EX-99.(E)(II) 11 d341745dex99eii.htm AMENDMENT TO DISTRIBUTION AGREEMENT BETWEEN REGISTRANT AND ALPS DISTRIBUTORS INC Amendment to Distribution Agreement between Registrant and ALPS Distributors Inc

Amendment to Distribution Agreement

This Amendment to the Distribution Agreement (this “Amendment”), dated May 1, 2012, between MTB Group of Funds, organized as a Trust under the laws of the State of Delaware (the “Fund”) and ALPS Distributor, Inc., a Colorado corporation (“Distributor”). Reference if made hereby to that certain Distribution Agreement dated November 1, 2011 (the “Distribution Agreement”), between MTB Group of Funds (the “Fund”) and ALPS Distributors, Inc. (the “Distributor”)

WHEREAS, the Fund and Distributor have entered into the Distribution Agreement dated as of November 1, 2011;

WHEREAS, due to reorganization activity, the Fund has experienced a change to its name and changes to the number of separate portfolio series of the Fund;

WHEREAS, the Fund wishes to continue to employ the services of the Distributor in connection with the promotion and distribution of shares of the Fund; and

NOW, THEREFORE, in consideration of the mutual covenants herein contained and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows:

1. Effective after the close of business March 9, 2012, the MTB Group of Funds changed its name to Wilmington Funds. All references to MTB Group of Funds are deleted and replaced with Wilmington Funds.

2. Effective as of March 12, 2012, Schedule A (List of Portfolios) of the Agreement is hereby deleted in its entirety and replaced with a new Schedule A (List of Portfolios) attached hereto.

3. Effective as of March 12, 2012, Exhibit A of the Agreement is hereby deleted in its entirety and replaced with a new Exhibit A attached hereto.

4. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

IN WITNESS WHEREOF, the parties hereto have duly executed and delivered this Amendment as of the date first written above.

 

  ALPS DISTRIBUTORS, INC.       WILMINGTON FUNDS

  By: /s/ Thomas A. Carter

   

  By: /s/ Michael D. Daniels

  Name: Thomas A. Carter

   

  Name: Michael D. Daniels

  Title: President

   

  Title: Vice President


SCHEDULE A TO THE DISTRIBUTION AGREEMENT

List of Portfolios

as Amended May 1, 2012

Class A Shares and Class I Shares

Wilmington Strategic Allocation Moderate Fund

Wilmington Broad Market Bond Fund

Wilmington Intermediate-Term Bond Fund

Wilmington Multi-Manager International Fund

Wilmington Large Cap Growth Fund

Wilmington Large Cap Value Fund

Wilmington Maryland Municipal Bond Fund

Wilmington Mid Cap Growth Fund

Wilmington New York Municipal Bond Fund

Wilmington Pennsylvania Municipal Bond Fund

Wilmington Short Duration Government Bond Fund

Wilmington Short-Term Corporate Bond Fund

Wilmington Small Cap Growth Fund

Wilmington Rock Maple Alternatives Fund

Wilmington Municipal Bond Fund

Wilmington Multi-Manager Real Asset Fund

Wilmington Large-Cap Strategy Fund

Wilmington Small-Cap Strategy Fund

Wilmington Strategic Allocation Aggressive Fund

Wilmington Strategic Allocation Conservative Fund

Wilmington Virginia Municipal Bond Fund

Class C Shares

Wilmington Small Cap Growth Fund

Wilmington Intermediate-Term Bond Fund

Wilmington Short Duration Government Bond Fund

Wilmington Short-Term Corporate Bond Fund

Service Class Shares, Select Class Shares and Administrative Class Shares

Wilmington Prime Money Market Fund

Wilmington Tax-Exempt Money Market Fund

Wilmington U.S. Government Money Market Fund

Wilmington U.S. Treasury Money Market Fund

Institutional Class Shares

Wilmington Prime Money Market Fund

Wilmington U.S. Government Money Market Fund

Variable Annuity Funds

Wilmington Managed Allocation Fund - Moderate Growth II

 

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Exhibit A TO THE DISTRIBUTION AGREEMENT

as Amended May 1, 2012

Class A Shares

 

Maximum Initial Sales Load:        As Noted
Advance Commission:   None, Except As Noted
Rule 12b-1 Fee:   0.25%*
Shareholder Services Fee:   0.25%*

 

* These are maximum payments. Please refer to the prospectus for current accrual amounts that are payable.

Maximum Initial Sales Load of 5.5%

 

Fund

   CUSIP  

Wilmington Strategic Allocation Moderate Fund

     97181C746   

Wilmington Multi-Manager International Fund

     97181C795   

Wilmington Large Cap Growth Fund

     97181C696   

Wilmington Large Cap Value Fund

     97181C720   

Wilmington Mid Cap Growth Fund

     97181C670   

Wilmington Small Cap Growth Fund

     97181C654   

Wilmington Rock Maple Alternatives Fund

     97181C324   

Wilmington Strategic Allocation Aggressive Fund

     97181C373   

Wilmington Strategic Allocation Conservative Fund

     97181C357   

Wilmington Multi-Manager Real Asset Fund

     97181C449   

Wilmington Large-Cap Strategy Fund

     97181C423   

Wilmington Small-Cap Strategy Fund

     97181C399   

Maximum Initial Sales Load of 4.5%

 

Fund

   CUSIP  

Wilmington Broad Market Bond Fund

     97181C829   

Wilmington Intermediate-Term Bond Fund

     97181C852   

Wilmington Maryland Municipal Bond Fund

     97181C548   

Wilmington New York Municipal Bond Fund

     97181C589   

Wilmington Pennsylvania Municipal Bond Fund

     97181C563   

Wilmington Virginia Municipal Bond Fund

     97181C522   

Wilmington Municipal Bond Fund

     97181C464   

Maximum Initial Sales Load of 1.75%

 

Fund

   CUSIP  

Wilmington Short Duration Government Bond Fund

     97181C779   

Wilmington Short-Term Corporate Bond Fund

     97181C621   

 

3


Class C Shares

 

Initial Sales Load:    None
Advance Commission:    1.00%
Rule 12b-1 Fee:    1.00%* (payable the 13th month after purchase)
Shareholder Services Fee:    0.25%*

 

* These are maximum payments. Please refer to the prospectus for current accrual amounts that are payable.

 

Fund

   CUSIP  

Wilmington Small Cap Growth Fund

     97181C647   

Wilmington Intermediate-Term Bond Fund

     97181C837   

Wilmington Short Duration Government Bond Fund

     97181C753   

Wilmington Short-Term Corporate Bond Fund

     97181C613   

Class I Shares

 

Initial Sales Load:    None
Advance Commission:    None
Rule 12b-1 Fee:    None
Shareholder Services Fee:    0.25%*

 

* These are maximum payments. Please refer to the prospectus for current accrual amounts that are payable.

 

Fund

   CUSIP  

Wilmington Strategic Allocation Moderate Fund

   97181C738   

Wilmington Broad Market Bond Fund

   97181C811   

Wilmington Intermediate-Term Bond Fund

   97181C845   

Wilmington Multi-Manager International Fund

   97181C787   

Wilmington Large Cap Growth Fund

   97181C688   

Wilmington Large Cap Value Fund

   97181C712   

Wilmington Maryland Municipal Bond Fund

   97181C530   

Wilmington Mid Cap Growth Fund

   97181C662   

Wilmington New York Municipal Bond Fund

   97181C571   

Wilmington Pennsylvania Municipal Bond Fund

   97181C555   

Wilmington Short Duration Government Bond Fund

   97181C761   

Wilmington Short-Term Corporate Bond Fund

   97181C597   

Wilmington Small Cap Growth Fund

   97181C639   

Wilmington Rock Maple Alternatives Fund

   97181C332   

Wilmington Municipal Bond Fund

   97181C456   

Wilmington Multi-Manager Real Asset Fund

   97181C431   

Wilmington Large-Cap Strategy Fund

   97181C415   

Wilmington Small-Cap Strategy Fund

   97181C381   

Wilmington Strategic Allocation Aggressive Fund

   97181C365   

Wilmington Strategic Allocation Conservative Fund

     97181C340   

 

4


Service Class Shares

 

Initial Sales Load:    None
Advance Commission:    None
Rule 12b-1 Fee:    0.25%*
Shareholder Services Fee:    0.25%*

 

* These are maximum payments. Please refer to the prospectus for current accrual amounts that are payable.

 

Fund

   CUSIP  

Wilmington Prime Money Market Fund

     97181C100   

Wilmington Tax-Exempt Money Market Fund

     97181C878   

Wilmington U.S. Government Money Market Fund

     97181C506   

Wilmington U.S. Treasury Money Market Fund

     97181C498   

Select Class Shares

 

Initial Sales Load:    None
Advance Commission:    None
Rule 12b-1 Fee:    None
Shareholder Services Fee:    0.25%*

 

* These are maximum payments. Please refer to the prospectus for current accrual amounts that are payable.

 

Fund

   CUSIP  

Wilmington Prime Money Market Fund

     97181C308   

Wilmington Tax-Exempt Money Market Fund

     97181C886   

Wilmington U.S. Government Money Market Fund

     97181C704   

Wilmington U.S. Treasury Money Market Fund

     97181C514   

Administrative Class Shares

 

Initial Sales Load:    None
Advance Commission:    None
Rule 12b-1 Fee:    0.25%*
Shareholder Services Fee:    0.25%*

 

* These are maximum payments. Please refer to the prospectus for current accrual amounts that are payable.

 

Fund

   CUSIP  

Wilmington Prime Money Market Fund

     97181C407   

Wilmington Tax-Exempt Money Market Fund

     97181C860   

Wilmington U.S. Government Money Market Fund

     97181C803   

Wilmington U.S. Treasury Money Market Fund

     97181C480   

 

5


Institutional Class Shares

 

Initial Sales Load:    None
Advance Commission:    None
Rule 12b-1 Fee:    None
Shareholder Services Fee:    None

 

Fund

   CUSIP  

Wilmington Prime Money Market Fund

     97181C209   

Wilmington U.S. Government Money Market Fund

     97181C605   

 

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