EX-99.(A)(7) 3 a2063827zex-99_a7.txt EXHIBIT (A)(7) MORGAN STANLEY INSTITUTIONAL FUND, INC. ARTICLES SUPPLEMENTARY TO THE ARTICLES OF AMENDMENT AND RESTATEMENT MORGAN STANLEY INSTITUTIONAL FUND, INC. (the "Corporation"), a corporation organized under the laws of the State of Maryland, having its principal place of business at 1221 Avenue of the Americas, New York, NY 10020, does hereby certify to the State Department of Assessments and Taxation of Maryland that: FIRST: The Corporation is registered as an open-end investment company under the Investment Company Act of 1940, as amended. SECOND: The Board of Directors of the Corporation at a meeting duly convened and held on October 18, 2001 adopted a resolution adding one portfolio and increasing the total number of shares of stock which the Corporation shall have the authority to issue from forty billion, five hundred thousand (40,500,000,000) shares of common stock, par value $.001 per share, having an aggregate par value of forty million, five hundred thousand dollars ($40,500,000) designated and classified in thirty-three portfolios as follows:
NUMBER OF SHARES OF COMMON STOCK NAME OF CLASS CLASSIFIED AND ALLOCATED ------------- ------------------------ Money Market Portfolio - Class A 4,000,000,000 shares Money Market Portfolio - Class B 2,000,000,000 shares Municipal Money Market Portfolio - Class A 4,000,000,000 shares Small Company Growth Portfolio - Class A 500,000,000 shares Small Company Growth Portfolio - Class B 500,000,000 shares International Equity Portfolio - Class A 500,000,000 shares International Equity Portfolio - Class B 500,000,000 shares Value Equity Portfolio - Class A 500,000,000 shares Value Equity Portfolio - Class B 500,000,000 shares Fixed Income Portfolio - Class A 500,000,000 shares Fixed Income Portfolio - Class B 500,000,000 shares Balanced Portfolio - Class A 500,000,000 shares Balanced Portfolio - Class B 500,000,000 shares Global Equity Portfolio - Class A 500,000,000 shares Global Equity Portfolio - Class B 500,000,000 shares Global Fixed Income Portfolio - Class A 500,000,000 shares Global Fixed Income Portfolio - Class B 500,000,000 shares European Equity Portfolio - Class A 500,000,000 shares European Equity Portfolio - Class B 500,000,000 shares Equity Growth Portfolio - Class A 500,000,000 shares Equity Growth Portfolio - Class B 500,000,000 shares Asian Equity Portfolio - Class A 500,000,000 shares Asian Equity Portfolio - Class B 500,000,000 shares
Active International Allocation Portfolio - Class A 500,000,000 shares Active International Allocation Portfolio - Class B 500,000,000 shares International Small Cap Portfolio - Class A 1,000,000,000 shares High Yield Portfolio - Class A 500,000,000 shares High Yield Portfolio - Class B 500,000,000 shares Emerging Markets Portfolio - Class A 500,000,000 shares Emerging Markets Portfolio - Class B 500,000,000 shares Small Cap Value Equity Portfolio - Class A 500,000,000 shares Small Cap Value Equity Portfolio - Class B 500,000,000 shares Emerging Markets Debt Portfolio - Class A 500,000,000 shares Emerging Markets Debt Portfolio - Class B 500,000,000 shares Mortgage-Backed Securities Portfolio - Class A 500,000,000 shares Mortgage-Backed Securities Portfolio - Class B 500,000,000 shares Municipal Bond Portfolio - Class A 500,000,000 shares Municipal Bond Portfolio - Class B 500,000,000 shares Japanese Equity Portfolio - Class A 500,000,000 shares Japanese Equity Portfolio - Class B 500,000,000 shares Gold Portfolio - Class A 500,000,000 shares Gold Portfolio - Class B 500,000,000 shares China Growth Portfolio - Class A 500,000,000 shares China Growth Portfolio - Class B 500,000,000 shares Latin American Portfolio - Class A 500,000,000 shares Latin American Portfolio - Class B 500,000,000 shares Focus Equity Portfolio - Class A 500,000,000 shares Focus Equity Portfolio - Class B 500,000,000 shares U.S. Real Estate Portfolio - Class A 500,000,000 shares U.S. Real Estate Portfolio - Class B 500,000,000 shares MicroCap Portfolio - Class A 500,000,000 shares MicroCap Portfolio - Class B 500,000,000 shares International Magnum Portfolio - Class A 500,000,000 shares International Magnum Portfolio - Class B 500,000,000 shares Technology Portfolio - Class A 500,000,000 shares Technology Portfolio - Class B 500,000,000 shares U.S. Equity Plus Portfolio - Class A 500,000,000 shares U.S. Equity Plus Portfolio - Class B 500,000,000 shares Asian Real Estate Portfolio - Class A 500,000,000 shares Asian Real Estate Portfolio - Class B 500,000,000 shares European Real Estate Portfolio - Class A 500,000,000 shares European Real Estate Portfolio - Class B 500,000,000 shares
to forty one billion, five hundred thousand ($41,500,000,000) shares of common stock, par value $.001 per share, having an aggregate par value of forty one million, five hundred thousand dollars ($41,500,000) and designated and classified in thirty-four portfolios as follows:
NUMBER OF SHARES OF COMMON STOCK NAME OF CLASS CLASSIFIED AND ALLOCATED ------------- ------------------------ Money Market Portfolio - Class A 4,000,000,000 shares Money Market Portfolio - Class B 2,000,000,000 shares Municipal Money Market Portfolio - Class A 4,000,000,000 shares Small Company Growth Portfolio - Class A 500,000,000 shares Small Company Growth Portfolio - Class B 500,000,000 shares International Equity Portfolio - Class A 500,000,000 shares International Equity Portfolio - Class B 500,000,000 shares Value Equity Portfolio - Class A 500,000,000 shares Value Equity Portfolio - Class B 500,000,000 shares Fixed Income Portfolio - Class A 500,000,000 shares Fixed Income Portfolio - Class B 500,000,000 shares Balanced Portfolio - Class A 500,000,000 shares Balanced Portfolio - Class B 500,000,000 shares Emerging Markets Advisory Portfolio - Class A 500,000,000 shares Global Equity Portfolio - Class A 500,000,000 shares Global Equity Portfolio - Class B 500,000,000 shares Global Fixed Income Portfolio - Class A 500,000,000 shares Global Fixed Income Portfolio - Class B 500,000,000 shares Global Franchise Portfolio - Class A 500,000,000 shares Global Franchise Portfolio - Class B 500,000,000 shares European Equity Portfolio - Class A 500,000,000 shares European Equity Portfolio - Class B 500,000,000 shares Equity Growth Portfolio - Class A 500,000,000 shares Equity Growth Portfolio - Class B 500,000,000 shares Asian Equity Portfolio - Class A 500,000,000 shares Asian Equity Portfolio - Class B 500,000,000 shares Active International Allocation Portfolio - Class A 500,000,000 shares Active International Allocation Portfolio - Class B 500,000,000 shares International Small Cap Portfolio - Class A 1,000,000,000 shares High Yield Portfolio - Class A 500,000,000 shares High Yield Portfolio - Class B 500,000,000 shares Emerging Markets Portfolio - Class A 500,000,000 shares Emerging Markets Portfolio - Class B 500,000,000 shares Small Cap Value Equity Portfolio - Class A 500,000,000 shares Small Cap Value Equity Portfolio - Class B 500,000,000 shares Emerging Markets Debt Portfolio - Class A 500,000,000 shares Emerging Markets Debt Portfolio - Class B 500,000,000 shares Mortgage-Backed Securities Portfolio - Class A 500,000,000 shares Mortgage-Backed Securities Portfolio - Class B 500,000,000 shares Municipal Bond Portfolio - Class A 500,000,000 shares Municipal Bond Portfolio - Class B 500,000,000 shares Japanese Equity Portfolio - Class A 500,000,000 shares
Japanese Equity Portfolio - Class B 500,000,000 shares Gold Portfolio - Class A 500,000,000 shares Gold Portfolio - Class B 500,000,000 shares China Growth Portfolio - Class A 500,000,000 shares China Growth Portfolio - Class B 500,000,000 shares Latin American Portfolio - Class A 500,000,000 shares Latin American Portfolio - Class B 500,000,000 shares Focus Equity Portfolio - Class A 500,000,000 shares Focus Equity Portfolio - Class B 500,000,000 shares U.S. Real Estate Portfolio - Class A 500,000,000 shares U.S. Real Estate Portfolio - Class B 500,000,000 shares MicroCap Portfolio - Class A 500,000,000 shares MicroCap Portfolio - Class B 500,000,000 shares International Magnum Portfolio - Class A 500,000,000 shares International Magnum Portfolio - Class B 500,000,000 shares Technology Portfolio - Class A 500,000,000 shares Technology Portfolio - Class B 500,000,000 shares U.S. Equity Plus Portfolio - Class A 500,000,000 shares U.S. Equity Plus Portfolio - Class B 500,000,000 shares Asian Real Estate Portfolio - Class A 500,000,000 shares Asian Real Estate Portfolio - Class B 500,000,000 shares European Real Estate Portfolio - Class A 500,000,000 shares European Real Estate Portfolio - Class B 500,000,000 shares
THIRD: Such shares have been duly authorized and classified by the Board of Directors pursuant to authority and power contained in Section 2-105(c) of the MGCL and the Corporation's Articles of Amendment and Restatement. FOURTH: The description of the shares of stock designated and classified as set forth above, including any preference, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications and terms and conditions of redemption is as set forth in the Articles of Amendment and Restatement and has not changed in connection with these Articles Supplementary to the Articles of Amendment and Restatement. IN WITNESS WHEREOF, MORGAN STANLEY INSTITUTIONAL FUND, INC. has caused these Articles Supplementary to the Articles of Amendment and Restatement to be signed in its name and on its behalf by its President and attested by its Secretary on this 18th day of October, 2001. MORGAN STANLEY INSTITTUTIONAL FUND, INC. By: /s/ Ronald E. Robison --------------------- Ronald E. Robison President Attest /s/ Mary E. Mullin -------------------- Mary E. Mullin Secretary THE UNDERSIGNED, President of MORGAN STANLEY INSTITUTIONAL FUND, INC., who executed on behalf of said corporation the foregoing Articles Supplementary of which this certificate is made a part, hereby acknowledges, in the name and on behalf of said corporation, the foregoing Articles Supplementary to be the corporate act of said corporation and further certifies that, to the best of his knowledge, information and belief, the matters and facts set forth herein with respect to the approval thereof are true in all material respects, under the penalties of perjury. By: /s/ Ronald E. Robison --------------------- Ronald E. Robison President