-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N8UE+UC1tDYwhCCoLiK5an09NhHpRKP6eRMLmQ3ahORa57AO44GLuHNSPMiUPtmZ 2pMut2/ojLaGyDbdWzY1Ig== 0000816788-10-000001.txt : 20100210 0000816788-10-000001.hdr.sgml : 20100210 20100210160418 ACCESSION NUMBER: 0000816788-10-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100210 DATE AS OF CHANGE: 20100210 EFFECTIVENESS DATE: 20100210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TANAKA CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000816788 IRS NUMBER: 133390215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02082 FILM NUMBER: 10587958 BUSINESS ADDRESS: STREET 1: 230 PARK AVE STREET 2: STE 960 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 2124903380 MAIL ADDRESS: STREET 1: 230 PRK AVE STREET 2: SUITE 960 CITY: NEW YORK STATE: NY ZIP: 10169 13F-HR 1 submission123109.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tanaka Capital Management, Inc. Address: 369 Lexington Avenue 20th Floor New York, NY 10017 13F File Number: 28-2082 The institutional investment manager filing this report and the Person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all Information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Graham Y. Tanaka Title: President Phone: 212-490-3380 Signature, Place, and Date of Signing: Graham Y. Tanaka New York, New York February 10, 2010 Report Type (check only one.): [x] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 FORM 13F Information Table Entry: 29 FORM 13F Information Table Value Total: $19,041,000 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFLAC Inc. COM 001055102 1865 40315 SH SOLE 40315 ASML Holding N V ADR COM N07059111 547 16033 SH SOLE 16033 Adobe COM 00724F101 744 20239 SH SOLE 20239 Amdocs COM G02602103 379 13279 SH SOLE 13279 Anadarko Petroleum COM 032511107 560 8975 SH SOLE 8975 Apple Computing COM 037833100 1126 5345 SH SOLE 5345 Applied Materials COM 038222105 326 23365 SH SOLE 23365 Bio Reference Lab COM 09057G602 729 18626 SH SOLE 18626 Biovail Corporation COM 09067J109 641 45921 SH SOLE 45921 Blue Earth Refineries COM G11999102 146 104176 SH SOLE 104176 CR Bard COM 067383109 389 4998 SH SOLE 4998 Catalyst Pharmaceuticals COM 14888U101 24 38000 SH SOLE 38000 China Medical Technology ADS COM 169483104 331 23582 SH SOLE 23582 Fuelnation, Inc. COM 359528205 0 496780 SH SOLE 496780 General Electric COM 369604103 735 48590 SH SOLE 48590 IBM COM 459200101 543 4147 SH SOLE 4147 Intel Corp. COM 458140100 763 37379 SH SOLE 37379 KV Pharmaceutical Cl A COM 482740206 463 126289 SH SOLE 126289 Mass Financial Corp. Class A COM P64605101 2329 250451 SH SOLE 250451 Mattson Technology COM 577223100 1273 356597 SH SOLE 356597 Microsoft COM 594918104 529 17345 SH SOLE 17345 Mymetics Corp COM 62856A102 24 199089 SH SOLE 199089 NII Holdings COM 62913F201 1679 49999 SH SOLE 49999 O2 Micro COM 67107W100 679 129828 SH SOLE 129828 QUALCOMM COM 747525103 555 11995 SH SOLE 11995 STEC COM 784774101 371 22725 SH SOLE 22725 Scientific Games COM 80874P109 495 33996 SH SOLE 33996 Sigma Design COM 826565103 408 38085 SH SOLE 38085 Zoltek COM 98975W104 389 40990 SH SOLE 40990
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