EX-99.(A)(13) 3 a2112498zex-99_a13.txt EX-99(A)(13) EXHIBIT 99.(a)(13) MORGAN STANLEY INSTITUTIONAL FUND, INC. ARTICLES SUPPLEMENTARY TO THE ARTICLES OF AMENDMENT AND RESTATEMENT MORGAN STANLEY INSTITUTIONAL FUND, INC. (the "Corporation"), a corporation organized under the laws of the State of Maryland, having its principal place of business at 1221 Avenue of the Americas, New York, New York 10020, does hereby certify to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation is registered as an open-end investment company under the Investment Company Act of 1940. SECOND: The Board of Directors of the Corporation at meetings duly convened and held (i) on February 17, 1997 adopted a resolution approving the merger, and subsequent liquidation of, the Small Cap Value Equity Portfolio Class A, Small Cap Value Equity Portfolio Class B, Balanced Portfolio Class A and Balanced Portfolio Class B; (ii) on January 23, 2002 adopted a resolution approving the merger, and subsequent liquidation of, the Fixed Income Portfolio Class A, Fixed Income Portfolio Class B, High Yield Portfolio Class A and High Yield Portfolio Class B; (iii) on September 12, 2002 adopted a resolution approving the merger, and subsequent liquidation of, the Global Fixed Income Portfolio Class A and Global Fixed Income Portfolio Class B; and (iv) on June 5, 2003 adopted a resolution adding one portfolio, thereby decreasing the total number of shares of stock which the Corporation shall have the authority to issue from forty-one billion (41,000,000,000) shares of common stock, par value $.001 per share, having an aggregate par value of forty-one million ($41,000,000) and designated and classified in thirty-three portfolios as follows:
NUMBER OF SHARES OF COMMON NAME OF CLASS STOCK CLASSIFIED AND ALLOCATED Money Market Portfolio - Class A 4,000,000,000 shares Money Market Portfolio - Class B 2,000,000,000 shares Municipal Money Market Portfolio - Class A 4,000,000,000 shares Small Company Growth Portfolio - Class A 500,000,000 shares Small Company Growth Portfolio - Class B 500,000,000 shares International Equity Portfolio - Class A 500,000,000 shares International Equity Portfolio - Class B 500,000,000 shares Value Equity Portfolio - Class A 500,000,000 shares Value Equity Portfolio - Class B 500,000,000 shares Fixed Income Portfolio - Class A 500,000,000 shares Fixed Income Portfolio - Class B 500,000,000 shares Balanced Portfolio - Class A 500,000,000 shares Balanced Portfolio - Class B 500,000,000 shares Global Value Equity Portfolio - Class A 500,000,000 shares Global Value Equity Portfolio - Class B 500,000,000 shares Global Fixed Income Portfolio - Class A 500,000,000 shares
Global Fixed Income Portfolio - Class B 500,000,000 shares Global Franchise Portfolio - Class A 500,000,000 shares Global Franchise Portfolio - Class B 500,000,000 shares European Value Equity Portfolio - Class A 500,000,000 shares European Value Equity Portfolio - Class B 500,000,000 shares Equity Growth Portfolio - Class A 500,000,000 shares Equity Growth Portfolio - Class B 500,000,000 shares Asian Equity Portfolio - Class A 500,000,000 shares Asian Equity Portfolio - Class B 500,000,000 shares Active International Allocation Portfolio - Class A 500,000,000 shares Active International Allocation Portfolio - Class B 500,000,000 shares International Small Cap Portfolio - Class A 1,000,000,000 shares High Yield Portfolio - Class A 500,000,000 shares High Yield Portfolio - Class B 500,000,000 shares Emerging Markets Portfolio - Class A 500,000,000 shares Emerging Markets Portfolio - Class B 500,000,000 shares Small Cap Value Equity Portfolio - Class A 500,000,000 shares Small Cap Value Equity Portfolio - Class B 500,000,000 shares Emerging Markets Debt Portfolio - Class A 500,000,000 shares Emerging Markets Debt Portfolio - Class B 500,000,000 shares Mortgage-Backed Securities Portfolio - Class A 500,000,000 shares Mortgage-Backed Securities Portfolio - Class B 500,000,000 shares Municipal Bond Portfolio - Class A 500,000,000 shares Municipal Bond Portfolio - Class B 500,000,000 shares Japanese Value Equity Portfolio - Class A 500,000,000 shares Japanese Value Equity Portfolio - Class B 500,000,000 shares Gold Portfolio - Class A 500,000,000 shares Gold Portfolio - Class B 500,000,000 shares China Growth Portfolio - Class A 500,000,000 shares China Growth Portfolio - Class B 500,000,000 shares Latin American Portfolio - Class A 500,000,000 shares Latin American Portfolio - Class B 500,000,000 shares Focus Equity Portfolio - Class A 500,000,000 shares Focus Equity Portfolio - Class B 500,000,000 shares U.S. Real Estate Portfolio - Class A 500,000,000 shares U.S. Real Estate Portfolio - Class B 500,000,000 shares MicroCap Portfolio - Class A 500,000,000 shares MicroCap Portfolio - Class B 500,000,000 shares International Magnum Portfolio - Class A 500,000,000 shares International Magnum Portfolio - Class B 500,000,000 shares Technology Portfolio - Class A 500,000,000 shares Technology Portfolio - Class B 500,000,000 shares U.S. Equity Plus Portfolio - Class A 500,000,000 shares U.S. Equity Plus Portfolio - Class B 500,000,000 shares Asian Real Estate Portfolio - Class A 500,000,000 shares Asian Real Estate Portfolio - Class B 500,000,000 shares
European Real Estate Portfolio - Class A 500,000,000 shares European Real Estate Portfolio - Class B 500,000,000 shares
to thirty-seven billion (37,000,000,000) shares of common stock, par value $.001 per share, having an aggregate par value of thirty-seven million dollars ($37,000,000) and designated and classified in twenty-nine portfolios as follows:
NUMBER OF SHARES OF COMMON NAME OF CLASS STOCK CLASSIFIED AND ALLOCATED Money Market Portfolio - Class A 4,000,000,000 shares Money Market Portfolio - Class B 2,000,000,000 shares Municipal Money Market Portfolio - Class A 4,000,000,000 shares Small Company Growth Portfolio - Class A 500,000,000 shares Small Company Growth Portfolio - Class B 500,000,000 shares International Equity Portfolio - Class A 500,000,000 shares International Equity Portfolio - Class B 500,000,000 shares Value Equity Portfolio - Class A 500,000,000 shares Value Equity Portfolio - Class B 500,000,000 shares Global Value Equity Portfolio - Class A 500,000,000 shares Global Value Equity Portfolio - Class B 500,000,000 shares Global Franchise Portfolio - Class A 500,000,000 shares Global Franchise Portfolio - Class B 500,000,000 shares European Value Equity Portfolio - Class A 500,000,000 shares European Value Equity Portfolio - Class B 500,000,000 shares Equity Growth Portfolio - Class A 500,000,000 shares Equity Growth Portfolio - Class B 500,000,000 shares Asian Equity Portfolio - Class A 500,000,000 shares Asian Equity Portfolio - Class B 500,000,000 shares Active International Allocation Portfolio - Class A 500,000,000 shares Active International Allocation Portfolio - Class B 500,000,000 shares International Small Cap Portfolio - Class A 1,000,000,000 shares Emerging Markets Portfolio - Class A 500,000,000 shares Emerging Markets Portfolio - Class B 500,000,000 shares Emerging Markets Debt Portfolio - Class A 500,000,000 shares Emerging Markets Debt Portfolio - Class B 500,000,000 shares Mortgage-Backed Securities Portfolio - Class A 500,000,000 shares Mortgage-Backed Securities Portfolio - Class B 500,000,000 shares Municipal Bond Portfolio - Class A 500,000,000 shares Municipal Bond Portfolio - Class B 500,000,000 shares Japanese Value Equity Portfolio - Class A 500,000,000 shares Japanese Value Equity Portfolio - Class B 500,000,000 shares Gold Portfolio - Class A 500,000,000 shares Gold Portfolio - Class B 500,000,000 shares China Growth Portfolio - Class A 500,000,000 shares China Growth Portfolio - Class B 500,000,000 shares
Latin American Portfolio - Class A 500,000,000 shares Latin American Portfolio - Class B 500,000,000 shares Focus Equity Portfolio - Class A 500,000,000 shares Focus Equity Portfolio - Class B 500,000,000 shares U.S. Real Estate Portfolio - Class A 500,000,000 shares U.S. Real Estate Portfolio - Class B 500,000,000 shares MicroCap Portfolio - Class A 500,000,000 shares MicroCap Portfolio - Class B 500,000,000 shares International Magnum Portfolio - Class A 500,000,000 shares International Magnum Portfolio - Class B 500,000,000 shares Technology Portfolio - Class A 500,000,000 shares Technology Portfolio - Class B 500,000,000 shares U.S. Equity Plus Portfolio - Class A 500,000,000 shares U.S. Equity Plus Portfolio - Class B 500,000,000 shares Asian Real Estate Portfolio - Class A 500,000,000 shares Asian Real Estate Portfolio - Class B 500,000,000 shares European Real Estate Portfolio - Class A 500,000,000 shares European Real Estate Portfolio - Class B 500,000,000 shares Large Cap Relative Value Portfolio - Class A 500,000,000 shares Large Cap Relative Value Portfolio - Class B 500,000,000 shares
THIRD: Such shares have been duly authorized and classified by the Board of Directors pursuant to authority and power contained in Section 2-105(c) of the Maryland General Corporation Law and the Corporation's Articles of Amendment and Restatement. FOURTH: The description of the shares of stock designated and classified as set forth above, including any preference, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications and terms and conditions of redemption is as set forth in the Articles of Amendment and Restatement and has not changed in connection with these Articles Supplementary to the Articles of Amendment and Restatement. IN WITNESS WHEREOF, MORGAN STANLEY INSTITUTIONAL FUND, INC. has caused these Articles Supplementary to the Articles of Amendment and Restatement to be signed in its name and on its behalf by its President and attested by its Secretary on this 6th day of June, 2003. MORGAN STANLEY INSTITUTIONAL FUND, INC. By: /s/ Ronald E. Robison --------------------- Ronald E. Robison President Attest: /s/ Mary E. Mullin ------------------ Mary E. Mullin Secretary THE UNDERSIGNED, President of MORGAN STANLEY INSTITUTIONAL FUND, INC., who executed on behalf of said corporation the foregoing Articles Supplementary of which this certificate is made a part, hereby acknowledges, in the name and on behalf of said corporation, the foregoing Articles Supplementary to be the corporate act of said corporation and further certifies that, to the best of his knowledge, information and belief, the matters and facts set forth herein with respect to the approval thereof are true in all material respects, under the penalties of perjury. By: /s/ Ronald E. Robison --------------------- Ronald E. Robison President