-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqCY4QWWGOzicrCjZLiLH4Ut2+XgAmUP6W31PandGKZaZ0othnimkeLBmg/C8+am uS0XFsE7D6E3i6hAHqbIZw== 0000829407-09-000005.txt : 20091102 0000829407-09-000005.hdr.sgml : 20091102 20091102113629 ACCESSION NUMBER: 0000829407-09-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091102 DATE AS OF CHANGE: 20091102 EFFECTIVENESS DATE: 20091102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MONTAG A & ASSOCIATES INC CENTRAL INDEX KEY: 0000829407 IRS NUMBER: 582069838 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02209 FILM NUMBER: 091150221 BUSINESS ADDRESS: STREET 1: 100 PEACHTREE ST SUITE STREET 2: SUITE 339 EQUITABLE BLDG CITY: ATLANTA STATE: GA ZIP: 30303 BUSINESS PHONE: 4045225774 MAIL ADDRESS: STREET 1: 100 PEACHTREE ST SUITE STREET 2: SUITE 339 EQUITABLE BLDG CITY: ATLANTA STATE: GA ZIP: 30303 13F-HR 1 inftable.txt UNITED STATES SECURITIES AND EXCHANGE COMMISIION WASHINGTON, DC 20549 FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2009 Check here if Amendment { } Amendment Number:1 This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report Name: A. Montag and Associates Inc. Address: 133 Peachtree Street 2500 Georgia Pacific Center Atlanta, GA 30303 13F File Number: 28-2209 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Janet Ryan Title: Compliance Manager Phone: 404-522-5774 Signature, Place, and Date of Signing: Janet Ryan Atlanta, GA September 30, 2009 Report type (Check only one): [X] 13F Holdings Report [ ] 13F Notice. [ ] 13F Combination Report. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 225 Form 13F Information Table Value Total: 390551 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- FIDELITY SELECT PORTF MONEY MK 316390814 320 320000 SH Sole 320000 VANGUARD ANNUITY EQUITY INDEX 580 16400 SH Sole 16400 VANGUARD ANNUITY MID CAP INDEX 313 15206 SH Sole 15206 3M CO COM 88579y101 728 9871 SH Sole 9871 ABBOTT LABS COM 002824100 6170 124727 SH Sole 124727 ACE LTD ORD COM H0023R105 206 3850 SH Sole 3850 ADOBE SYSTEMS INC COM 00724F101 1140 34500 SH Sole 34500 AETNA INC - NEW COM 00817Y108 228 8200 SH Sole 8200 AIR PRODS & CHEMS INC COM 009158106 330 4250 SH Sole 4250 ALLEGHANY CORP DEL COM 017175100 298 1149 SH Sole 1149 ALLSTATE CORP COM 020002101 1135 37080 SH Sole 37080 AMERICAN TOWER CORP. CL A COM 029912201 253 6945 SH Sole 6945 AMERISOURCEBERGEN CORP. COM 03073E105 365 16300 SH Sole 16300 ANADARKO PETE CORP COM 032511107 790 12598 SH Sole 12598 APACHE CORP COM 037411105 580 6312 SH Sole 6312 APPLIED MATLS INC COM 038222105 390 29150 SH Sole 29150 AT&T INC COM 00206R102 1144 42362 SH Sole 42362 AUTOZONE, INC. COM 053332102 344 2350 SH Sole 2350 BANK OF AMERICA CORP COM 060505104 6975 412246 SH Sole 412246 BECTON DICKINSON & CO COM 075887109 276 3950 SH Sole 3950 BERKSHIRE HATHAWAY INC CL A COM 084670108 1313 13 SH Sole 13 BERKSHIRE HATHAWAY INC CL B COM 084670207 1954 588 SH Sole 588 BJ'S WHOLESALE CLUB, INC. COM 05548j106 1675 46250 SH Sole 46250 BRISTOL MYERS SQUIBB COM 110122108 602 26740 SH Sole 26740 BROCADE COMMUNICATIONS SYSTEM COM 111621306 101 12900 SH Sole 12900 CAPITAL SOUTHWEST CORP COM 140501107 249 3248 SH Sole 3248 CHEVRON TEXACO CORP COM 166764100 2732 38785 SH Sole 38785 CISCO SYS INC COM 17275R102 2077 88250 SH Sole 88250 COCA COLA CO COM 191216100 8309 154725 SH Sole 154725 COLGATE PALMOLIVE CO COM 194162103 932 12213 SH Sole 12213 CONOCOPHILIPS COM 20825c104 3981 88151 SH Sole 88151 CORNING INC COM 219350105 1216 79450 SH Sole 79450 COSTCO WHOLESALE CORP COM 22160K105 982 17425 SH Sole 17425 CVS CAREMARK CORP. COM 126650100 2535 70930 SH Sole 70930 DEVON ENERGY CORPORATION COM 25179M103 477 7086 SH Sole 7086 DISCOVER FINANCIAL SERVICES CO COM 254709108 233 14384 SH Sole 14384 DOMINION RES VA NEW COM 25746U109 1173 34000 SH Sole 34000 DUKE ENERGY CORP COM 26441C105 223 14158 SH Sole 14158 E M C CORP MASS COM 268648102 1173 68860 SH Sole 68860 EATON VANCE CORP COM NON VTG COM 278265103 1321 47200 SH Sole 47200 ENERGEN CORP COM 29265N108 386 8965 SH Sole 8965 EOG RESOURCES INC COM 26875P101 3074 36805 SH Sole 36805 EQUIFAX INC COM 294429105 8591 294815 SH Sole 294815 EXELON CORPORATION COM 30161n101 492 9916 SH Sole 9916 EXXON MOBIL CORP COM 30231G102 5315 77461 SH Sole 77461 FAMILY DLR STORES INC COM 307000109 212 8035 SH Sole 8035 FISERV INC COM 337738108 9061 187983 SH Sole 187983 FPL GROUP INC COM 302571104 3412 61786 SH Sole 61786 GENERAL ELEC CO COM 369604103 617 37558 SH Sole 37558 GENERAL MLS INC COM 370334104 2883 44785 SH Sole 44785 GENUINE PARTS CO COM 372460105 6359 167090 SH Sole 167090 GILEAD SCIENCES INC COM 375558103 1209 26005 SH Sole 26005 GLOBAL ENERGY HOLDINGS GROUP COM 37991A100 2 11700 SH Sole 11700 GOOGLE, INC. COM 38259P508 258 520 SH Sole 520 HAVERTY FURN COS INC CLASS A COM 419596200 299 25399 SH Sole 25399 HAVERTY FURNITURE INC COM COM 419596101 123 10433 SH Sole 10433 HELMERICH & PAYNE INC COM 423452101 477 12075 SH Sole 12075 HEWLETT PACKARD CO COM 428236103 286 6064 SH Sole 6064 HOME DEPOT INC COM 437076102 3842 144219 SH Sole 144219 HONEYWELL INTL INC COM 438516106 622 16737 SH Sole 16737 INTEL CORP COM 458140100 1837 93881 SH Sole 93881 INTERNATIONAL BUS MACH COM 459200101 9170 76669 SH Sole 76669 JOHNSON & JOHNSON COM 478160104 5619 92284 SH Sole 92284 JP MORGAN CHASE & CO COM 46625H100 447 10193 SH Sole 10193 KINDER MORGAN ENERGY PARTNERS COM 494550106 380 7034 SH Sole 7034 KRAFT FOODS INC CL A COM 50075N104 5508 209676 SH Sole 209676 L-3 COMMUNICATIONS HLDGS INC COM 502424104 622 7750 SH Sole 7750 LOEWS CORP COM 540424108 609 17774 SH Sole 17774 MCDONALDS CORP COM 580135101 1208 21170 SH Sole 21170 MCKESSON CORP COM 58155Q103 223 3750 SH Sole 3750 MEDCO HEALTH SOLUTIONS INC COM 58405U102 362 6546 SH Sole 6546 MEDTRONIC INC COM 585055106 267 7247 SH Sole 7247 MERCK & CO INC COM 589331107 4642 146745 SH Sole 146745 MICROSOFT CORP COM 594918104 9251 359685 SH Sole 359685 MONSANTO CO COM 61166W101 1793 23165 SH Sole 23165 NATIONAL FUEL GAS N J COM 636180101 698 15246 SH Sole 15246 NIKE INC CL B COM 654106103 1278 19750 SH Sole 19750 NORFOLK SOUTHERN CORP COM 655844108 729 16917 SH Sole 16917 ORACLE CORP COM 68389X105 871 41814 SH Sole 41814 PENNEY J C INC COM 708160106 2444 72400 SH Sole 72400 PEPSICO INC COM 713448108 3943 67213 SH Sole 67213 PFIZER INC COM 717081103 562 33984 SH Sole 33984 PLUM CREEK TIMBER CO INC COM 729251108 316 10315 SH Sole 10315 PROCTER & GAMBLE CO COM 742718109 3322 57361 SH Sole 57361 QUANTA SVCS INC COM COM 74762E102 515 23250 SH Sole 23250 RAYONIER INC COM 754907103 656 16029 SH Sole 16029 REGIONS FINANCIAL CORP COM 7591EP100 149 23968 SH Sole 23968 RENAISSANCE RE HLDGS COM G7496G103 1503 27443 SH Sole 27443 SCANA CORP NEW COM 80589M102 1150 32958 SH Sole 32958 SCHLUMBERGER LTD COM 806857108 848 14225 SH Sole 14225 SERVIDYNE INC COM 81765M106 792 390003 SH Sole 390003 SLM CORP COM 78442P106 1518 174100 SH Sole 174100 SMITHFIELD FOODS, INC. COM 832248108 928 67250 SH Sole 67250 SONOCO PRODS CO COM 835495102 778 28261 SH Sole 28261 SOUTHEASTERN BANKING CORP. COM 84158P108 234 21144 SH Sole 21144 SOUTHERN CO COM 842587107 504 15901 SH Sole 15901 ST JUDE MEDICAL INC COM 790849103 1968 50450 SH Sole 50450 STATE STREET CORP COM 857477103 847 16100 SH Sole 16100 STEIN MART INC. COM 858375108 191 15000 SH Sole 15000 SUNTRUST BKS INC COM 867914103 3929 174253 SH Sole 174253 SYSCO CORP COM 871829107 1221 49140 SH Sole 49140 TARGET CORP COM 87612e106 338 7241 SH Sole 7241 U.S. TECHNOLOGIES COM 91272D309 0 20000 SH Sole 20000 UNITED TECHNOLOGIES CP COM 913017109 4182 68635 SH Sole 68635 UNITEDHEALTH GROUP INC COM 91324P102 860 34350 SH Sole 34350 V F CORP COM 918204108 2431 33560 SH Sole 33560 VIACOM INC CL B COM 92553P201 866 30900 SH Sole 30900 VULCAN MATLS CO COM 929160109 1368 25300 SH Sole 25300 WAL MART STORES INC COM 931142103 4470 91050 SH Sole 91050 WALGREEN CO COM 931422109 3470 92615 SH Sole 92615 WEATHERFORD INTL INC COM H27013103 359 17300 SH Sole 17300 WELLS FARGO & CO NEW COM 949746101 561 19918 SH Sole 19918 WESTERN UNION COM 959802109 4546 240300 SH Sole 240300 WR BERKLEY CORP COM 084423102 4759 188250 SH Sole 188250 WYETH COM 983024100 661 13600 SH Sole 13600 XCEL ENERGY INC COM 98389B100 684 35560 SH Sole 35560 XTO ENERGY INC COM 98385X106 3827 92625 SH Sole 92625 YAHOO INC COM 984332106 3657 205325 SH Sole 205325 BHP BILLITON LTD - SPON ADR FOR 088606108 2223 33675 SH Sole 33675 BORALEX POWER INCOME FUND FOR 09951T106 62 17000 SH Sole 17000 BP AMOCO PLC - SPONS ADR FOR 055622104 843 15828 SH Sole 15828 DIAGEO PLC-SPONSORED ADR FOR 25243Q205 3472 56463 SH Sole 56463 ERICSSON L M TEL SP ADR B SEK FOR 294821608 2179 217500 SH Sole 217500 GLAXOSMITHKLINE PLC ADR FOR 37733W105 231 5853 SH Sole 5853 HEINEKEN HOLDING FOR N39338194 224 5500 SH Sole 5500 MINGYUAN MEDICARE DEVELOPMENT FOR G6179J103 32 300000 SH Sole 300000 NESTLE S A - ADR REG SHS FOR 641069406 854 20070 SH Sole 20070 NOVO NORDISK A/S FOR 670100205 305 4849 SH Sole 4849 PEMBINA PIPELINE INC - TR UTS FOR 706329109 294 20475 SH Sole 20475 PHILIP MORRIS INTL INC COM FOR 718172109 852 17477 SH Sole 17477 ROYAL DUTCH SHELL PLC FOR 780259206 1174 20530 SH Sole 20530 RYANAIR HOLDINGS PLC-SP ADR FOR 783513104 1140 39250 SH Sole 39250 STATOIL HYDRO ASA FOR 85771P102 3363 149200 SH Sole 149200 TEVA PHARMACEUTICAL SP ADR FOR 881624209 1470 29083 SH Sole 29083 TOTAL FINA S.A.-SPONSORED ADR FOR 89151E109 1291 21780 SH Sole 21780 UNILEVER N V N Y SHS NEW FOR 904784709 1247 43225 SH Sole 43225 VALE SA ADR FOR 91912E105 217 9400 SH Sole 9400 WPP GROUP PLC FOR 92933H101 1115 25950 SH Sole 25950 AMEX BASIC MATERIALS SECTOR SP 81369y100 862 27850 SH Sole 27850 AMEX ENERGY SECTOR SPDR 81369y506 1251 23192 SH Sole 23192 BLDRS INDEX FDS TR EMER MK 50 09348R300 347 8425 SH Sole 8425 DIAMONDS TRUST SERIES I 252787106 1746 17981 SH Sole 17981 I SHARES MSCI EMERGING MKT IN 464287234 6216 159755 SH Sole 159755 ISHARES FSTE/XINHUA CHINA 25 464287184 249 6075 SH Sole 6075 ISHARES MSCI AUSTRALIA INDEX 464286103 402 17800 SH Sole 17800 ISHARES MSCI BRAZIL 464286400 345 5100 SH Sole 5100 ISHARES MSCI CANADA 464286509 250 9800 SH Sole 9800 ISHARES MSCI EAFE INDEX FUND 464287465 811 14840 SH Sole 14840 ISHARES MSCI PACIFIC JAPAN IND 464286665 347 8550 SH Sole 8550 ISHARES MSCI TAIWAN INDEX FD 464286731 137 11100 SH Sole 11100 ISHARES RUSSELL 1000 INDEX 464287622 4870 83815 SH Sole 83815 ISHARES S&P 100 INDEX FUND 464287101 1110 22750 SH Sole 22750 ISHARES S&P GLOBAL MATERIALS I 464288695 773 13870 SH Sole 13870 ISHARES S&P MIDCAP 400/GRWTH 464287606 1011 13703 SH Sole 13703 ISHARES S&P SMALLCAP 600 464287804 4310 82348 SH Sole 82348 ISHARES TR RUSSELL 2000 GROWTH 464287648 1007 15400 SH Sole 15400 ISHARES TRUST RUSSELL 2000 IND 464287655 395 6562 SH Sole 6562 ISHARES TRUST S&P 500 INDEX 464287200 1557 14689 SH Sole 14689 ISHARES TRUST S&P EUROPE 350 464287861 265 6870 SH Sole 6870 ISHARES TRUST S&P MIDCAP 400 464287507 1819 26379 SH Sole 26379 MARKET VECTORS GOLD MINERS 57060U100 2337 51600 SH Sole 51600 NASDAQ 100 TR UNIT SER 1 73935A104 710 16800 SH Sole 16800 POWERSHARES WILDERHILL CLEAN E 73935X500 268 24700 SH Sole 24700 RYDEX S&P EQUAL WEIGHT ETF 78355W106 863 23142 SH Sole 23142 S & P 500 DEPOSITARY RECEIPT 78462F103 33989 321896 SH Sole 321896 S&P 400 MID-CAP DEP RECPT 595635103 17096 136476 SH Sole 136476 SINGAPORE INDEX SERIES 464286673 198 18415 SH Sole 18415 SPDR GOLD TRUST 78463V107 7806 78965 SH Sole 78965 SPDR S&P BIOTECH ETF 78464A870 1260 23475 SH Sole 23475 SPDR S&P DIVIDEND ETF 78464A763 513 11630 SH Sole 11630 VANGUARD EMERGING MARKETS 922042858 1184 30736 SH Sole 30736 VANGUARD REIT ETF 922908553 261 6300 SH Sole 6300 VANGUARD TOTAL STOCK MARKET ET 922908769 381 7110 SH Sole 7110 WISDOMTREE DIVIDEND EX-FIN ETF 97717W406 411 10850 SH Sole 10850 AMERICAN CAP INCM BUILDER-F OP END 140193400 233 4980 SH Sole 4980 ARTISAN INTERNATIONAL FUND OP END 04314H204 1578 78273 SH Sole 78273 BARON GROWTH FUND OP END 068278209 994 25497 SH Sole 25497 BLACKROCK GLOBAL OPPORTUNITIES OP END 091937268 1106 109151 SH Sole 109151 BRANDYWINE BLUE FUND OP END 10532B101 1703 82373 SH Sole 82373 COMMMUNITY FDN INVESTMENT FUND OP END 194 193532 SH Sole 193532 CREF GLOBAL EQUITY FUND OP END 260 3180 SH Sole 3180 DELAFIELD FUND, INC. OP END 245524103 732 33033 SH Sole 33033 DFA INTERNATIONAL SMALL CAP VA OP END 233203736 271 17550 SH Sole 17550 DFA JAPAN SMALL COMPANY OP END 233203108 210 14112 SH Sole 14112 DFA SMALL CAP VALUE FUND OP END 233203819 305 15935 SH Sole 15935 DFA TAX MANAGED INTERNATIONAL OP END 233203546 796 56700 SH Sole 56700 DFA TAX MANAGED US SMALL CAP OP END 233203553 475 27147 SH Sole 27147 DODGE & COX STK FD COM OP END 256219106 1863 20203 SH Sole 20203 FAIRHOLME FUND OP END 304871106 610 21759 SH Sole 21759 FIDELITY PURITAN TR LOW PRICE OP END 316345305 491 16165 SH Sole 16165 FIDELITY SPARTAN U.S.EQUITY IN OP END 315911701 704 18755 SH Sole 18755 GATEWAY FUND OP END 367829884 934 38045 SH Sole 38045 GREENSPRING FUND OP END 395724107 589 26246 SH Sole 26246 IRONBRIDGE SMID FUND OP END 1980 193014 SH Sole 193014 JANUS TRITON FUND OP END 471023549 421 35191 SH Sole 35191 KINETICS PARADIGM FUND OP END 494613607 1213 61408 SH Sole 61408 LEUTHOLD UNDERVALUED & UNLOVED OP END 527289706 145 19656 SH Sole 19656 LONGLEAF PARTNERS FDS SH BEN I OP END 543069108 851 37025 SH Sole 37025 PIMCO COMMODITY REAL RETURN IN OP END 722005667 144 18680 SH Sole 18680 SCHWAB 1000 INDEX FUND SELECT OP END 808517106 1169 36933 SH Sole 36933 SCOUT INTERNATIONAL FUND OP END 81063U503 2249 79969 SH Sole 79969 THIRD AVENUE VALUE FUND OP END 884116104 3235 71068 SH Sole 71068 TIFF MULTI-ASSET FUND OP END 872466701 249 17593 SH Sole 17593 TWEEDY BROWNE GLOBAL VALUE FUN OP END 901165100 4603 230740 SH Sole 230740 TWEEDY BROWNE WORLDWIDE HIGH D OP END 901165308 211 26289 SH Sole 26289 UAM FPA CRESCENT INST SHARES OP END 30254T759 3177 133989 SH Sole 133989 UTAH EDUCATIONAL SAVINGS PLAN OP END 104 104234 SH Sole 104234 VANGUARD 500 INDEX FUND SIGNAL OP END 922908496 5508 68417 SH Sole 68417 VANGUARD EQUITY INCOME AD OP END 921921300 2489 68258 SH Sole 68258 VANGUARD EQUITY INCOME FUND OP END 921921102 3535 203140 SH Sole 203140 VANGUARD INDEX TOTAL STOCK MAR OP END 922908306 1959 75078 SH Sole 75078 VANGUARD INDEX TR 500 PORTFOLI OP END 922908108 1014 10409 SH Sole 10409 VANGUARD INT'L. EQUITY INDEX - OP END 922042106 99 10038 SH Sole 10038 VANGUARD REIT INDEX PORTFOLIO OP END 921908703 508 36854 SH Sole 36854 VANGUARD SPECIALIZED HEALTH CA OP END 921908307 872 7593 SH Sole 7593 VANGUARD STAR FUND OP END 921909107 312 18177 SH Sole 18177 VANGUARD WINDSOR OP END 922018106 347 30534 SH Sole 30534 ANNALY MORTGAGE MGMT, INC. CL END 035710409 863 47550 SH Sole 47550 COUSINS PROPERTIES CL END 222795106 558 67399 SH Sole 67399 DWS RREEF REAL ESTATE COM CL END 23338X102 17 19500 SH Sole 19500 HOME PROPERTIES OF N.Y.CONVERT CL END 437306103 521 12089 SH Sole 12089 MFA MORTGAGE INVESTMENTS, INC. CL END 55272X102 448 56300 SH Sole 56300 MID-AMER APT CMNTYS INC CL END 59522J103 411 9100 SH Sole 9100 POST PROPERTIES INC CL END 737464107 355 19720 SH Sole 19720 SENIOR HSG PPTYS TR SH BEN INT CL END 81721M109 2779 145405 SH Sole 145405
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