0000831571-19-000004.txt : 20191017 0000831571-19-000004.hdr.sgml : 20191017 20191017104151 ACCESSION NUMBER: 0000831571-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191017 DATE AS OF CHANGE: 20191017 EFFECTIVENESS DATE: 20191017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ST GERMAIN D J CO INC CENTRAL INDEX KEY: 0000831571 IRS NUMBER: 042194178 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06725 FILM NUMBER: 191154315 BUSINESS ADDRESS: STREET 1: PO BOX 15649 CITY: SPRINGFIELD STATE: MA ZIP: 01115 BUSINESS PHONE: 8004437624 MAIL ADDRESS: STREET 1: PO BOX 15649 CITY: SPRINGFIELD STATE: MA ZIP: 01115 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000831571 XXXXXXXX 09-30-2019 09-30-2019 ST GERMAIN D J CO INC
PO BOX 15649 SPRINGFIELD MA 01115
13F HOLDINGS REPORT 028-06725 N
Jason Schuck Treasurer 4137335111 Jason Schuck Springfield MA 10-17-2019 0 188 929692 false
INFORMATION TABLE 2 inftable-093019.xml 3M Co. COM 88579Y101 1935 11772 SH SOLE 11772 0 0 AT&T Inc. COM 00206R102 3608 95344 SH SOLE 95344 0 0 Abbott Laboratories COM 002824100 1277 15264 SH SOLE 15264 0 0 Abbvie Inc COM 00287Y109 936 12357 SH SOLE 12357 0 0 Accenture PLC Ireland COM G1151C101 289 1500 SH SOLE 1500 0 0 Aflac Inc COM 001055102 1300 24845 SH SOLE 24845 0 0 Air Prods & Chems Inc COM 009158106 795 3583 SH SOLE 3583 0 0 Alphabet Inc Cl A COM 02079K305 25812 21138 SH SOLE 21138 0 0 Alphabet Inc Cl C COM 02079K107 4878 4002 SH SOLE 4002 0 0 Alps ETF Tr AlerianMLP COM 00162Q866 21475 2349528 SH SOLE 2349528 0 0 Altria Group Inc. COM 02209S103 382 9334 SH SOLE 9334 0 0 Amazon Inc COM 023135106 1491 859 SH SOLE 859 0 0 American Electric Power COM 025537101 494 5271 SH SOLE 5271 0 0 American Express Co COM 025816109 10910 92241 SH SOLE 92241 0 0 Amgen Inc COM 031162100 18365 94906 SH SOLE 94906 0 0 Analog Devices COM 032654105 545 4875 SH SOLE 4875 0 0 Apple Inc COM 037833100 41078 183410 SH SOLE 183410 0 0 Applied Materials Inc COM 038222105 1107 22190 SH SOLE 22190 0 0 Arthur J Gallagher & Co COM 363576109 376 4195 SH SOLE 4195 0 0 Automatic Data Processing Inc COM 053015103 1856 11497 SH SOLE 11497 0 0 Bank of America Corp COM 060505104 451 15473 SH SOLE 15473 0 0 Bank of Montreal COM 063671101 14070 190782 SH SOLE 190782 0 0 Barings Corporate Invs COM 06759X107 315 18677 SH SOLE 18677 0 0 Bearing Lithium Corp COM 073898108 3 20000 SH SOLE 20000 0 0 Becton Dickinson Corp COM 075887109 8608 34030 SH SOLE 34030 0 0 Berkshire Hathaway Inc Cl A COM 084670108 312 1 SH SOLE 1 0 0 Berkshire Hathaway Inc Del Cl COM 084670702 1434 6893 SH SOLE 6893 0 0 Berkshire Hills Bancorp COM 084680107 312 10663 SH SOLE 10663 0 0 Blackrock Inc Com COM 09247X101 13668 30671 SH SOLE 30671 0 0 Blackstone Group Inc Com Cl A COM 09260D107 244 5000 SH SOLE 5000 0 0 Blackstone Mtg Tr Inc Com Cl A COM 09257W100 717 20000 SH SOLE 20000 0 0 Boeing Co COM 097023105 1533 4029 SH SOLE 4029 0 0 Booking Holdings Inc Com COM 09857L108 7780 3964 SH SOLE 3964 0 0 Bristol Myers Squibb COM 110122108 431 8499 SH SOLE 8499 0 0 CME Group Inc COM 12572Q105 618 2925 SH SOLE 2925 0 0 CSX Corporation COM 126408103 281 4052 SH SOLE 4052 0 0 CVS Corp COM 126650100 16976 269155 SH SOLE 269155 0 0 Capital One Financial Corp. COM 14040H105 371 4073 SH SOLE 4073 0 0 Caterpillar Inc Com COM 149123101 410 3245 SH SOLE 3245 0 0 Cerner Corp COM 156782104 12725 186665 SH SOLE 186665 0 0 Chevron Corp COM 166764100 1462 12331 SH SOLE 12331 0 0 Chubb Corporation COM H1467J104 16013 99191 SH SOLE 99191 0 0 Cisco COM 17275R102 20081 406417 SH SOLE 406417 0 0 Clorox Co COM 189054109 537 3535 SH SOLE 3535 0 0 Coca-Cola Co COM 191216100 1021 18747 SH SOLE 18747 0 0 Colgate Palmolive COM 194162103 1174 15964 SH SOLE 15964 0 0 Comcast Cl A COM 20030N101 470 10436 SH SOLE 10436 0 0 Corning Inc COM 219350105 3491 122413 SH SOLE 122413 0 0 Corteva Inc Com COM 22052L104 280 9983 SH SOLE 9983 0 0 Costco Warehouse Corp COM 22160K105 2115 7342 SH SOLE 7342 0 0 Cummins Inc COM 231021106 14461 88897 SH SOLE 88897 0 0 Danaher Corp Del COM 235851102 1726 11947 SH SOLE 11947 0 0 Deere & Co COM 244199105 424 2513 SH SOLE 2513 0 0 Dollar Gen Corp New Com COM 256677105 300 1890 SH SOLE 1890 0 0 Dominion Resources Inc COM 25746U109 1120 13823 SH SOLE 13823 0 0 Dow Inc Com COM 260557103 430 9028 SH SOLE 9028 0 0 Duke Energy Corp COM 26441C204 427 4459 SH SOLE 4459 0 0 Dupont De Nemours Inc Com COM 26614N102 758 10624 SH SOLE 10624 0 0 Eaton Corp PLC COM G29183103 658 7917 SH SOLE 7917 0 0 Ecolab COM 278865100 253 1277 SH SOLE 1277 0 0 Emerging Markets MSCI COM 464287234 7608 186144 SH SOLE 186144 0 0 Emerging Markets-Vanguard COM 922042858 30688 762241 SH SOLE 762241 0 0 Emerson Electric COM 291011104 1267 18948 SH SOLE 18948 0 0 Entergy Corp COM 29364G103 415 3539 SH SOLE 3539 0 0 Enterprise Product Partners COM 293792107 833 29160 SH SOLE 29160 0 0 Eversource Energy COM 30040W108 908 10625 SH SOLE 10625 0 0 ExxonMobil Corp COM 30231G102 13935 197349 SH SOLE 197349 0 0 Facebook, Inc. COM 30303M102 10016 56246 SH SOLE 56246 0 0 First American Financial Corp COM 31847R102 7196 121953 SH SOLE 121953 0 0 Fiserv Inc COM 337738108 556 5366 SH SOLE 5366 0 0 Freedom Environmental Services COM 35637A203 0 12000 SH SOLE 12000 0 0 General Electric COM 369604103 633 70843 SH SOLE 70843 0 0 General Mills Inc COM 370334104 16775 304332 SH SOLE 304332 0 0 Gilead Sciences Inc COM 375558103 314 4956 SH SOLE 4956 0 0 Global X MLP COM 37950E473 11109 1325655 SH SOLE 1325655 0 0 Goldman Sachs COM 38141G104 3257 15715 SH SOLE 15715 0 0 Green Energy Res Inc Comm COM 39303P106 0 200000 SH SOLE 200000 0 0 Home Depot Inc COM 437076102 3562 15351 SH SOLE 15351 0 0 Honeywell Intl COM 438516106 1353 7994 SH SOLE 7994 0 0 Hormel Foods COM 440452100 1934 44223 SH SOLE 44223 0 0 IBM COM 459200101 758 5210 SH SOLE 5210 0 0 IPG Photnics Corp Com COM 44980X109 407 3000 SH SOLE 3000 0 0 IShares Russell 2000 COM 464287655 1016 6715 SH SOLE 6715 0 0 IShares Tr Russell 1000 Value COM 464287598 374 2917 SH SOLE 2917 0 0 IShares Tr Russell 3000 Growth COM 464287671 339 5400 SH SOLE 5400 0 0 IShares Tr Russell 3000 Value COM 464287663 283 4890 SH SOLE 4890 0 0 Illinois Tool Works Inc COM 452308109 1210 7731 SH SOLE 7731 0 0 Ingersoll Rand PLC COM G47791101 771 6260 SH SOLE 6260 0 0 Intel Corp COM 458140100 3931 76295 SH SOLE 76295 0 0 Invesco ETF Tr II Pfd COM 46138E511 191 12700 SH SOLE 12700 0 0 Invictus MD Strategies Corp COM 46183X802 3 20090 SH SOLE 20090 0 0 Ishares Dow Sel Div Idx Fd COM 464287168 538 5275 SH SOLE 5275 0 0 Ishares TR Russell 2000 Growth COM 464287648 409 2120 SH SOLE 2120 0 0 Ishares TR Russell Midcap Valu COM 464287473 292 3255 SH SOLE 3255 0 0 Ishares Tr MSCI EAFE ETF COM 464287465 722 11073 SH SOLE 11073 0 0 Ishares Tr NASDAQ Biotechnolog COM 464287556 234 2352 SH SOLE 2352 0 0 Ishares Tr Russell 1000 Growth COM 464287614 437 2740 SH SOLE 2740 0 0 Ishares Tr Russell 2000 Value COM 464287630 422 3535 SH SOLE 3535 0 0 JP Morgan Chase COM 46625H100 21564 183230 SH SOLE 183230 0 0 JP Morgan Diversified Equity COM 46641Q407 35799 471540 SH SOLE 471540 0 0 Johnson & Johnson COM 478160104 17854 137995 SH SOLE 137995 0 0 KIMCO Realty Corp (Maryland) COM 49446R109 209 10000 SH SOLE 10000 0 0 Kimberly-Clark Corp COM 494368103 825 5809 SH SOLE 5809 0 0 L Brands Inc COM 501797104 5770 294554 SH SOLE 294554 0 0 L3Harris Technologies Inc com COM 502431109 1985 9513 SH SOLE 9513 0 0 Linde PLC COM G5494J103 364 1881 SH SOLE 1881 0 0 Lockheed Martin Corp COM 539830109 657 1685 SH SOLE 1685 0 0 Lyondellbasell Ind N V Ord Shs COM N53745100 8484 94828 SH SOLE 94828 0 0 Magellan Midstream Partners COM 559080106 437 6600 SH SOLE 6600 0 0 Mastercard, Inc COM 57636Q104 418 1538 SH SOLE 1538 0 0 McCormick Co COM 579780206 471 3015 SH SOLE 3015 0 0 McDonald's Corp COM 580135101 2856 13300 SH SOLE 13300 0 0 Medtronic PLC SHS COM G5960L103 5235 48199 SH SOLE 48199 0 0 Merck & Co Inc COM 58933Y105 1613 19156 SH SOLE 19156 0 0 Microsoft Corp COM 594918104 5183 37280 SH SOLE 37280 0 0 National Oilwell Varco, Inc. COM 637071101 6913 326101 SH SOLE 326101 0 0 Nextera Energy Inc Com COM 65339F101 1205 5174 SH SOLE 5174 0 0 Nike Inc Cl B COM 654106103 1042 11093 SH SOLE 11093 0 0 Norfolk Southern Corp COM 655844108 380 2114 SH SOLE 2114 0 0 Northwest Bancshares Inc MD Co COM 667340103 3256 198673 SH SOLE 198673 0 0 Novartis AG Sponsored Adr COM 66987V109 411 4735 SH SOLE 4735 0 0 Novo-Nordisk A S COM 670100205 9983 193102 SH SOLE 193102 0 0 Novozymes A/S Sponsored ADR COM 670108109 210 5000 SH SOLE 5000 0 0 Old Dominion Freight Line Inc COM 679580100 255 1500 SH SOLE 1500 0 0 Oracle Corp COM 68389X105 10006 181822 SH SOLE 181822 0 0 Palo Alto Networks Inc Com COM 697435105 5534 27152 SH SOLE 27152 0 0 Peoples Financial COM 712704105 2696 172445 SH SOLE 172445 0 0 Pepsico Inc COM 713448108 13847 101002 SH SOLE 101002 0 0 Pfizer Inc COM 717081103 4011 111620 SH SOLE 111620 0 0 Phillip Morris International, COM 718172109 358 4720 SH SOLE 4720 0 0 Phillips 66 COM 718546104 234 2287 SH SOLE 2287 0 0 Procter & Gamble COM 742718109 18461 148423 SH SOLE 148423 0 0 Qualcomm INC COM 747525103 18087 237113 SH SOLE 237113 0 0 Rayonier Inc COM 754907103 17272 612488 SH SOLE 612488 0 0 Raytheon Co COM 755111507 367 1873 SH SOLE 1873 0 0 SPDR Gold Trust COM 78463V107 230 1659 SH SOLE 1659 0 0 Sally Beauty Company COM 79546E104 4446 298598 SH SOLE 298598 0 0 Schlumberger Ltd COM 806857108 12062 353001 SH SOLE 353001 0 0 Seagate Technology PLC Shrs COM G7945M107 238 4420 SH SOLE 4420 0 0 Southern Co Com COM 842587107 299 4835 SH SOLE 4835 0 0 Spdr Tr Unit Ser 1 COM 78462F103 8134 27410 SH SOLE 27410 0 0 Sprint Corp COM 85207U105 102 16592 SH SOLE 16592 0 0 State Street Corp COM 857477103 340 5750 SH SOLE 5750 0 0 Stryker Corp COM 863667101 368 1701 SH SOLE 1701 0 0 TJX Companies Inc. COM 872540109 2430 43588 SH SOLE 43588 0 0 Taiwan Semiconductor-ADR COM 874039100 432 9300 SH SOLE 9300 0 0 Target Corp COM 87612E106 815 7624 SH SOLE 7624 0 0 Texas Instruments COM 882508104 818 6330 SH SOLE 6330 0 0 US Bancorp Del COM 902973304 257 4648 SH SOLE 4648 0 0 Union Pacific Corp COM 907818108 713 4403 SH SOLE 4403 0 0 United Healthgroup Inc COM 91324P102 4815 22157 SH SOLE 22157 0 0 United Technologies COM 913017109 1529 11197 SH SOLE 11197 0 0 Vaneck Vectors ETF Oil Svcs ET COM 92189F718 4044 344190 SH SOLE 344190 0 0 Vanguard Index Total Stock Mkt COM 922908769 331 2189 SH SOLE 2189 0 0 Vanguard REIT ETF COM 922908553 285 3052 SH SOLE 3052 0 0 Vanguard Tax Managed Intl Fd F COM 921943858 10924 265917 SH SOLE 265917 0 0 Vanguard World Fds Vanguard He COM 92204A504 534 3184 SH SOLE 3184 0 0 Vanguard World Fds Vanguard In COM 92204A702 308 1430 SH SOLE 1430 0 0 Verizon Communications COM 92343V104 14383 238285 SH SOLE 238285 0 0 Visa Inc Cls A COM 92826C839 2350 13664 SH SOLE 13664 0 0 Wabtec COM 929740108 219 3049 SH SOLE 3049 0 0 Wal-Mart Stores Inc COM 931142103 1249 10521 SH SOLE 10521 0 0 Walgreen Boots COM 931427108 231 4171 SH SOLE 4171 0 0 Walt Disney COM 254687106 8666 66500 SH SOLE 66500 0 0 Waste Mgmt Inc COM 94106L109 230 2000 SH SOLE 2000 0 0 Wells Fargo & Co COM 949746101 11424 226491 SH SOLE 226491 0 0 Wisconsin Energy COM 92939U106 331 3485 SH SOLE 3485 0 0 Woodward Inc Com COM 980745103 431 4000 SH SOLE 4000 0 0 Yum! Brands Inc COM 988498101 327 2885 SH SOLE 2885 0 0 Zimmer Hldgs Inc COM 98956P102 8141 59303 SH SOLE 59303 0 0 IShares CMBS ETF ETF 46429B366 22900 428280 SH SOLE 428280 0 0 IShares Tr 10-20 Yr Treas Bd ETF 464288653 208 1390 SH SOLE 1390 0 0 IShares Tr Barclays 3-7 Yr Tre ETF 464288661 289 2280 SH SOLE 2280 0 0 IShares Tr Barclays 7-10 YR Tr ETF 464287440 328 2915 SH SOLE 2915 0 0 IShares Tr Floating Rate Nt ET ETF 46429B655 12066 236735 SH SOLE 236735 0 0 IShares Tr MBS ETF ETF 464288588 41122 379707 SH SOLE 379707 0 0 Ishares Preferred & Income Sec ETF 464288687 2299 61254 SH SOLE 61254 0 0 Ivesco ETF Tr II 1-30 Laddered ETF 46138E107 728 20480 SH SOLE 20480 0 0 SPDR BBG Barc IG Floating Rate ETF 78468R200 2605 84701 SH SOLE 84701 0 0 SPDR Ser Tr Nuveen Barclays Mu ETF 78468R721 777 15322 SH SOLE 15322 0 0 SPDR Wells Fargo Preferred Sto ETF 78464A292 6932 156982 SH SOLE 156982 0 0 Spdr Nuveen Barclays Cap Short ETF 78468R739 548 11182 SH SOLE 11182 0 0 Vanguard Bd Index Fd Inc Total ETF 921937835 4154 49204 SH SOLE 49204 0 0 Vanguard Interm Corp Bond ETF ETF 92206C870 67027 734619 SH SOLE 734619 0 0 Vanguard Short Term BD ETF ETF 921937827 6078 75237 SH SOLE 75237 0 0 Vanguard Short Term Corp Bond ETF 92206C409 441 5442 SH SOLE 5442 0 0 iShares Core US Treasury Bond ETF 46429B267 22221 844115 SH SOLE 844115 0 0 Goldman Sachs Group Inc PFD 38143Y665 207 9900 SH SOLE 9900 0 0