISTA INTL TECHS INC COM COM 928366103 0 65000 SH Sole 65000 VODAFONE GROUP PLC NEW SPONS A COM 92857W209 128 4497 SH Sole 4402 95 287 10059 SH Defined 9403 656 WAL MART STORES INC COM 931142103 8158 110535 SH Sole 102385 8150 546 7400 SH Defined 6000 1400 WALGREEN CO COM COM 931422109 258 7093 SH Sole 1293 5800 WEATHERFORD INTL LTD REG COM H27013103 239 18850 SH Sole 18150 700 WELLPOINT HEALTH NETWK (NEW) COM 94973V107 250 4303 SH Sole 3603 700 58 1000 SH Defined 1000 WELLS FARGO & COMPANY COM 949746101 1436 41577 SH Sole 41577 545 15783 SH Defined 14183 1600 WESTERN UN CO COM COM 959802109 9 500 SH Sole 500 363 19920 SH Defined 19920 WILLIAMS COS INC DEL COM COM 969457100 889 25409 SH Sole 19909 5500 371 10600 SH Defined 8000 2600 WILLIAMS PARTNERS L P COM UNIT COM 96950F104 552 10090 SH Sole 7990 2100 XEROX CORP COM COM 984121103 1199 163330 SH Sole 153930 9400 110 15000 SH Defined 12000 3000 YAHOO INC COM COM 984332106 163 10200 SH Sole 10200 YUM BRANDS INC COM 988498101 296 4462 SH Sole 1850 2612 ZIMMER HLDGS INC COM COM 98956p102 89 1315 SH Sole 1020 295 300 4440 SH Defined 3760 680 ISHARES SILVER TRUST ISHARES 46428Q109 285 8510.000 SH Sole 8510.000 ISHARES TR DJ HOME CONSTN 464288752 269 13900.000 SH Sole 13800.000 100.000 ISHARES TR DJ OIL&GAS EXP 464288851 963 15035.000 SH Sole 13735.000 1300.000 ISHARES TR DJ US FINL SVC 464287770 1382 24825.000 SH Sole 23475.000 1350.000 11 200.000 SH Defined 200.000 ISHARES TR EPRA/NAR DEV R/E 464288489 238 7665.000 SH Sole 7465.000 200.000 ISHARES TR FTSE XNHUA IDX 464287184 228 6590.000 SH Sole 6590.000 ISHARES TR MSCI EAFE IDX 464287465 695 13105.000 SH Sole 11605.000 1500.000 94 1765.615 SH Defined 1765.615 ISHARES TR MSCI EMERG MKT 464287234 878 21250.000 SH Sole 21150.000 100.000 12 300.000 SH Defined 300.000 ISHARES TR NASDQ BIO INDX 464287556 1032 7240.000 SH Sole 6880.000 360.000 ISHARES TR PHLX SOX SEMICND 464287523 333 6420.000 SH Sole 6320.000 100.000 ISHARES TR RUSSELL MIDCAP 464287499 512 4624.000 SH Sole 4624.000 ISHARES TR S&P500 GRW 464287309 529 6798.000 SH Sole 6798.000 POWERSHARES ETF TRUST WATER RE 73935X575 331 16990.000 SH Sole 16640.000 350.000 POWERSHARES INDIA ETF INDIA PO 73935L100 331 17655.000 SH Sole 16355.000 1300.000 POWERSHARES QQQ TRUST UNIT SER 73935A104 1782 25986.344 SH Sole 25386.344 600.000 41 600.000 SH Defined 600.000 SELECT SECTOR SPDR TR SBI MATE 81369Y100 371 10070.000 SH Sole 9270.000 800.000 SPDR INDEX SHS FDS ASIA PACIF 78463X301 652 8950.000 SH Sole 8950.000 SPDR INDEX SHS FDS DJWS INTL R 78463X863 1362 34700.000 SH Sole 34000.000 700.000 VANGUARD INDEX FDS MID CAP ETF 922908629 487 6000.000 SH Sole 4550.000 1450.000 VANGUARD INDEX FDS SM CP VAL E 922908611 273 3797.000 SH Sole 3797.000 VANGUARD INDEX FDS SMALL CP ET 922908751 500 6235.000 SH Sole 4785.000 1450.000 VANGUARD INDEX FDS SML CP GRW 922908595 671 7609.000 SH Sole 7609.000 VANGUARD INDEX FDS VALUE ETF 922908744 333 5673.000 SH Sole 5673.000 VANGUARD INTL EQTY IDX EMR MKT 922042858 1948 46682.000 SH Sole 42282.000 4400.000 162 3875.000 SH Defined 75.000 3800.000 VANGUARD SPECIALIZED DIV APP E 921908844 48 800.000 SH Sole 800.000 251 4200.000 SH Defined 4200.000 VANGUARD TAX-MANAGED EUROPE PA 921943858 379 11530.000 SH Sole 10330.000 1200.000 WISDOMTREE TRUST DEFA FD 97717W703 474 10906.000 SH Sole 6606.000 4300.000 WISDOMTREE TRUST EMG MKTS SMCA 97717W281 208 4545.000 SH Sole 4545.000 BANK OF AMERICA CORP PFD 1/120 060505583 707 33200 SH Sole 32000 1200 BANK OF AMERICA CORP PFD PER1/ 060505815 541 25000 SH Sole 25000 GOLDMAN SACHS GROUP IN PFD 1/1 38144X609 1064 47850 SH Sole 47850 GOLDMAN SACHS GROUP IN SHS D 1 38144G804 553 26250 SH Sole 26250 GOLDMAN SACHS GROUP PFD A 1/10 38143Y665 3271 164700 SH Sole 158100 6600 96 4842 SH Defined 1000 3842 METLIFE INC PFD A FLT RATE 59156R504 532 21357 SH Sole 17257 4100 52 2100 SH Defined 200 1900
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 385 Form 13F Information Table Value Total: $374,888 (x1000) List of Other Included Managers: N/A