EX-99.28.E.13 8 fp0067497_ex9928e13.htm

Amendment to Distribution Agreement

 

This amendment (the “Amendment”), effective as of the date first written below, is made by and among Red Gate Advisers, LLC, a Pennsylvania limited liability company (the “Adviser”), The RBB Fund, Inc., a Maryland corporation (the “Company”), and Vigilant Distributors, LLC, a Pennsylvania limited liability company (“Vigilant Distributors”) (collectively the “Parties”).

 

WHEREAS, the Parties entered into a Distribution Agreement dated March 4, 2021 (the “Agreement”) in which the Company appointed Vigilant Distributors as its agent for the sale and distribution of the fund(s) described in Exhibit A of the Agreement (“Exhibit A”); and

 

WHEREAS, the Company desires to appoint Vigilant Distributors as agent for the sale and distribution of additional funds.

 

NOW THEREFORE, the Parties hereby agree that Exhibit A is hereby superseded and replaced with Amended Exhibit A attached hereto.

 

All terms and conditions of the Agreement not specifically amended herein shall remain in full force and effect.

 

IN WITNESS WHEREOF, the Parties have executed this Agreement by their authorized signatories as of the date first written below.

 

 

  RED GATE ADVISERS, LLC   THE RBB FUND, Inc.  
             
  By: /s/ John Brett   By: /s/ James Shaw  
  Name: John Brett   Name: James Shaw  
  Title: President   Title: Chief Financial Officer  
  Date: July 22, 2021   Date:    
         
  VIGILANT DISTRIBUTORS, LLC      
         
  By: /s/ Patrick Chism      
  Name: Patrick Chism      
  Title: Chief Executive Officer      
  Date: 7-22-2021      

 

 

 

Amended Exhibit A

to the

Distribution Agreement

 

Fund Names

 

Separate Series of The RBB Fund, Inc.

 

Name of Series

 

Stance Equity ESG Large Cap Core ETF

DriveWealth Power Saver ETF

DriveWealth Steady Saver ETF