N-PX 1 npxtxt.txt THORNBURG INV TRUST - FORM N-PX (YR END 6-30-06) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-05201 Thornburg Investment Trust (Exact name of registrant as specified in charter) 119 East Marcy Street, Santa Fe, New Mexico 87501 (Address of principal executive offices) (Zip code) Garrett Thornburg, 119 East Marcy Street, Santa Fe, New Mexico 87501 (Name and address of agent for service) Registrant's telephone number, including area code: 505-984-0200 Date of fiscal year end: September 30, 2006 Date of reporting period: July 1, 2005 - June 30, 2006 Item 1. Proxy Voting Record Thornburg Limited Term Municipal Fund Thornburg California Limited Term Municipal Fund Thornburg Limited Term U.S. Government Fund Thornburg New Mexico Intermediate Municipal Fund Thornburg Intermediate Municipal Fund Thornburg Limited Term Income Fund Thornburg Value Fund Thornburg Florida Intermediate Municipal Fund Thornburg New York Intermediate Municipal Fund Thornburg International Value Fund Thornburg Core Growth Fund Thornburg Investment Income Builder Fund ======Thornburg Limited Term Municipal Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio. ======Thornburg California Limited Term Municipal Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio. ======Thornburg Limited Term U.S. Government Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio. ======Thornburg New Mexico Intermediate Municipal Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio. ======Thornburg Intermediate Municipal Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio. ======Thornburg Limited Term Income Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio.
======Thornburg Value Fund====== Proposed Our Agreed Name Proposal Description By Vote with Mgt Comments Petroleo Brasileiro *PBR* Sedol-CUSIP 71654V408 , 07/22/05 Special Meeting 1 APPROVAL OF THE 300% STOCK SPLIT OF COMPANY SHARES, RESULTING IN THE DISTRIBUTION, AT NO COST, OF 3 (THREE) NEW SHARES OF THE SAME TYPE FOR 1 (ONE) SHARE HELD ON AUGUST 31, 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. Mgmt For Yes 2 APPROVAL TO CHANGE ARTICLE 4 OF THE COMPANY S BYLAWS IN LIGHT OF ITEM I, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. Mgmt For Yes Leap Wireless International, Inc. *LEAP* Sedol-CUSIP 521863308 , 09/15/05 Annual Meeting 1.1 Elect Director James D. Dondero Mgmt For Yes 1.2 Elect Director John D. Harkey, Jr. Mgmt For Yes 1.3 Elect Director S. Douglas Hutcheson Mgmt For Yes 1.4 Elect Director Robert V. Lapenta Mgmt For Yes 1.5 Elect Director Mark H. Rachesky Mgmt For Yes 1.6 Elect Director Michael B. Targoff Mgmt For Yes 2 Approve Qualified Employee Stock Purchase Plan Mgmt For Yes Petroleo Brasileiro *PBR* Sedol-CUSIP 71654V408 , 08/30/05 Special Meeting 1 APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF THE OPERATION FOR THE PARTIAL AND DISPROPORTIONAL SPINNING OFF OF DOWNSTREAM PARTICIPACOES LTDA AND THE INCORPORATION OF THE DIVESTED PORTION BY PETROLEO BRASILEIRO S.A. - PETROBRAS , DATED JULY 31, 2005 Mgmt For Yes 2 RATIFICATION AND NOMINATION OF THE SPECIALIZED COMPANY FOR APPRAISING THE ASSETS TO BE SPUN OFF AND SUBSEQUENTLY INCORPORATED Mgmt For Yes 3 APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION TO BE INCORPORATED BY PETROBRAS Mgmt For Yes 4 APPROVAL OF THE SPINNING OFF FOLLOWED BY INCORPORATION OF THE ASSETS OF THE DIVESTED PART OF THE COMPANY ACCORDING TO THE PROCEDURE IN THE DOCUMENT TO WHICH ITEM 1 ABOVE REFERS Mgmt For Yes 5 AUTHORIZATION FOR THE EXECUTIVE BOARD TO PRACTICE ALL NECESSARY ACTS FOR THE EXECUTION OF THE ABOVE ITEMS Mgmt For Yes 6 APPROVAL OF THE ELECTION OF JOSE SERGIO GABRIELLI DE AZEVEDO, CHIEF EXECUTIVE OFFICER, AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY Mgmt For Yes Oracle Corp. *ORCL* Sedol-CUSIP 68389X105 , 10/10/05 Annual Meeting 1.1 Elect Director Jeffrey O. Henley Mgmt For Yes 1.2 Elect Director Lawrence J. Ellison Mgmt For Yes 1.3 Elect Director Donald L. Lucas Mgmt For Yes 1.4 Elect Director Michael J. Boskin Mgmt For Yes 1.5 Elect Director Jack F. Kemp Mgmt For Yes 1.6 Elect Director Jeffrey S. Berg Mgmt For Yes 1.7 Elect Director Safra A. Catz Mgmt For Yes 1.8 Elect Director Hector Garcia-Molina Mgmt For Yes 1.9 Elect Director Joseph A. Grundfest Mgmt For Yes 1.10 Elect Director H. Raymond Bingham Mgmt Withhold No WITHHOLD votes for standing as an affiliated outsider on the Audit and Nominating committees. 1.11 Elect Director Charles E. Phillips, Jr. Mgmt For Yes 2 Approve Executive Incentive Bonus Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Cisco Systems, Inc. *CSCO* Sedol-CUSIP 17275R102 , 11/15/05 Annual Meeting 1.1 Elect Director Carol A. Bartz Mgmt For Yes 1.2 Elect Director M. Michele Burns Mgmt For Yes 1.3 Elect Director Larry R. Carter Mgmt For Yes 1.4 Elect Director John T. Chambers Mgmt For Yes 1.5 Elect Director Dr. John L. Hennessy Mgmt For Yes 1.6 Elect Director Richard M. Kovacevich Mgmt For Yes 1.7 Elect Director Roderick C. McGeary Mgmt For Yes 1.8 Elect Director James C. Morgan Mgmt For Yes 1.9 Elect Director John P. Morgridge Mgmt For Yes 1.10 Elect Director Steven M. West Mgmt For Yes 1.11 Elect Director Jerry Yang Mgmt For Yes 2 Approve Stock Option Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 Review/Limit Executive Compensation Shrhldr For No The proposal requests for a portion of future awards to executives to be performance-based. The company should be able to identify appropriate performance criteria and clearly disclose the associated performance goals or hurdle rates to the shareholders. Because this proposal is not overly restrictive and allows the Compensation Committee adequate flexibility to attract and retain qualified employees, this item warrants shareholder support. 5 Report on Pay Disparity Shrhldr Abstain No 6 Report on Human Rights Policy Shrhldr Abstain No Microsoft Corp. *MSFT* Sedol-CUSIP 594918104 , 11/09/05 Annual Meeting 1.1 Elect Director William H. Gates, III Mgmt For Yes 1.2 Elect Director Steven A. Ballmer Mgmt For Yes 1.3 Elect Director James I. Cash Jr. Mgmt For Yes 1.4 Elect Director Dina Dublon Mgmt For Yes 1.5 Elect Director Raymond V. Gilmartin Mgmt For Yes 1.6 Elect Director A. Mclaughlin Korologos Mgmt For Yes 1.7 Elect Director David F. Marquardt Mgmt For Yes 1.8 Elect Director Charles H. Noski Mgmt For Yes 1.9 Elect Director Helmut Panke Mgmt For Yes 1.10 Elect Director Jon A. Shirley Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Linens 'N' Things, Inc *LIN* Sedol-CUSIP 535679104 , 01/30/06 Special Meeting 1 Approve Merger Agreement Mgmt For Yes 2 Adjourn Meeting Mgmt For Yes Health Management Associates, Inc. *HMA* Sedol-CUSIP 421933102 , 02/21/06 Annual Meeting 1.1 Elect Director William J. Schoen Mgmt For Yes 1.2 Elect Director Joseph V. Vumbacco Mgmt For Yes 1.3 Elect Director Kent P.Dauten Mgmt For Yes 1.4 Elect Director Donald E. Kiernan Mgmt For Yes 1.5 Elect Director Robert A. Knox Mgmt For Yes 1.6 Elect Director William E. Mayberry, M.D. Mgmt For Yes 1.7 Elect Director Vicki A. O'Meara Mgmt For Yes 1.8 Elect Director William C. Steere, Jr. Mgmt For Yes 1.9 Elect Director Randolph W. Westerfield, Ph.D. Mgmt For Yes 2 Approve Non-Employee Director Restricted Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Tyco International Ltd. *TYC* Sedol-CUSIP 902124106 , 03/09/06 Annual Meeting 1 SET THE MAXIMUM NUMBER OF DIRECTORS AT 12 Mgmt For Yes 2.1 Elect Director Dennis C. Blair Mgmt For Yes 2.2 Elect Director Edward D. Breen Mgmt For Yes 2.3 Elect Director Brian Duperreault Mgmt For Yes 2.4 Elect Director Bruce S. Gordon Mgmt For Yes 2.5 Elect Director Rajiv L. Gupta Mgmt For Yes 2.6 Elect Director John A. Krol Mgmt For Yes 2.7 Elect Director Mackey J. Mcdonald Mgmt Withhold No WITHHOLD votes from McDonald for sitting on more than three boards. 2.8 Elect Director H. Carl Mccall Mgmt For Yes 2.9 Elect Director Brendan R. O'Neill Mgmt For Yes 2.10 Elect Director Sandra S. Wijnberg Mgmt For Yes 2.11 Elect Director Jerome B. York Mgmt For Yes 3 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO APPOINT AN ADDITIONAL DIRECTOR TO FILL THE VACANCY PROPOSED TO BE CREATED ON THE BOARD Mgmt For Yes 4 Ratify Auditors Mgmt For Yes The Goldman Sachs Group, Inc. *GS* Sedol-CUSIP 38141G104 , 03/31/06 Annual Meeting 1.1 Elect Director Lloyd C. Blankfein Mgmt For Yes 1.2 Elect Director Lord Browne Ofmadingley Mgmt For Yes 1.3 Elect Director John H. Bryan Mgmt For Yes 1.4 Elect Director Claes Dahlback Mgmt For Yes 1.5 Elect Director Stephen Friedman Mgmt For Yes 1.6 Elect Director William W. George Mgmt For Yes 1.7 Elect Director James A. Johnson Mgmt For Yes 1.8 Elect Director Lois D. Juliber Mgmt For Yes 1.9 Elect Director Edward M. Liddy Mgmt For Yes 1.10 Elect Director Henry M. Paulson, Jr. Mgmt For Yes 1.11 Elect Director Ruth J. Simmons Mgmt For Yes 2 Amend Restricted Partner Compensation Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes General Electric Co. *GE* Sedol-CUSIP 369604103 , 04/26/06 Annual Meeting 1.1 Elect Director James I. Cash, Jr. Mgmt For Yes 1.2 Elect Director Sir William M. Castell Mgmt For Yes 1.3 Elect Director Ann M. Fudge Mgmt For Yes 1.4 Elect Director Claudio X. Gonzalez Mgmt Withhold No 1.5 Elect Director Jeffrey R. Immelt Mgmt For Yes 1.6 Elect Director Andrea Jung Mgmt For Yes 1.7 Elect Director Alan G. Lafley Mgmt For Yes 1.8 Elect Director Robert W. Lane Mgmt For Yes 1.9 Elect Director Ralph S. Larsen Mgmt For Yes 1.10 Elect Director Rochelle B. Lazarus Mgmt For Yes 1.11 Elect Director Sam Nunn Mgmt For Yes 1.12 Elect Director Roger S. Penske Mgmt For Yes 1.13 Elect Director Robert J. Swieringa Mgmt For Yes 1.14 Elect Director Douglas A. Warner, III Mgmt For Yes 1.15 Elect Director Robert C. Wright Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Restore or Provide for Cumulative Voting Shrhldr Against Yes 4 Adopt Policy on Overboarded Directors Shrhldr Against Yes 5 Company-Specific -- One Director from the Ranks of the Retirees Shrhldr Against Yes 6 Separate Chairman and CEO Positions Shrhldr Against Yes 7 Require a Majority Vote for the Election of Directors Shrhldr Against Yes 8 Report on Environmental Policies Shrhldr Against Yes Schlumberger Ltd. *SLB* Sedol-CUSIP 806857108 , 04/12/06 Annual Meeting 1.1 Elect Director J. Deutch Mgmt For Yes 1.2 Elect Director J.S. Gorelick Mgmt For Yes 1.3 Elect Director A. Gould Mgmt For Yes 1.4 Elect Director T. Isaac Mgmt For Yes 1.5 Elect Director A. Lajous Mgmt For Yes 1.6 Elect Director A. Levy-Lang Mgmt For Yes 1.7 Elect Director M.E. Marks Mgmt For Yes 1.8 Elect Director D. Primat Mgmt For Yes 1.9 Elect Director T.I. Sandvold Mgmt For Yes 1.10 Elect Director N. Seydoux Mgmt For Yes 1.11 Elect Director L.G. Stuntz Mgmt For Yes 1.12 Elect Director R. Talwar Mgmt For Yes 2 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Mgmt For Yes 3 ADOPTION OF AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For Yes 4 APPROVAL OF AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER 2005 STOCK OPTION PLAN Mgmt For Yes 5 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Mgmt For Yes Citigroup Inc. *C* Sedol-CUSIP 172967101 , 04/18/06 Annual Meeting 1.1 Elect Director C. Michael Armstrong Mgmt For Yes 1.2 Elect Director Alain J.P. Belda Mgmt For Yes 1.3 Elect Director George David Mgmt For Yes 1.4 Elect Director Kenneth T. Derr Mgmt For Yes 1.5 Elect Director John M. Deutch Mgmt For Yes 1.6 Elect Director Roberto Hernandez Ramirez Mgmt For Yes 1.7 Elect Director Ann Dibble Jordan Mgmt For Yes 1.8 Elect Director Klaus Kleinfeld Mgmt For Yes 1.9 Elect Director Andrew N. Liveris Mgmt For Yes 1.10 Elect Director Dudley C. Mecum Mgmt For Yes 1.11 Elect Director Anne M. Mulcahy Mgmt For Yes 1.12 Elect Director Richard D. Parsons Mgmt For Yes 1.13 Elect Director Charles Prince Mgmt For Yes 1.14 Elect Director Dr. Judith Rodin Mgmt For Yes 1.15 Elect Director Robert E. Rubin Mgmt For Yes 1.16 Elect Director Franklin A. Thomas Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Reduce Supermajority Vote Requirement Mgmt For Yes 4 Reduce Supermajority Vote Requirement Mgmt For Yes 5 Reduce Supermajority Vote Requirement Mgmt For Yes 6 End Issuance of Options and Prohibit Repricing Shrhldr Against Yes 7 Report on Political Contributions Shrhldr Abstain No 8 Report on Charitable Contributions Shrhldr Abstain No 9 Performance-Based Equity Awards Shrhldr For No This proposal provides for a "significant portion" of long-term equity compensation to executives be performance-based, it is not overly restrictive and does not limit the board's ability to create a competitive compensation package for its senior executives. 10 Reimbursement of Expenses Incurred by Shareholder(s) Shrhldr Against Yes 11 Separate Chairman and CEO Positions Shrhldr Against Yes 12 Clawback of Payments Under Restatement Shrhldr Against Yes Johnson & Johnson *JNJ* Sedol-CUSIP 478160104 , 04/27/06 Annual Meeting 1.1 Elect Director Mary S. Coleman Mgmt For Yes 1.2 Elect Director James G. Cullen Mgmt For Yes 1.3 Elect Director Robert J. Darretta Mgmt For Yes 1.4 Elect Director Michael M. E. Johns Mgmt For Yes 1.5 Elect Director Ann D. Jordan Mgmt For Yes 1.6 Elect Director Arnold G. Langbo Mgmt For Yes 1.7 Elect Director Susan L. Lindquist Mgmt For Yes 1.8 Elect Director Leo F. Mullin Mgmt For Yes 1.9 Elect Director Christine A. Poon Mgmt For Yes 1.10 Elect Director Charles Prince Mgmt For Yes 1.11 Elect Director Steven S. Reinemund Mgmt For Yes 1.12 Elect Director David Satcher Mgmt For Yes 1.13 Elect Director William C. Weldon Mgmt For Yes 2 Amend Articles to Remove Antitakeover Provision Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 Disclose Charitable Contributions Shrhldr Abstain No 5 Require a Majority Vote for the Election of Directors Shrhldr Against Yes Pfizer Inc. *PFE* Sedol-CUSIP 717081103 , 04/27/06 Annual Meeting 1.1 Elect Director Michael S. Brown Mgmt For Yes 1.2 Elect Director M. Anthony Burns Mgmt For Yes 1.3 Elect Director Robert N. Burt Mgmt For Yes 1.4 Elect Director W. Don Cornwell Mgmt For Yes 1.5 Elect Director William H. Gray, III Mgmt For Yes 1.6 Elect Director Constance J. Horner Mgmt For Yes 1.7 Elect Director William R. Howell Mgmt For Yes 1.8 Elect Director Stanley O. Ikenberry Mgmt For Yes 1.9 Elect Director George A. Lorch Mgmt Withhold No WITHHOLD votes from directors Mead and Lorch as a signal that fresh perspectives and new faces are needed on this compensation committee. 1.10 Elect Director Henry A. McKinnell Mgmt For Yes 1.11 Elect Director Dana G. Mead Mgmt Withhold No WITHHOLD votes from directors Mead and Lorch as a signal that fresh perspectives and new faces are needed on this compensation committee. 1.12 Elect Director Ruth J. Simmons Mgmt For Yes 1.13 Elect Director William C. Steere, Jr. Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Reduce Supermajority Vote Requirement Mgmt For Yes 4 Establish Term Limits for Directors Shrhldr Against Yes 5 Social Proposal Shrhldr Against Yes 6 Restore or Provide for Cumulative Voting Shrhldr For No Cumulative voting is one of the corporate governance tools that provides shareholders access and influence over director elections. It ensures that holders of a significant number of shares win board representation. 7 Separate Chairman and CEO Positions Shrhldr For No The principle of the separation of the roles of chairman and CEO as it is a basic element of sound corporate governance practice. 8 Report on Political Contributions Shrhldr Abstain No 9 Report on Animal Welfare Policy Shrhldr Abstain No 10 Reort on Animal-based Testing Shrhldr Abstain No ALLTEL Corp. *AT* Sedol-CUSIP 020039103 , 04/20/06 Annual Meeting 1.1 Elect Director William H. Crown Mgmt For Yes 1.2 Elect Director Joe T. Ford Mgmt For Yes 1.3 Elect Director John P. McConnell Mgmt For Yes 1.4 Elect Director Josie C. Natori Mgmt For Yes 2 Amend Executive Incentive Bonus Plan Mgmt For Yes 3 Amend Executive Incentive Bonus Plan Mgmt For Yes 4 Ratify Auditors Mgmt For Yes The Bank Of New York Co., Inc. *BK* Sedol-CUSIP 064057102 , 04/11/06 Annual Meeting 1.1 Elect Director Frank J. Biondi Mgmt For Yes 1.2 Elect Director Nicholas M. Donofrio Mgmt For Yes 1.3 Elect Director Gerald L. Hassel Mgmt For Yes 1.4 Elect Director Richard J. Kogan Mgmt For Yes 1.5 Elect Director Michael J. Kowalski Mgmt For Yes 1.6 Elect Director John A. Luke, Jr. Mgmt For Yes 1.7 Elect Director John C. Malone Mgmt Withhold No 1.8 Elect Director Paul Myners Mgmt For Yes 1.9 Elect Director Catherine A. Rein Mgmt For Yes 1.10 Elect Director Thomas A. Renyi Mgmt For Yes 1.11 Elect Director William C. Richardson Mgmt For Yes 1.12 Elect Director Brian l. Roberts Mgmt For Yes 1.13 Elect Director Samuel C. Scott, III Mgmt For Yes 1.14 Elect Director Richard C. Vaughan Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Provide for Cumulative Voting Shrhldr For No Cumulative voting is one of the corporate governance tools that provides shareholders access and influence over director elections. It ensures that holders of a significant number of shares win board representation. Under a cumulative voting policy, shareholders can withhold votes from certain nominees in order to cast multiple votes for others. Currently shareholders can only cast one vote for each nominee. 4 Reimbursement of Expenses of Opposition Candidates Shrhldr Against Yes Motorola, Inc. *MOT* Sedol-CUSIP 620076109 , 05/01/06 Annual Meeting 1.1 Elect Director E. Zander Mgmt For Yes 1.2 Elect Director H.L. Fuller Mgmt Against No Vote AGAINST H. Laurence Fuller for poor attendance. 1.3 Elect Director J. Lewent Mgmt For Yes 1.4 Elect Director T. Meredith Mgmt For Yes 1.5 Elect Director N. Negroponte Mgmt For Yes 1.6 Elect Director I. Nooyi Mgmt For Yes 1.7 Elect Director S. Scott, III Mgmt For Yes 1.8 Elect Director R. Sommer Mgmt For Yes 1.9 Elect Director J. Stengel Mgmt For Yes 1.10 Elect Director D. Warner, III Mgmt For Yes 1.11 Elect Director J. White Mgmt For Yes 1.12 Elect Director M. White Mgmt For Yes 2 Approve Omnibus Stock Plan Mgmt For Yes 3 Submit Shareholder Rights Plan (Poison Pill) to Shrhldr For No Because poison pills Shareholder Vote greatly alter the balance of power between shareholders and management, shareholders should be allowed to make their own evaluation of such plans. Chevron Corporation *CVX* Sedol-CUSIP 166764100 , 04/26/06 Annual Meeting 1.1 Elect Director Samuel H. Armacost Mgmt For Yes 1.2 Elect Director Linnet F. Deily Mgmt For Yes 1.3 Elect Director Robert E. Denham Mgmt For Yes 1.4 Elect Director Robert J. Eaton Mgmt For Yes 1.5 Elect Director Sam Ginn Mgmt For Yes 1.6 Elect Director Franklyn G. Jenifer Mgmt For Yes 1.7 Elect Director Sam Nunn Mgmt For Yes 1.8 Elect Director David J. O'Reilly Mgmt For Yes 1.9 Elect Director Donald B. Rice Mgmt For Yes 1.10 Elect Director Peter J. Robertson Mgmt For Yes 1.11 Elect Director Charles R. Shoemate Mgmt For Yes 1.12 Elect Director Ronald D. Sugar Mgmt For Yes 1.13 Elect Director Carl Ware Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Company-Specific-Reimbursement of Stockholder Shrhldr For No Because this binding Proposal proposal provides for reimbursement of expenses only in cases where a resolution is passed by shareholders and adopted for the benefit of the company, vote FOR this item. 4 Report on Environmental Impact of Drilling in Sensitive Areas Shrhldr Abstain No 5 Report on Political Contributions Shrhldr Abstain No 6 Adopt an Animal Welfare Policy Shrhldr Abstain No 7 Adopt a Human Rights Policy Shrhldr Abstain No 8 Report on Remediation Expenses in Ecuador Shrhldr Abstain No Zimmer Holdings Inc *ZMH* Sedol-CUSIP 98956P102 , 05/01/06 Annual Meeting 1.1 Elect Director Stuart M. Essig Mgmt For Yes 1.2 Elect Director Augustus A. White, III, M.D., Ph.D. Mgmt For Yes 2 Approve Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 Declassify the Board of Directors Shrhldr For No The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. The Dow Chemical Company *DOW* Sedol-CUSIP 260543103 , 05/11/06 Annual Meeting 1.1 Elect Director Jacqueline K. Barton Mgmt For Yes 1.2 Elect Director James A. Bell Mgmt For Yes 1.3 Elect Director Barbara Hackman Franklin Mgmt For Yes 1.4 Elect Director Andrew N. Liveris Mgmt For Yes 1.5 Elect Director Geoffery E. Merszei Mgmt For Yes 1.6 Elect Director J. Pedro Reinhard Mgmt For Yes 1.7 Elect Director Ruth G. Shaw Mgmt For Yes 1.8 Elect Director Paul G. Stern Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Report on Remediation Policies in Bhopal Shrhldr Abstain No 4 Report on Genetically Modified Organisms Shrhldr Abstain No 5 Evaluate Potential Links Between Company Products and Asthma Shrhldr Abstain No 6 Report on Security of Chemical Facilities Shrhldr Abstain No MBIA Inc. *MBI* Sedol-CUSIP 55262C100 , 05/04/06 Annual Meeting 1.1 Elect Director Joseph W. Brown Mgmt For Yes 1.2 Elect Director C. Edward Chaplin Mgmt For Yes 1.3 Elect Director David C. Clapp Mgmt For Yes 1.4 Elect Director Gary C. Dunton Mgmt For Yes 1.5 Elect Director Claire L. Gaudiani Mgmt For Yes 1.6 Elect Director Daniel P. Kearney Mgmt For Yes 1.7 Elect Director Laurence H. Meyer Mgmt For Yes 1.8 Elect Director Debra J. Perry Mgmt For Yes 1.9 Elect Director John A. Rolls Mgmt For Yes 1.10 Elect Director Jeffery W. Yabuki Mgmt For Yes 2 Ratify Auditors Mgmt For Yes NII Holdings, Inc. *NIHD* Sedol-CUSIP 62913F201 , 04/26/06 Annual Meeting 1.1 Elect Director Carolyn Katz Mgmt For Yes 1.2 Elect Director Donald E. Morgan Mgmt For Yes 1.3 Elect Director George A. Cope Mgmt For Yes 2 Increase Authorized Common Stock Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 Adjourn Meeting Mgmt For Yes The Charles Schwab Corp. *SCHW* Sedol-CUSIP 808513105 , 05/18/06 Annual Meeting 1.1 Elect Director Nancy H. Bechtle Mgmt For Yes 1.2 Elect Director C. Preston Butcher Mgmt For Yes 1.3 Elect Director Marjorie Magner Mgmt For Yes 2 Declassify the Board of Directors Mgmt For Yes 3 Report on Impact of Flat Tax Shrhldr Against Yes 4 Report on Political Contributions Shrhldr Abstain No 5 Require a Majority Vote for the Election of Shrhldr For No The board election process Directors must ensure that shareholdersa?? expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. 6 Submit Severance Agreement (Change in Control) to Shrhldr For No A companya??s severance shareholder Vote agreements should be reasonable and not excessive. To be effective without creating distorted incentives with respect to management, severance agreements must be considerably less attractive than continued employment with the company. ConocoPhillips *COP* Sedol-CUSIP 20825C104 , 05/10/06 Annual Meeting 1.1 Elect Director Richard L. Armitage Mgmt For Yes 1.2 Elect Director Richard H. Auchinleck Mgmt For Yes 1.3 Elect Director Harald J. Norvik Mgmt For Yes 1.4 Elect Director William K. Reilly Mgmt For Yes 1.5 Elect Director Victoria J. Tschinkel Mgmt For Yes 1.6 Elect Director Kathryn C. Turner Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Report Damage Resulting From Drilling Inside the National Petroleum Reserve Shrhldr Abstain No 4 Require a Majority Vote for the Election of Shrhldr For No The board election process Directors must ensure that shareholdersa?? expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. 5 Submit Supplemental Executive Retirement Plans to Shrhldr For No Shareholders should ratify Shareholder vote certain types of extraordinary pension benefits beyond those offered under employee-wide plans, such as credit for years of service not actually worked, preferential benefit formulas, and accelerated vesting of pension benefits. 6 Report Accountability for Company's Environmental Impacts due to Operation Shrhldr Abstain No 7 Non-Employee Director Compensation Shrhldr Against Yes Cytyc Corporation *CYTC* Sedol-CUSIP 232946103 , 05/02/06 Annual Meeting 1.1 Elect Director Sally W. Crawford Mgmt For Yes 1.2 Elect Director Patrick J. Sullivan Mgmt For Yes 1.3 Elect Director Wayne Wilson Mgmt For Yes 2 Ratify Auditors Mgmt For Yes American Tower Corp. *AMT* Sedol-CUSIP 029912201 , 05/11/06 Annual Meeting 1.1 Elect Director Raymond P. Dolan Mgmt For Yes 1.2 Elect Director Carolyn F. Katz Mgmt For Yes 1.3 Elect Director Gustavo Lara Cantu Mgmt For Yes 1.4 Elect Director Fred R. Lummis Mgmt For Yes 1.5 Elect Director Pamela D.A. Reeve Mgmt For Yes 1.6 Elect Director James D. Taiclet, Jr. Mgmt For Yes 1.7 Elect Director Samme L. Thompson Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Fisher Scientific International Inc. *FSH* Sedol-CUSIP 338032204 , 05/05/06 Annual Meeting 1.1 Elect Director Paul M. Montrone Mgmt For Yes 1.2 Elect Director Simon B. Rich Mgmt For Yes 1.3 Elect Director Scott M. Sterling Mgmt For Yes 2 Approve Qualified Employee Stock Purchase Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Target Corporation *TGT* Sedol-CUSIP 87612E106 , 05/17/06 Annual Meeting 1.1 Elect Director Richard M. Kovacevich Mgmt For Yes 1.2 Elect Director George W. Tamke Mgmt For Yes 1.3 Elect Director Solomon D. Trujillo Mgmt For Yes 1.4 Elect Director Robert J. Ulrich Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Report Political Contributions/Activities Shrhldr Abstain No Caremark Rx, Inc. *CMX* Sedol-CUSIP 141705103 , 05/10/06 Annual Meeting 1.1 Elect Director C. David Brown, II Mgmt For Yes 1.2 Elect Director Harris Diamond Mgmt For Yes 1.3 Elect Director C.A. Lance Piccolo Mgmt For Yes 1.4 Elect Director Michael D. Ware Mgmt For Yes 2 Report Policies For Political Contributions Shrhldr Abstain No Southern Copper Corporation *PCU* Sedol-CUSIP 84265V105 , 05/04/06 Annual Meeting 1.1 Elect Director Emilio Carrillo Gamboa Mgmt Withhold No WITHHOLD votes from GermAin Larrea Mota-Velasco, Oscar GonzAilez Rocha, and Xavier GarcAa de Quevedo Topete for standing as insiders on the Compensation Committee and for failure to establish a majority independent board. We recommend that shareholders WITHHOLD votes from Armando Ortega GA(3)mez for standing as an insider on the Nominating Committee and for failure to establish a majority independent board. Also, we recommend that shareholders WITHHOLD votes from J. Eduardo GonzAilez FA(C)lix, Juan Rebolledo Gout, Jaime Fernando Collazo GonzAilez and Genaro Larrea Mota-Velasco for failure to establish a majority independent board. Lastly, we recommend that shareholders WITHHOLD votes from Emilio Carrillo Gamboa for sitting on more than six boards. 1.2 Elect Director Jaime Fernando Collazo Gonzalez Mgmt Withhold No 1.3 Elect Director Xavier Garcia de Quevedo Topete Mgmt Withhold No 1.4 Elect Director Oscar Gonzalez Rocha Mgmt Withhold No 1.5 Elect Director J. Eduardo Gonzalez Felix Mgmt Withhold No 1.6 Elect Director Harold S. Handelsman Mgmt For Yes 1.7 Elect Director German Larrea Mota-Velasco Mgmt Withhold No 1.8 Elect Director Genaro Larrea Mota-Velasco Mgmt Withhold No 1.9 Elect Director Armando Ortega Gomez Mgmt Withhold No 1.10 Elect Director Juan Rebolledo Gout Mgmt Withhold No 1.11 Elect Director Luis Miguel Palomino Bonilla Mgmt For Yes 1.12 Elect Director Gilberto Perezalonso Cifuentes Mgmt For Yes 1.13 Elect Director Carlos Ruiz Sacristan Mgmt For Yes 2 Require Advance Notice for Shareholder Mgmt Against No Shareholders should be Proposals/Nominations able to submit proposals as close to the meeting date as reasonably possible. 3 Amend Articles/Bylaws/Charter-Non-Routine Mgmt For Yes 4 Amend Articles/Change in Control Mgmt For Yes 5 Adopt Supermajority Vote Requirement for Mgmt Against No A company should obtain Amendments shareholder approval for amending its by-laws. Therefore, adoption of this proposal would have an adverse impact on shareholders. 6 Increase Authorized Common Stock Mgmt For Yes 7 Ratify Auditors Mgmt For Yes Exxon Mobil Corp. *XOM* Sedol-CUSIP 30231G102 , 05/31/06 Annual Meeting 1.1 Elect Director Michael J. Boskin Mgmt For Yes 1.2 Elect Director William W. George Mgmt For Yes 1.3 Elect Director James R. Houghton Mgmt Withhold No WITHHOLD votes from William R. Howell, James R. Houghton, Reatha Clark King and Walter V. Shipley for administering a poor compensation practice. 1.4 Elect Director William R. Howell Mgmt Withhold No WITHHOLD votes from William R. Howell, James R. Houghton, Reatha Clark King and Walter V. Shipley for administering a poor compensation practice. 1.5 Elect Director Reatha Clark King Mgmt Withhold No WITHHOLD votes from William R. Howell, James R. Houghton, Reatha Clark King and Walter V. Shipley for administering a poor compensation practice. 1.6 Elect Director Philip E. Lippincott Mgmt For Yes 1.7 Elect Director Henry A. McKinnell, Jr. Mgmt For Yes 1.8 Elect Director Marilyn Carlson Nelson Mgmt For Yes 1.9 Elect Director Samuel J. Palmisano Mgmt For Yes 1.10 Elect Director Walter V. Shipley Mgmt Withhold No WITHHOLD votes from William R. Howell, James R. Houghton, Reatha Clark King and Walter V. Shipley for administering a poor compensation practice. 1.11 Elect Director J. Stephen Simon Mgmt For Yes 1.12 Elect Director Rex W. Tillerson Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Provide for Cumulative Voting Shrhldr For No Cumulative voting is an important tool in the protection of shareholders' rights. 4 Require a Majority Vote for the Election of Shrhldr For No The board election process Directors must ensure that shareholdersA(cent)?? expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. 5 Company-Specific-Nominate Independent Director with Industry Experience Shrhldr Against Yes 6 Require Director Nominee Qualifications Shrhldr Against Yes 7 Non-Employee Director Compensation Shrhldr Against Yes 8 Separate Chairman and CEO Positions Shrhldr Against Yes Absent an offsetting governance structure, including a designated lead director performing all of the duties listed above, we believe that a company of this size should be able to find a qualified independent chairman. 9 Review Executive Compensation Shrhldr Against Yes 10 Link Executive Compensation to Social Issues Shrhldr Abstain No 11 Report on Political Contributions Shrhldr Abstain No 12 Report on Charitable Contributions Shrhldr Abstain No 13 Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation Shrhldr Abstain No 14 Report on Damage Resulting from Drilling for Oil and gas in Protected Areas Shrhldr Abstain No 15 Report Accountability for Company's Environmental Impacts due to Operation Shrhldr Abstain No Foot Locker Inc *FL* Sedol-CUSIP 344849104 , 05/24/06 Annual Meeting 1.1 Elect Director Alan D. Feldman Mgmt For Yes 1.2 Elect Director Jarobin Gilbert, Jr. Mgmt For Yes 1.3 Elect Director David Y. Schwartz Mgmt For Yes 1.4 Elect Director Cheryl Nido Turpin Mgmt For Yes 1.5 Elect Director Matthew M. McKenna Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Amend Executive Incentive Bonus Plan Mgmt For Yes Eclipsys Corp. *ECLP* Sedol-CUSIP 278856109 , 05/10/06 Annual Meeting 1.1 Elect Director Steven A. Denning Mgmt For Yes 1.2 Elect Director Jay B. Pieper Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Leap Wireless International, Inc. *LEAP* Sedol-CUSIP 521863308 , 05/18/06 Annual Meeting 1.1 Elect Director James D. Dondero Mgmt For Yes 1.2 Elect Director John D. Harkey, Jr. Mgmt For Yes 1.3 Elect Director S. Douglas Hutcheson Mgmt For Yes 1.4 Elect Director Robert V. LaPenta Mgmt For Yes 1.5 Elect Director Mark H. Rachesky, M.D. Mgmt For Yes 1.6 Elect Director Michael B. Targoff Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Wellpoint Inc *WLP* Sedol-CUSIP 94973V107 , 05/16/06 Annual Meeting 1.1 Elect Director Lenox D. Baker, Jr., M.D. Mgmt For Yes 1.2 Elect Director Susan B. Bayh Mgmt For Yes 1.3 Elect Director Larry C. Glasscock Mgmt For Yes 1.4 Elect Director Julie A. Hill Mgmt For Yes 1.5 Elect Director Ramiro G. Peru Mgmt For Yes 2 Approve Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Google Inc *GOOG* Sedol-CUSIP 38259P508 , 05/11/06 Annual Meeting 1.1 Elect Director Eric Schmidt Mgmt For Yes 1.2 Elect Director Sergey Brin Mgmt For Yes 1.3 Elect Director Larry Page Mgmt For Yes 1.4 Elect Director L. John Doerr Mgmt For Yes 1.5 Elect Director John L. Hennessy Mgmt For Yes 1.6 Elect Director Arthur D. Levinson Mgmt For Yes 1.7 Elect Director Ann Mather Mgmt For Yes 1.8 Elect Director Michael Moritz Mgmt For Yes 1.9 Elect Director Paul S. Otellini Mgmt For Yes 1.10 Elect Director K. Ram Shriram Mgmt For Yes 1.11 Elect Director Shirley M. Tilghman Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Amend Omnibus Stock Plan Mgmt Against No Although the total cost of the company's plans of 7.68 percent is within the allowable cap for this company of 9.13 percent, the plan allows repricing of underwater stock options without shareholder approval. 4 Company-Specific-Recapitalization Plan Shrhldr For No Simplified capital structures where voting interests are proportional to economic interests are preferable to dual class structures where management owns supervoting stock. Juniper Networks, Inc. *JNPR* Sedol-CUSIP 48203R104 , 05/18/06 Annual Meeting 1.1 Elect Director Scott Kriens Mgmt For Yes 1.2 Elect Director Stratton Sclavos Mgmt Withhold No WITHHOLD votes from Stratton Sclavos for sitting on more than three boards. 1.3 Elect Director William R. Stensrud Mgmt For Yes 2 Approve Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Sirius Satellite Radio, Inc. *SIRI* Sedol-CUSIP 82966U103 , 05/23/06 Annual Meeting 1.1 Elect Director Leon D. Black Mgmt For Yes 1.2 Elect Director Joseph P. Clayton Mgmt For Yes 1.3 Elect Director Lawrence F. Gilberti Mgmt For Yes 1.4 Elect Director James P. Holden Mgmt For Yes 1.5 Elect Director Mel Karmazin Mgmt For Yes 1.6 Elect Director Warren N. Lieberfarb Mgmt For Yes 1.7 Elect Director Michael J. McGuiness Mgmt For Yes 1.8 Elect Director James F. Mooney Mgmt For Yes The DirecTV Group, Inc *DTV* Sedol-CUSIP 25459L106 , 06/06/06 Annual Meeting 1.1 Elect Director Chase Carey Mgmt For Yes 1.2 Elect Director Peter F. Chernin Mgmt For Yes 1.3 Elect Director Peter A. Lund Mgmt For Yes 1.4 Elect Director Haim Saban Mgmt For Yes 2 Ratify Auditors Mgmt For Yes XM Satellite Radio Holdings Inc. *XMSR* Sedol-CUSIP 983759101 , 05/26/06 Annual Meeting 1.1 Elect Director Gary M. Parsons Mgmt For Yes 1.2 Elect Director Hugh Panero Mgmt For Yes 1.3 Elect Director Nathaniel A. Davis Mgmt For Yes 1.4 Elect Director Thomas J. Donohue Mgmt For Yes 1.5 Elect Director Eddy W. Hartenstein Mgmt For Yes 1.6 Elect Director George W. Haywood Mgmt For Yes 1.7 Elect Director Chester A. Huber, Jr. Mgmt For Yes 1.8 Elect Director John Mendel Mgmt Withhold No WITHHOLD votes from John Mendel for poor attendance. 1.9 Elect Director Jarl Mohn Mgmt For Yes 1.10 Elect Director Jack Shaw Mgmt For Yes 1.11 Elect Director Jeffrey D. Zients Mgmt For Yes 2 Ratify Auditors Mgmt For Yes LAS VEGAS SANDS CORP *LVS* Sedol-CUSIP 517834107 , 06/07/06 Annual Meeting 1.1 Elect Director William P. Weidner Mgmt For Yes 1.2 Elect Director Michael A. Leven Mgmt For Yes 2 Ratify Auditors Mgmt For Yes
======Thornburg Florida Intermediate Municipal Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio. ======Thornburg New York Intermediate Municipal Fund ====== There were no proxies voted in relation to the securities held in the fund's portfolio.
======Thornburg International Value Fund ====== Proposed Our Agreed Name Proposal Description By Vote with Mgt Comments Vodafone Group PLC *VOD* Sedol-CUSIP 92857W100 , 07/26/05 Annual Meeting 1 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL STATEMENTS Mgmt For Yes 2.1 Elect Director Lord Maclaurin Mgmt For Yes 2.2 Elect Director Paul Hazen Mgmt For Yes 2.3 Elect Director Arun Sarin Mgmt For Yes 2.4 Elect Director Sir Julian Horn-Smith Mgmt For Yes 2.5 Elect Director Peter Bamford Mgmt For Yes 2.6 Elect Director Thomas Geitner Mgmt For Yes 2.7 Elect Director Dr Michael Boskin Mgmt For Yes 2.8 Elect Director Lord Broers Mgmt For Yes 2.9 Elect Director John Buchanan Mgmt For Yes 2.10 Elect Director Penny Hughes Mgmt For Yes 2.11 Elect Director Prof. Jurgen Schrempp Mgmt For Yes 2.12 Elect Director Luc Vandevelde Mgmt For Yes 2.13 Elect Director Sir John Bond Mgmt For Yes 2.14 Elect Director Andrew Halford Mgmt For Yes 3 TO APPROVE A FINAL DIVIDEND OF 2.16P PER ORDINARY SHARE Mgmt For Yes 4 TO APPROVE THE REMUNERATION REPORT Mgmt For Yes 5 Ratify Auditors Mgmt For Yes 6 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION Mgmt For Yes 7 TO AUTHORISE DONATIONS UNDER THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 Mgmt For Yes 8 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION Mgmt For Yes 9 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION Mgmt For Yes 10 TO AUTHORISE THE COMPANY S PURCHASE OF ITS OWN SHARES (SECTION 166, COMPANIES ACT 1985) Mgmt For Yes 11 TO APPROVE CHANGES TO THE COMPANY S MEMORANDUM AND ARTICLES OF ASSOCIATION Mgmt For Yes 12 TO APPROVE THE VODAFONE GLOBAL INCENTIVE PLAN Mgmt For Yes Petroleo Brasileiro *PBR* Sedol-CUSIP 71654V408 , 07/22/05 Special Meeting 1 APPROVAL OF THE 300% STOCK SPLIT OF COMPANY SHARES, RESULTING IN THE DISTRIBUTION, AT NO COST, OF 3 (THREE) NEW SHARES OF THE SAME TYPE FOR 1 (ONE) SHARE HELD ON AUGUST 31, 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. Mgmt For Yes 2 APPROVAL TO CHANGE ARTICLE 4 OF THE COMPANY S BYLAWS IN LIGHT OF ITEM I, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. Mgmt For Yes 1 APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF THE OPERATION FOR THE PARTIAL AND DISPROPORTIONAL SPINNING OFF OF DOWNSTREAM PARTICIPACOES LTDA AND THE INCORPORATION OF THE DIVESTED PORTION BY PETROLEO BRASILEIRO S.A. - PETROBRAS , DATED JULY 31, 2005 Mgmt For Yes 2 RATIFICATION AND NOMINATION OF THE SPECIALIZED COMPANY FOR APPRAISING THE ASSETS TO BE SPUN OFF AND SUBSEQUENTLY INCORPORATED Mgmt For Yes 3 APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION TO BE INCORPORATED BY PETROBRAS Mgmt For Yes 4 APPROVAL OF THE SPINNING OFF FOLLOWED BY INCORPORATION OF THE ASSETS OF THE DIVESTED PART OF THE COMPANY ACCORDING TO THE PROCEDURE IN THE DOCUMENT TO WHICH ITEM 1 ABOVE REFERS Mgmt For Yes 5 AUTHORIZATION FOR THE EXECUTIVE BOARD TO PRACTICE ALL NECESSARY ACTS FOR THE EXECUTION OF THE ABOVE ITEMS Mgmt For Yes 6 APPROVAL OF THE ELECTION OF JOSE SERGIO GABRIELLI DE AZEVEDO, CHIEF EXECUTIVE OFFICER, AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY Mgmt For Yes Check Point Software Technologies Inc *CHKP* Sedol-CUSIP M22465104 , 09/27/05 Annual Meeting 1 ELECTION OF DIRECTORS (OTHER THAN OUTSIDE DIRECTORS): GIL SHWED, MARIUS NACHT, JERRY UNGERMAN, DAVID RUBNER, TAL SHAVIT. Mgmt For Yes 2 TO RATIFY THE APPOINTMENT AND COMPENSATION OF CHECK POINT S INDEPENDENT PUBLIC ACCOUNTANTS. Mgmt For Yes 3 TO RATIFY AND APPROVE CHECK POINT S NEW EQUITY INCENTIVE PLANS. Mgmt Against No 4 TO RATIFY AND APPROVE AN EXTENSION OF CHECK POINT S 1996 EMPLOYEE STOCK PURCHASE PLAN. Mgmt For Yes 5 TO AMEND CHECK POINT S ARTICLES OF ASSOCIATION REGARDING INSURANCE, INDEMNIFICATION AND EXCULPATION. Mgmt For Yes 6 TO APPROVE CORRESPONDING AMENDMENTS TO THE INDEMNIFICATION AGREEMENTS WITH EACH OF CHECK POINT S DIRECTORS. Mgmt For Yes 7 TO AMEND CHECK POINT S ARTICLES OF ASSOCIATION REGARDING DISTRIBUTION OF ANNUAL FINANCIAL STATEMENTS. Mgmt For Yes 8 TO APPROVE COMPENSATION TO CERTAIN EXECUTIVE OFFICERS WHO ARE ALSO BOARD MEMBERS. Mgmt Against No 9 TO APPROVE CASH COMPENSATION OF CHECK POINT S DIRECTORS WHO ARE NOT EMPLOYEES. Mgmt For Yes 10 I HAVE A PERSONAL INTEREST IN ITEM 5 PLEASE MARK FOR IF YOU HAVE A PERSONAL INTEREST Mgmt Against No 11 I HAVE A PERSONAL INTEREST IN ITEM 6 PLEASE MARK FOR IF YOU HAVE A PERSONAL INTEREST Mgmt Against No 12 I HAVE A PERSONAL INTEREST IN ITEM 8 PLEASE MARK FOR IF YOU HAVE A PERSONAL INTEREST Mgmt Against No Teva Pharmaceutical Industries *TEVA* Sedol-CUSIP 881624209, 10/27/05 Special Meeting 1 TO APPROVE THE ISSUANCE OF ORDINARY SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II Mgmt For Yes Amdocs Limited *DOX* Sedol-CUSIP G02602103 , 01/19/06 Annual Meeting 1.1 Elect Director Bruce K. Anderson Mgmt For Yes 1.2 Elect Director Adrian Gardner Mgmt For Yes 1.3 Elect Director Charles E. Foster Mgmt For Yes 1.4 Elect Director James S. Kahan Mgmt For Yes 1.5 Elect Director Dov Baharav Mgmt For Yes 1.6 Elect Director Julian A. Brodsky Mgmt For Yes 1.7 Elect Director Eli Gelman Mgmt For Yes 1.8 Elect Director Nehemia Lemelbaum Mgmt For Yes 1.9 Elect Director John T. Mclennan Mgmt For Yes 1.10 Elect Director Robert A. Minicucci Mgmt For Yes 1.11 Elect Director Simon Olswang Mgmt For Yes 1.12 Elect Director Mario Segal Mgmt For Yes 2 APPROVAL OF AMENDMENT OF THE 1998 STOCK OPTION AND INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER, TO CONTINUE THE TERM OF THE PLAN FOR AN ADDITIONAL 10-YEAR TERM AND TO MAKE OTHER CHANGES AS DESCRIBED IN THE ACCOMPANY Mgmt For Yes 3 APPROVAL OF SPECIAL RESOLUTION TO PERMIT DIRECT REPURCHASE BY THE COMPANY OF UNVESTED SHARES OF RESTRICTED STOCK GRANTED UNDER THE 1998 STOCK OPTION AND INCENTIVE PLAN UPON TERMINATION OF EMPLOYMENT OR SERVICE. Mgmt For Yes 4 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2005. Mgmt For Yes 5 RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. Mgmt For Yes Novartis AG *NVS* Sedol-CUSIP 66987V109 , 02/28/06 Annual Meeting 1 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2005. Mgmt For Yes 2 APPROVAL OF THE ACTIVITIES OF THE BOARD OF DIRECTORS. Mgmt For Yes 3 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND. Mgmt For Yes 4 REDUCTION OF SHARE CAPITAL. Mgmt For Yes 5 AMENDMENT TO THE ARTICLES OF INCORPORATION. Mgmt For Yes 6 RE-ELECTION OF PROF. SRIKANT M. DATAR PH.D. FOR A THREE-YEAR TERM. Mgmt For Yes 7 RE-ELECTION OF WILLIAM W. GEORGE FOR A THREE-YEAR TERM. Mgmt For Yes 8 RE-ELECTION OF DR.-ING. WENDELIN WIEDEKING FOR A THREE-YEAR TERM. Mgmt For Yes 9 RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL M.D. FOR A THREE-YEAR TERM. Mgmt For Yes 10 THE ELECTION OF ANDREAS VON PLANTA PH.D. FOR A THREE-YEAR TERM. Mgmt For Yes 11 Ratify Auditors Mgmt For Yes Schlumberger Ltd. *SLB* Sedol-CUSIP 806857108, 04/12/06 Annual Meeting 1.1 Elect Director J. Deutch Mgmt For Yes 1.2 Elect Director J.S. Gorelick Mgmt For Yes 1.3 Elect Director A. Gould Mgmt For Yes 1.4 Elect Director T. Isaac Mgmt For Yes 1.5 Elect Director A. Lajous Mgmt For Yes 1.6 Elect Director A. Levy-Lang Mgmt For Yes 1.7 Elect Director M.E. Marks Mgmt For Yes 1.8 Elect Director D. Primat Mgmt For Yes 1.9 Elect Director T.I. Sandvold Mgmt For Yes 1.10 Elect Director N. Seydoux Mgmt For Yes 1.11 Elect Director L.G. Stuntz Mgmt For Yes 1.12 Elect Director R. Talwar Mgmt For Yes 2 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS Mgmt For Yes 3 ADOPTION OF AMENDMENT TO THE ARTICLES OF INCORPORATION Mgmt For Yes 4 APPROVAL OF AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER 2005 STOCK OPTION PLAN Mgmt For Yes 5 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Mgmt For Yes BP PLC (Form. Bp Amoco Plc ) *BP* Sedol-CUSIP 55622104, 04/20/06 Annual Meeting 1 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS Mgmt For Yes 2 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For Yes 3.1 Elect Director Dr D C Allen Mgmt For Yes 3.2 Elect Director Lord Browne Mgmt For Yes 3.3 Elect Director Mr J H Bryan Mgmt For Yes 3.4 Elect Director Mr A Burgmans Mgmt For Yes 3.5 Elect Director Mr I C Conn Mgmt For Yes 3.6 Elect Director Mr E B Davis, Jr Mgmt For Yes 3.7 Elect Director Mr D J Flint Mgmt For Yes 3.8 Elect Director Dr B E Grote Mgmt For Yes 3.9 Elect Director Dr A B Hayward Mgmt For Yes 3.10 Elect Director Dr D S Julius Mgmt For Yes 3.11 Elect Director Sir Tom Mckillop Mgmt For Yes 3.12 Elect Director Mr J A Manzoni Mgmt For Yes 3.13 Elect Director Dr W E Massey Mgmt For Yes 3.14 Elect Director Sir Ian Prosser Mgmt For Yes 3.15 Elect Director Mr M H Wilson Mgmt For Yes 3.16 Elect Director Mr P D Sutherland Mgmt For Yes 4 Ratify Auditors Mgmt For Yes 5 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY Mgmt For Yes 6 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT Mgmt For Yes 7 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS Mgmt For Yes Embraer, Empresa Brasileira de Aeronautica *ERJ* Sedol-CUSIP 29081M102 , 03/31/06 Special Meeting 1 APPOINTMENT OF THE COMPANIES RESPONSIBLE FOR THE PREPARATION OF THE VALUATION REPORTS OF THE COMPANY AND OF RIO HAN TO WIT: I) VALUATION OF THE SHAREHOLDERS EQUITY VALUE; II) VALUATION BASED ON THE COMPANY S AND RIO HAN S RESPECTIVE SHAREHOLDERS EQUITY; Mgmt For Yes 2 APPROVAL OF THE VALUATION REPORTS PREPARED BY THE COMPANIES REFERRED TO IN ITEM 1 ABOVE. Mgmt For Yes 3 APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF MERGER OF EMBRAER WITH AND INTO RIO HAN AND ALL EXHIBITS THERETO (MERGER AGREEMENT ), WHICH WAS PREPARED AS SET FORTH IN ARTICLES 224 AND 225 OF LAW NO. 6,404/76 AND OF INSTRUCTION CVM NO. 319/99 AND WHICH C Mgmt For Yes 4 APPROVAL OF THE MERGER OF THE COMPANY WITH AND INTO RIO HAN, PURSUANT TO THE TERMS OF THE PROTOCOL AND OTHER RELATED DOCUMENTS. Mgmt For Yes Teva Pharmaceutical Industries *TEVA* Sedol-CUSIP 881624209, 05/04/06 Annual Meeting 1 TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. Mgmt For Yes 2 TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. Mgmt For Yes 3 TO APPOINT PROF. GABRIELA SHALEV AS A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. Mgmt For Yes 4 TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DR. PHILLIP FROST Mgmt For Yes 5 TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: CARLO SALVI Mgmt For Yes 6 TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DAVID SHAMIR Mgmt For Yes 7 TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. Mgmt Against No 8 TO APPROVE AN AMENDMENT TO SECTION 60(E) OF THE COMPANY S ARTICLES OF ASSOCIATION. Mgmt For Yes 9 TO APPROVE AN INCREASE IN THE REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). Mgmt For Yes 10 TO APPOINT KESSELMAN & KESSELMAN, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION. Mgmt For Yes Adidas-Salomon Ag *ADS_GR* Sedol-CUSIP D0066B102 , 05/11/06 Annual Meeting 1 Receive Financial Statements and Statutory Reports Mgmt None Yes 2 Approve Allocation of Income and Dividends of EUR 1.30 per Share Mgmt For Yes 3 Approve Discharge of Management Board for Fiscal 2005 Mgmt For Yes 4 Approve Discharge of Supervisory Board for Fiscal 2005 Mgmt For Yes 5 Change Company Name to Adidas AG Mgmt For Yes 6 Amend Articles Re: Calling of and Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) Mgmt For Yes 7 Approve EUR 73.2 Million Capitalization of Reserves; Approve 1:4 Stock Split Mgmt For Yes 8 Amend Articles to Reflect Changes in Capital Mgmt For Yes 9 Approve Creation of EUR 20 Million Pool of Capital with Preemptive Rights Mgmt For Yes 10 Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 1.5 Billion with Preemptive Rights; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights Mgmt For Yes 11 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Mgmt For Yes 12 Amend Articles Re: Responsibilites of the Supervisory Board Mgmt For Yes 13 Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2006 Mgmt For Yes Bank of Ireland Group *BKIR_LN* Sedol-CUSIP G49374146 , 07/06/05 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Final Dividends Mgmt For Yes 3.1 Elect Paul Haran as Director Mgmt For Yes 3.2a Re-elect Richard Burrows as Director Mgmt For Yes 3.2b Re-elect Brian Goggin as Director Mgmt For Yes 3.2c Re-elect Dennis O'Brien as Director Mgmt For Yes 3.2d Re-elect John O'Donovan as Director Mgmt For Yes 3.2e Re-elect Mary Redmond as Director Mgmt For Yes 4 Authorize Board to Fix Remuneration of Auditors Mgmt For Yes 5 Authorize up to 95,732,060 Ordinary Stock Units and 1,876,090 Sterling Preference Stock Units and 3,026,598 Euro Preference Stock Units for Share Repurchase Program Mgmt For Yes 6 Authorize Reissuance of Repurchased Shares Mgmt For Yes 7 Authorize Board to Allot Up to EUR 30,900,000 in Equity Securities for Cash without Preemptive Rights Mgmt For Yes 8 Authorize Board to Allot Equity Securities Representing 15 Percent of the Issued Share Capital, without Preemptive Rights, For Purposes Other Than Cash Mgmt For Yes 9 Amend Company Bye-Laws Re: Preference Stock Mgmt For Yes BURBERRY GROUP PLC *BRBY_LN* Sedol-CUSIP G1699R107 , 07/14/05 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3 Approve Final Dividend of 4.5 Pence Per Ordinary Share Mgmt For Yes 4 Elect Brian Blake as Director Mgmt For Yes 5 Re-elect Rose Bravo as Director Mgmt For Yes 6 Re-elect Philip Bowman as Director Mgmt For Yes 7 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For Yes 8 Authorise Board to Fix Remuneration of the Auditors Mgmt For Yes 9 Authorise the Company to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to Aggregate Nominal Amount of GBP 25,000 Mgmt For Yes 10 Authorise Burberry Limited to Make EU Political Organisation Donations and to Incur EU Political Expenditure up to Aggregate Nominal Amount of GBP 25,000 Mgmt For Yes 11 Authorise 48,224,669 Ordinary Shares for Market Purchase Mgmt For Yes 12 Authorise the Company to Repurchase 48,224,669 Ordinary Shares from GUS plc in Accordance with the Terms of Agreement Mgmt For Yes 13 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 80,372 Mgmt For Yes 14 Renew the Authority Conferred on Directors to Allot Shares for Cash in Connection with a Rights Issue without Offering Those Shares Pro Rata to Existing Shareholders Mgmt For Yes 15 Authorise Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights Otherwise than in Connection with a Rights Issue up to Aggregate Nominal Amount of GBP 12,056 Mgmt For Yes 16 Amend Articles of Association Re: Electronic Proxy Voting Service Mgmt For Yes Hero Honda Motors Ltd. *HH_IN* Sedol-CUSIP Y3179Z146 , 08/22/05 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Dividends of INR 20 Per Share Mgmt For Yes 3 Reappoint O.P. Munjal as Director Mgmt For Yes 4 Reappoint N.N. Vohra as Director Mgmt For Yes 5 Approve Retirement of S.P. Virmani Mgmt For Yes 6 Approve A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 7 Appoint A. Singh as Director Mgmt For Yes 8 Appoint P. Singh as Director Mgmt For Yes 9 Appoint S. Bhartia as Director Mgmt For Yes 10 Appoint V.L. Kelkar as Director Mgmt For Yes 11 Approve Appointment and Remuneration of M. Yamamoto, Jt. Managing Director Mgmt For Yes 12 Approve Appointment and Remuneration of T. Eguchi, Executive Director Mgmt For Yes 13 Appoint M. Sudo as Director Mgmt For Yes Singapore Telecommunications Ltd. *ST_SP" Sedol-CUSIP Y79985175 , 07/29/05 Annual Meeting 1 Adopt Financial Statements and Directors' and Auditors' Reports Mgmt For Yes 2 Declare First and Final Dividend of SGD 0.08 Per Share and Special Dividend of SGD 0.05 Per Share Mgmt For Yes 3 Reelect Heng Swee Keat as Director Mgmt For Yes 4 Reelect Simon Israel as Director Mgmt For Yes 5 Reelect Tommy Koh as Director Mgmt For Yes 6 Reelect Nicky Tan Ng Kuang as Director Mgmt For Yes 7 Approve Directors' Fees of SGD 1.2 Million for the Year Ended March 31, 2005 (2004: SGD 1.1 Million) Mgmt For Yes 8 Approve Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 9 Approve Issuance of Shares without Preemptive Rights Mgmt For Yes 10 Approve Issuance of Shares and Grant of Options Pursuant to the Singapore Telecom Share Option Scheme 1999 Mgmt For Yes 11 Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan Mgmt For Yes Singapore Telecommunications Ltd. *ST_SP* Sedol-CUSIP Y79985175 , 07/29/05 Special Meeting 1 Approve Participation by the Relevant Person in the SingTel Performance Share Plan Mgmt For Yes 2 Authorize Share Repurchase Program Mgmt For Yes ICICI BANK *IBN* Sedol-CUSIP Y38575109 , 08/20/05 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Dividends on Preference Shares Mgmt For Yes 3 Approve Dividends of INR 8.5 Per Common Share Mgmt For Yes 4 Reappoint N. Vaghul as Director Mgmt For Yes 5 Reappoint A. Puri as Director Mgmt For Yes 6 Reappoint M.K. Sharma as Director Mgmt For Yes 7 Reappoint M.G. Subrahmanyam as Director Mgmt For Yes 8 Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 9 Authorize Board to Appoint Branch Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 10 Appoint T.S. Vijayan as Director Mgmt For Yes 11 Appoint S. Iyengar as Director Mgmt For Yes 12 Approve Reappointment and Remuneration of K.V. Kamath, Managing Director Mgmt For Yes 13 Approve Reappointment and Remuneration of K. Morparia, Executive Director Mgmt For Yes 14 Approve Reappointment Remuneration of C.D. Kochhar, Executive Director Mgmt For Yes 15 Approve Reappointment and Remuneration of N. Mor, Executive Director Mgmt For Yes 16 Approve Payment of Sitting Fees to Nonexecutive Directors Mgmt For Yes 17 Amend Articles of Association Re: Reclassification of Authorized Share Capital Mgmt Against No 18 Approve Issuance of 55 Million Preference Shares Mgmt Against No China Petroleum & Chemical Corp. *386_HK* Sedol-CUSIP Y15010104 , 09/19/05 Special Meeting 1 Approve Issue of Short-Term Commercial Paper of a Total Principal Amount of Up to 10 Percent of Net Assets Value and Maximum Amount Approved by the Peoples Bank of China and Authorize Board to Determine Matters in Relation to Such Issuance Mgmt For Yes Deutsche Boerse AG *DB1_GR* Sedol-CUSIP D1882G119 , 05/24/06 Annual Meeting 1 Receive Financial Statements and Statutory Reports for Fiscal 2005 Mgmt None Yes 2 Approve Allocation of Income and Dividends of EUR 2.10 per Share Mgmt For Yes 3 Approve Discharge of Management Board for Fiscal 2005 Mgmt For Yes 4 Approve Discharge of Supervisory Board for Fiscal 2005 Mgmt For Yes 5.1 Elect David Andrews to the Supervisory Board Mgmt For Yes 5.2 Elect Udo Behrenwaldt to the Supervisory Board Mgmt For Yes 5.3 Elect Richard Berliand to the Supervisory Board Mgmt For Yes 5.4 Elect Manfred Gentz to the Supervisory Board Mgmt For Yes 5.5 Elect Richard Hayden to the Supervisory Board Mgmt For Yes 5.6 Elect Craig Heimark to the Supervisory Board Mgmt For Yes 5.7 Elect Hermann-Josef Lamberti to the Supervisory Board Mgmt For Yes 5.8 Elect Friedrich Merz to the Supervisory Board Mgmt For Yes 5.9 Elect Friedrich von Metzler to the Supervisory Board Mgmt For Yes 5.10 Elect Alessandro Profumo to the Supervisory Board Mgmt For Yes 5.11 Elect Gerhard Roggemann to the Supervisory Board Mgmt For Yes 5.12 Elect Erhard Schipporeit to the Supervisory Board Mgmt For Yes 5.13 Elect Kurt Viermetz to the Supervisory Board Mgmt For Yes 5.14 Elect Herbert Walter to the Supervisory Board Mgmt For Yes 6 Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights (Authorized Capital I) Mgmt For Yes 7 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Mgmt For Yes 8 Amend Articles Re: Supervisory Board Composition and Tenure Mgmt For Yes 9 Amend Articles Re: Calling of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) Mgmt For Yes 10 Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) Mgmt For Yes 11 Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2006 Mgmt For Yes ICICI BANK *IBN* Sedol-CUSIP Y38575109 , 11/16/05 Special Meeting 1 Approve Issuance of 200 Million Equity or Equity-Linked Securities without Preemptive Rights Mgmt Against No UBS AG *UBSN_VX* Sedol-CUSIP H8920M855 , 04/19/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Allocation of Income and Dividends of CHF 3.20 per Share Mgmt For Yes 3 Approve Discharge of Board and Senior Management Mgmt For Yes 4.1.1 Reelect Rolf Meyer as Director Mgmt For Yes 4.1.2 Reelect Ernesto Bertarelli as Director Mgmt For Yes 4.2.1 Elect Gabrielle Kaufmann-Kohler as Director Mgmt For Yes 4.2.2 Elect Joerg Wolle as Director Mgmt For Yes 4.3 Ratify Ernst & Young Ltd. as Auditors Mgmt For Yes 4.4 Ratify BDO Visura as Special Auditors Mgmt For Yes 5.1 Approve CHF 29.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For Yes 5.2 Authorize Repurchase of Issued Share Capital Mgmt For Yes 5.3 Approve Reduction in Share Capital via Capital Repayment of CHF 0.60 per Share Mgmt For Yes 5.4 Approve 2:1 Stock Split Mgmt For Yes 5.5.1 Amend Articles to Reflect Changes in Capital Mgmt For Yes 5.5.2 Amend Articles Re: Capital Holding Requirement for Submitting Shareholder Proposals Mgmt For Yes 6 Approve Creation of CHF 15 Million Pool of Capital without Preemptive Rights to Service Existing Stock Option Plan Mgmt Against No France Telecom SA *FTE_FP* Sedol-CUSIP F4113C103 , 04/21/06 Annual/Special Meeting 1 Approve Financial Statements and Discharge Directors Mgmt For Yes 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 3 Approve Allocation of Income and Dividends of EUR 1 per Share Mgmt For Yes 4 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt For Yes 5 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 6 Amend Articles of Association Re: Attend Board Meetings by Way of Videoconference and of Telecommunication Mgmt For Yes 7 Amend Articles of Association Re: General Meeting Quorums Mgmt For Yes 8 Authorize Capital Increase of up to EUR 200 Million to Participants of Orange S.A. Stock Option Plan in Connection with France Telecom Liquidity Agreement Mgmt For Yes 9 Approve Restricted Stock Plan for Orange S.A. Option Holders Mgmt Against No 10 Approve Employee Savings-Related Share Purchase Plan Mgmt Against No 11 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For Yes 12 Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan Mgmt Against No 13 Authorize Filling of Required Documents/Other Formalities Mgmt For Yes L'air Liquide *AI_FP* Sedol-CUSIP F01764103 , 05/10/06 Annual/Special Meeting 1 Approve Financial Statements and Statutory Reports Mgmt For Yes 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 3 Approve Dividends of EUR 3.85 per Share Mgmt For Yes 4 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 5 Elect Beatrice Majnoni d'Intignano as Supervisory Board Member or as Director Mgmt For Yes 6 Elect Paul Skinner as Supervisory Board Member or as Director Mgmt For Yes 7 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt Against No 8 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For Yes 9 Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million Mgmt For Yes 10 Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value Mgmt For Yes 11 Approve Employee Savings-Related Share Purchase Plan Mgmt For Yes 12 Amend Articles of Association Re: Shareholding Disclosure Threshold Mgmt For Yes 13 Adopt Unitary Board Structure, Adopt New Articles of Association Accordingly, and Acknowledge Transfer of Authorities Granted to Supervisory Board from Supervisory Board to Board of Directors Mgmt For Yes 14 Elect Benoit Potier as Director Mgmt For Yes 15 Elect Alain Joly as Director Mgmt For Yes 16 Elect Edouard de Royere as Director Mgmt For Yes 17 Elect Sir Lindsay Owen-Jones as Director Mgmt For Yes 18 Elect Thierry Desmarest as Director Mgmt For Yes 19 Elect Gerard de la Martiniere as Director Mgmt For Yes 20 Elect Cornelis van Lede as Director Mgmt For Yes 21 Elect Rolf Krebs as Director Mgmt For Yes 22 Elect Thierry Peugeot as Director Mgmt For Yes 23 Approve Remuneration of Directors in the Aggregate Amount of EUR 550,000 Mgmt For Yes 24 Authorize Filling of Required Documents/Other Formalities Mgmt For Yes Givaudan SA *GIVN_VX* Sedol-CUSIP H3238Q102 , 04/07/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Discharge of Board and Senior Management Mgmt For Yes 3 Approve Allocation of Income and Dividends of CHF 17.60 per Share Mgmt For Yes 4 Approve CHF 2 Million Reduction in Share Capital Through Cancellation of 200,000 Registered Shares Mgmt For Yes 5 Approve Creation of CHF 10 Million Pool of Capital with Preemptive Rights Mgmt For Yes 6.1 Reelect Andre Hoffmann as Director Mgmt For Yes 6.2 Reelect John Marthineen as Director Mgmt For Yes 6.3 Reelect Juerg Witmer as Director Mgmt For Yes 7 Ratify PricewaterhouseCoopers SA as Auditors Mgmt For Yes China Merchants Holdings (International) Co. Ltd. *144_HK* Sedol-CUSIP Y1489Q103 , 01/25/06 Special Meeting 1 Approve Acquisition by the Company from Super Talent Group Ltd. of the Entire Issued Capital of Treasure Group Investments Ltd. and All Shareholder Loans; and Issue of Consideration Shares Mgmt For Yes 2 Approve Increase in Authorized Capital from HK$300.0 Million to HK$500.0 Million by the Addition of HK$200.0 Million Divided into 2.0 Billion Shares of HK$0.10 Each Mgmt For Yes 3 Approve Connected Transactions Mgmt For Yes Lvmh Moet Hennessy Louis Vuitton *MC_FP* Sedol-CUSIP F58485115 , 05/11/06 Annual/Special Meeting 1 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Financial Statements and Discharge Directors Mgmt For Yes 3 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt Against No 4 Approve Allocation of Income and Dividends of EUR 1.15 per Share Mgmt For Yes 5 Approve Standard Accounting Transfers Mgmt For Yes 6 Reelect Antoine Bernheim as Director Mgmt Against No 7 Reelect Albert Frere as Director Mgmt Against No 8 Reelect Pierre Gode as Director Mgmt Against No 9 Reelect Arnaud Lagardere as Director Mgmt Against No 10 Reelect Lord Powell of Bayswater as Director Mgmt Against No 11 Elect Antoine Arnault as Director Mgmt Against No 12 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 13 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For Yes 14 Approve Issuance of of up to EUR 30 Million for Qualified Investors Mgmt For Yes 15 Approve Stock Option Plans Grants Mgmt Against No 16 Approve Employee Savings-Related Share Purchase Plan Mgmt For Yes 17 Amend Articles of Association to Reflect Legal Changes and Modify Directors'Age Limit Mgmt For Yes Hyundai Motor Co. *005380_HS* Sedol-CUSIP Y38472109 , 03/10/06 Annual Meeting 1 Approve Appropriation of Income and Dividend of KRW 1250 Per Common Share Mgmt For Yes 2 Amend Articles of Incorporation to Expand Business Objectives, to Require Shareholder Approval on Stock Option Issuance, and to Lower Minimum Number of Directors on Board Mgmt For Yes 3 Elect Executive Director Mgmt For Yes 4 Elect Members of Audit Committee Mgmt For Yes 5 Approve Limit on Remuneration of Directors Mgmt For Yes SOGECABLE SA *SGC_SM* Sedol-CUSIP E8900A114 , 03/02/06 Special Meeting 1 Report Re: Public Stock Acquisition Offer on Behalf of Promotora de Informaciones, SA to purchase Sogecable, SA Shares Mgmt For Yes Samsung Electronics Co. Ltd. *005930_KS* Sedol-CUSIP Y74718100 , 02/28/06 Annual Meeting 1 Approve Financial Statements and Appropriation of Income, with a Final Dividend of KRW 5000 Per Common Share Mgmt For Yes 2.1 Elect Independent Non-Executive Directors Mgmt For Yes 2.2 Elect Executive Directors Mgmt For Yes 2.3 Elect Members of Audit Committee Mgmt For Yes 3 Approve Limit on Remuneration of Directors Mgmt For Yes Kookmin Bank *060000_HS* Sedol-CUSIP Y4822W100 , 03/24/06 Annual Meeting 1 Approve Appropriation of Income and Dividend of KRW 550 Per Share Mgmt For Yes 2 Amend Articles of Incorporation to Require Shareholder Approval on Stock Option Issuances, to Require Minimum Five Independent Non-Executive Directors, to Set Terms of Directors, to Create Sub-Committee, and to Allow Quarterly Dividends Mgmt For Yes 3 Elect Directors Mgmt For Yes 4 Elect Members of Audit Committee Mgmt For Yes 5 Approve Previous Stock Option Grants Mgmt For Yes 6 Approve Stock Option Grants Mgmt For Yes Wal-Mart de Mexico S.A. de C.V. (frmrly. Cifra S.A.) *WALMEXV_MM* Sedol-CUSIP P98180105 , 02/28/06 Annual Meeting 1 Accept Chairman's Report Mgmt For Yes 2 Accept Audit Committe's Report Mgmt For Yes 3 Accept Supervisory Board Report Mgmt For Yes 4 Accept Financial Statements for Fiscal Year Ended December 2005 Mgmt For Yes 5 Present Report on the Share Repurchase Reserves Mgmt For Yes 6 Approve Cancellation of 201.5 Million Company Treasury Shares Mgmt For Yes 7 Approve Modifications to Article 5 in the Bylaws Re: Changes in Variable and Fixed Capital Mgmt For Yes 8 Approve Allocation of Income Mgmt For Yes 9 Approve Dividend of MXN 0.38 per Share or Stock Calculated as of March 22, 2006 Mgmt For Yes 10 Approve MXN 3.28 Million Variable Capital Increase Through Issuance of 164.3 Million Common Shares To Be Paid Back as Dividends at MXN 20 per Share Mgmt For Yes 11 Accept Report Re: Employee Stock Purchase Plan Mgmt Against No 12 Accept Report Re: Wal-Mart de Mexico Foundation Mgmt For Yes 13 Approve Discharge of the Board of Directors Mgmt For Yes 14 Elect or Ratify Members of the Board of Directors and Supervisory Board Mgmt For Yes 15 Approve Minutes of Meeting Mgmt For Yes JCDECAUX SA *DEC_FP* Sedol-CUSIP F5333N100 , 05/10/06 Annual/Special Meeting 1 Approve Financial Statements and Statutory Reports Mgmt For Yes 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 3 Approve Allocation of Income and Dividends of EUR 0.40 per Share Mgmt For Yes 4 Approve Non-Tax Deductible Expenses Mgmt For Yes 5 Approve Transaction with a Related Party: Severance Payment for Gerard Degonse Mgmt For Yes 6 Approve Transaction with a Related Party: Adjustment of Pension Fund Terms for Jeremy Male Mgmt For Yes 7 Approve Transaction with a Related Party: Abandons Claims Under Bond Loan for the Benefit of JCDecaux Do Brasil for Up to EUR 2 Million Mgmt For Yes 8 Approve Transaction with a Related Party: Abandons Claims Under Bond Loan for the Benefit of JCDecaux Do Brasil for Up to EUR 400,000 Mgmt For Yes 9 Approve Transaction with a Related Party: Abandons Claims Under Bond Loan for the Benefit of IP Decaux for Up to EUR 2.2 Million Mgmt For Yes 10 Reelect Jean-Claude Decaux as Supervisory Board Member Mgmt For Yes 11 Reelect Jean-Pierre Decaux as Supervisory Board Member Mgmt For Yes 12 Reelect Pierre-Alain Pariente as Supervisory Board Member Mgmt For Yes 13 Reelect Xavier de Sarrau as Supervisory Board Member Mgmt For Yes 14 Reelect Christian Blanc as Supervisory Board Member Mgmt For Yes 15 Retirement of Lothar Spath as Director (Non-contentious) Mgmt For Yes 16 Ratify Barbier Frinault & Autres as Auditors Mgmt For Yes 17 Ratify KPMG SA as Auditors Mgmt For Yes 18 Elect SCP Jean-Claude Andre & Autres as Alternate Auditor Mgmt For Yes 19 Elect Auditex as Alternate Auditor Mgmt For Yes 20 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 21 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For Yes 22 Amend Articles of Association Re: Attend Management and Supervisory Boards'Meetings by Way of Videoconference and of Telecommunication Mgmt For Yes 23 Authorize Filling of Required Documents/Other Formalities Mgmt For Yes SOGECABLE SA *SGC_SM* Sedol-CUSIP E8900A114 , 03/21/06 Annual Meeting 1 Approve Individual and Consolidated Financial Statements, and Statutory Reports for Fiscal Year Ended 12-31-05; Approve Allocation of Income Mgmt For Yes 2 Approve Discharge of Management Board Mgmt For Yes 3 Fix Number of and Elect Directors to Management Board Mgmt Against No 4 Approve Auditors for Individual and Consolidated Group Mgmt For Yes 5 Amend Articles 13, 14, and 18bis Re: Class Meetings of Shareholders, Notices of Shareholder Meetings, and Remote Voting Mgmt For Yes 6 Amend Articles 3, 4, and 14 of Meeting Guidelines Re: Class Meetings for Shareholders, Notices of Shareholder Meetings, and Remote Voting Mgmt For Yes 7 Authorize Capital Increase Through Issuance of Shares for Private Placement to Canal Satelite Digital Sl; Amend Article 5 Accordingly Mgmt For Yes 8 Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt For Yes 9 Authorize Repurchase of Shares Mgmt For Yes 10 Approve Compensation Plan for Executive Members of the Board and Executive Directors Mgmt Against No 11 Authorize Board to Ratify and Execute Approved Resolutions Mgmt Against No Shinhan Financial Group Co. Ltd. *055550_HS* Sedol-CUSIP Y7749X101 , 03/21/06 Annual Meeting 1 Approve Appropriation of Income and Dividend of KRW 800 Per Share Mgmt For Yes 2 Amend Articles of Incorporation to Extend Convertible Bond Maturity, to Allow Board to Issue Shares with Shareholder Approval, and to Shorten Share Registry Cancellation Period Mgmt For Yes 3 Elect Directors Mgmt For Yes 4 Elect Members of Audit Committee Mgmt For Yes 5 Approve Limit on Remuneration of Directors Mgmt For Yes 6 Approve Stock Option Grants Mgmt For Yes OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA ) *OPAP_GE* Sedol-CUSIP X5967A101 , 05/31/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Allocation of Income and Dividends Mgmt For Yes 3 Approve Discharge of Board and Auditors Mgmt For Yes 4 Appoint Auditors and Deputy Auditors and Determination of Their Fees Mgmt For Yes 5 Approve Remuneration of Chairman, CEO and Secretary of the Board Mgmt For Yes 6 Approve Remuneration of Board Members for Participation on Board Committees Mgmt For Yes 7 Amend Articles (Bundled) Mgmt Against No 8 Other Business Mgmt Against No Lloyds TSB Group plc (formerly TSB Group) *LLOY_LN* Sedol-CUSIP G5542W106 , 05/11/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3a Elect Sir Victor Blank as Director Mgmt For Yes 3b Elect Terri Dial as Director Mgmt For Yes 3c Elect Jan du Plessis as Director Mgmt For Yes 3d Elect Lord Leitch as Director Mgmt For Yes 4 Re-elect Archie Kane as Director Mgmt For Yes 5 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For Yes 6 Authorise Board to Fix Remuneration of Auditors Mgmt For Yes 7 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 370,781,731, USD 40,000,000, EUD 40,000,000 and JPY 1,250,000,000 Mgmt For Yes 8 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,023,408 Mgmt For Yes 9 Authorise 568,000,000 Ordinary Shares for Market Purchase Mgmt For Yes 10 Approve Lloyds TSB Long-Term Incentive Plan 2006 Mgmt For Yes 11a Authorise to Make EU Political Organisation Donations up to GBP 10,000 and Incur EU Political Expenditure up to GBP 10,000 Mgmt For Yes 11b Authorise Lloyds TSB Bank Plc to Make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Mgmt For Yes 11c Authorise Lloyds TSB Scotland Plc to Make EU Political Organisation Donations up to GBP 40,000 and Incur EU Political Expenditure up to GBP 40,000 Mgmt For Yes 11d Authorise Scottish Widows Plc to Make EU Political Organisation Donations up to GBP 30,000 and Incur EU Political Expenditure up to GBP 30,000 Mgmt For Yes 11e Authorise Cheltenham & Gloucester Plc to Make EU Political Organisation Donations up to GBP 10,000 and Incur EU Political Expenditure up to GBP 10,000 Mgmt For Yes 11f Authorise Lloyds TSB Asset Finance Division Limited to Make EU Political Organisation Donations up to GBP 10,000 and Incur EU Political Expenditure up to GBP 10,000 Mgmt For Yes 12 Amend Memorandum and Articles of Association Re: Indemnification Mgmt For Yes 13 Approve Increase in Remuneration of Non-Executive Directors to GBP 750,000 Mgmt For Yes Sanofi-Aventis (Formerly Sanofi-Synthelabo ) *SAN_FP* Sedol-CUSIP F5548N101 , 05/31/06 Annual/Special Meeting 1 Approve Financial Statements and Statutory Reports Mgmt For Yes 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 3 Approve Allocation of Income and Dividends of EUR 1.52 per Share Mgmt For Yes 4 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt For Yes 5 Reelect Lord Douro as Director Mgmt For Yes 6 Elect Gerard Le Fur as Director Mgmt For Yes 7 Ratify Ernst & Young Audit as Auditor Mgmt For Yes 8 Ratify Auditex as Alternate Auditor Mgmt For Yes 9 Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million Mgmt For Yes 10 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 11 Approve Merger by Absorption of Rhone Cooper by Sanofi-Aventis, Approve its Remuneration, and Approve Capital Increase in Connection with the Merger Mgmt For Yes 12 Allocation of Merger Premium Mgmt For Yes 13 Acknowledge Definitive Realisation of Merger on May 31, 2006, and Capital Increase in Connection with the Merger Mgmt For Yes 14 Amend Articles of Association Re: Change in Capital Pursuant to Items Above Mgmt For Yes 15 Amend Articles of Association Board Related Re: Term of Mandate of Chairman Mgmt For Yes 16 Authorize Filling of Required Documents/Other Formalities Mgmt For Yes Rio Tinto Plc (Formerly Rtz Corp. Plc) *RIO_LN* Sedol-CUSIP G75754104 , 04/12/06 Annual Meeting 1 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 34,860,000 Mgmt For Yes 2 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 6,750,000 Mgmt For Yes 3 Authorise 106,500,000 RTP Ordinary Shares for Market Purchase Mgmt For Yes 4 Adopt New Articles of Association of Rio Tinto Plc and Amendments to Constitution of Rio Tinto Limited Mgmt For Yes 5 Elect Tom Albanese as Director Mgmt For Yes 6 Elect Sir Rod Eddington as Director Mgmt For Yes 7 Re-elect Sir David Clementi as Director Mgmt For Yes 8 Re-elect Leigh Clifford as Director Mgmt For Yes 9 Re-elect Andrew Gould as Director Mgmt For Yes 10 Re-elect David Mayhew as Director Mgmt For Yes 11 Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration Mgmt For Yes 12 Approve Remuneration Report Mgmt For Yes 13 Accept Financial Statements and Statutory Reports Mgmt For Yes SAP AG *SAP_GR* Sedol-CUSIP D66992104 , 05/09/06 Annual Meeting 1 Receive Financial Statements and Statutory Reports Mgmt None Yes 2 Approve Allocation of Income and Dividends of EUR 1.45 per Share Mgmt For Yes 3 Approve Discharge of Management Board for Fiscal Year 2005 Mgmt For Yes 4 Approve Discharge of Supervisory Board for Fiscal Year 2005 Mgmt For Yes 5 Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal Year 2006 Mgmt For Yes 6 Approve EUR 950 Million Capitalization of Reserves Mgmt For Yes 7 Amend Articles Re: Supervisory Board Remuneration Mgmt For Yes 8a Approve Creation of EUR 180 Million Pool of Capital with Preemptive Rights (Conditional Capital Ia) Mgmt For Yes 8b Approve Creation of EUR 180 Million Pool of Capital without Preemptive Rights (Conditional Capital IIa) Mgmt For Yes 9 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Mgmt For Yes 10 Authorize Use of Financial Derivatives Method When Repurchasing Shares Mgmt Against No 11a Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 5 Billion with Preemptive Rights; Approve Creation of EUR 25 Million Pool of Capital to Guarantee Conversion Rights (Conditional Capital IV) Mgmt For Yes 11b Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached up to Aggregate Nominal Amount of EUR 5 Million with Preemptive Rights; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights (Conditional Capital IVa) Mgmt For Yes 12 Approve Affiliation Agreements with Subsidiaries Mgmt For Yes GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) *GSK_LN* Sedol-CUSIP G3910J112 , 05/17/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3 Elect Moncef Slaoui as Director Mgmt For Yes 4 Elect Tom de Swaan as Director Mgmt For Yes 5 Re-elect Lawrence Culp as Director Mgmt For Yes 6 Re-elect Sir Crispin Davis as Director Mgmt For Yes 7 Re-elect Ronaldo Schmitz as Director Mgmt For Yes 8 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For Yes 9 Authorize Audit Committee to Fix Remuneration of Auditors Mgmt For Yes 10 Approve the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 Mgmt For Yes 11 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 485,201,557 Mgmt For Yes 12 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 72,780,233 Mgmt For Yes 13 Authorise 582,241,869 Ordinary Shares for Market Purchase Mgmt For Yes Hong Kong Exchanges and Clearing Ltd *388_HK* Sedol-CUSIP Y3506N105 , 04/26/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Final Dividend Mgmt For Yes 3a Elect Dannis J.H. Lee as Director Mgmt Against No 3b Elect David M. Webb as Director Mgmt For Yes 3c Elect Gilbert K.T. Chu as Director Shrhldr Against No 3d Elect Lawrence Y.L. Ho as Director Shrhldr Against No 3e Elect Christine K.W. Loh as Director Shrhldr For No 4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 5 Authorize Repurchase of up to 10 Percent of Issued Share Capital Mgmt For Yes 6 Approve Remuneration of HK$240,000 Payable to Each Non-executive Director Mgmt For Yes Royal Bank Of Scotland Group Plc (The) *RBS_LN* Sedol-CUSIP G76891111 , 04/28/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3 Approve Final Dividend of 53.1 Pence Per Ordinary Share Mgmt For Yes 4 Re-elect Bob Scott as Director Mgmt For Yes 5 Re-elect Peter Sutherland as Director Mgmt For Yes 6 Re-elect Colin Buchan as Director Mgmt For Yes 7 Elect Sir Tom McKillop as Director Mgmt For Yes 8 Elect Janis Kong as Director Mgmt For Yes 9 Elect Guy Whittaker as Director Mgmt For Yes 10 Elect Johnny Cameron as Director Mgmt For Yes 11 Elect Mark Fisher as Director Mgmt For Yes 12 Elect Bill Friedrich as Director Mgmt For Yes 13 Reappoint Deloitte & Touche LLP as Auditors of the Company Mgmt For Yes 14 Authorise Board to Fix Remuneration of Auditors Mgmt For Yes 15 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,482,100 Mgmt For Yes 16 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,972,315 Mgmt For Yes 17 Authorise 319,778,520 Ordinary Shares for Market Purchase Mgmt For Yes 18 Approve EU Political Donations up to GBP 250,000 and Incur EU Political Expenditure up to GBP 250,000 Mgmt For Yes CHINA SHENHUA ENERGY CO LTD *1088_HK* Sedol-CUSIP Y1504C113 , 05/12/06 Annual Meeting 1 Accept Report of the Board of Directors Mgmt For Yes 2 Accept Report of the Supervisory Committee Mgmt For Yes 3 Accept Financial Statements and Statutory Reports Mgmt For Yes 4 Approve Allocation of Income and Final Dividend of RMB 0.125 Per Share Mgmt For Yes 5 Approve Remuneration of Directors and Supervisors Mgmt For Yes 6 Approve Status List of the Initial Long Term Incentives Plan and Share Appreciation Rights Scheme Mgmt Against No 7 Reappoint KPMG Huazhen and KPMG as PRC and International Auditors, Respectively, and Authorize Committee Comprising Chen Biting, Wu Yuan, and Ling Wen to Fix Their Remuneration Mgmt For Yes 8 Approve Revised Annual Caps of Connected Transactions Mgmt For Yes 1 Amend Articles Re: Reflect Relevant Laws and Reulations of the Company Law and the Securities Law of the PRC Mgmt For Yes 2 Amend Rules Governing the Proceedings of Shareholders Meetings, Directors Meetings, and for the Board of Supervisors; and Procedures for Considering Connected Transactions Mgmt For Yes 3 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt Against No Barclays Plc *BARC_LN* Sedol-CUSIP G08036124 , 04/27/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3 Elect Fulvio Conti as Director Mgmt For Yes 4 Elect Danie Cronje as Director Mgmt For Yes 5 Elect Robert Diamond Jr. as Director Mgmt For Yes 6 Elect Robert Steel as Director Mgmt For Yes 7 Elect John Sunderland as Director Mgmt For Yes 8 Re-elect Dame Dawson as Director Mgmt For Yes 9 Re-elect Sir Richard Broadbent as Director Mgmt For Yes 10 Re-elect Gary Hoffman as Director Mgmt For Yes 11 Re-elect Naguib Kheraj as Director Mgmt For Yes 12 Re-elect Sir Nigel Rudd as Director Nigel Rudd as Director Mgmt For Yes 13 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For Yes 14 Authorize Board to Fix Remuneration of Auditors Mgmt For Yes 15 Authorise the Company to make EU Political Organisation Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 Mgmt For Yes 16 Authorise Barclays Bank plc to make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Mgmt For Yes 17 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 541,215,604 Mgmt For Yes 18 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,182,340 Mgmt For Yes 19 Authorise 968,600,000 Ordinary Shares for Market Purchase Mgmt For Yes Carrefour S.A. *CA_FP* Sedol-CUSIP F13923119 , 05/02/06 Annual/Special Meeting 1 Approve Financial Statements and Discharge Management Board Mgmt For Yes 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 3 Approve Allocation of Income and Dividends of EUR 1 per Share Mgmt For Yes 4 Authorize Repurchase of Up to Three Percent of Issued Share Capital Mgmt For Yes 5 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt For Yes 6 Approve Employee Savings-Related Share Purchase Plan Mgmt For Yes 7 Amend Articles of Association in order to Reflect Legal Changes Mgmt For Yes 8 Change Location of Registered Office Mgmt For Yes NEXT PLC *NXT_LN* Sedol-CUSIP G6500M106 , 05/17/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3 Approve Final Dividend of 30 Pence Per Ordinary Share Mgmt For Yes 4 Re-elect John Barton as Director Mgmt For Yes 5 Re-elect Christos Angelides as Director Mgmt For Yes 6 Re-elect Derek Netherton as Director Mgmt Against No 7 Reappoint Ernst & Young LLP as Auditors and Authorise the Board to Determine Their Remuneration Mgmt For Yes 8 Approve Next 2006 Performance Share Plan Mgmt For Yes 9 Approve Next Risk/Reward Investment Plan Mgmt For Yes 10 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 8,000,000 Mgmt For Yes 11 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,200,000 Mgmt For Yes 12 Authorise 36,000,000 Ordinary Shares for Market Purchase Mgmt For Yes 13 Approve Programme Agreements Between the Company and Each of Goldman Sachs International, UBS AG and Deutsche Bank AG Mgmt For Yes 14 Approve Increase In Borrowing Powers to GBP 1,500,000,000 Mgmt For Yes EURONEXT *NXT_FP* Sedol-CUSIP N3113K108 , 05/23/06 Annual Meeting 1 Open Meeting Mgmt None Yes 2 Appoint Secretary for Meeting Mgmt For Yes 3a Receive Report of Management Board Mgmt None Yes 3b Approve Financial Statements and Statutory Reports Mgmt For Yes 3c Receive Explanation on Company's Reserves and Dividend Policy Mgmt None Yes 3d Approve Dividends of EUR 1.00 Per Share Mgmt For Yes 3ei Approve Extraordinary Distribution of EUR 3.00 Per Share by Reduction in Share Capital and Repayment to Shareholders; Amend Articles to Reflect Changes in Share Capital (Conditional Upon Payment on Aug. 11, 2006) Mgmt For Yes 3eii Approve Special Dividend of EUR 3.00 if Repayment Under Item 3ei Cannot Take Place On August 11, 2006 Mgmt For Yes 4a Approve Discharge of Management Board Mgmt For Yes 4b Approve Discharge of Supervisory Board Mgmt For Yes 5 Ratify Ernst & Young Accountants and KPMG Accountants N.V. as Auditors Mgmt For Yes 6 Discussion on Company's Corporate Governance Structure Mgmt None Yes 7a Reelect George Cox to Supervisory Board Mgmt For Yes 7b Reelect Ricardo Salgado to Supervisory Board Mgmt For Yes 7c Reelect Brian Williamson to Supervisory Board Mgmt For Yes 8a Approve Award of 400,000 Shares for the Year 2006 under Executive Incentive Plan Mgmt For Yes 8b Approve Awards of Shares to Individual Members of Management Board for 2006 Mgmt For Yes 9a Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 9b Approve Reduction in Issued Share Capital by Ten Percent via Cancellation of Repurchased Shares Mgmt For Yes 9c Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Mgmt For Yes 9d Authorize Board to Exclude Preemptive Rights from Issuance Under Item 9c Mgmt For Yes 10a Discussion on the Principle That a Merger Between Deutsche Boerse AG and Euronext is in the Best Interest of All of Euronext's Shareholders Shrhldr None Yes 10b Vote on the Principle That a Merger Between Deutsche Boerse AG and Euronext is in the Best Interest of All of Euronext's Shareholders Shrhldr Against Yes 11 Announcement of Euronext's Intention to Publish the Annual Report and the Financial Statements in English-Only as of 2006 Mgmt For Yes 12 Other Business (Non-Voting) Mgmt None Yes 13 Close Meeting Mgmt None Yes China Petroleum & Chemical Corp. *386_HK* Sedol-CUSIP Y15010104 , 05/24/06 Annual Meeting 1 Accept the Report of the Board of Directors Mgmt For Yes 2 Accept the Report of the Supervisory Committee Mgmt For Yes 3 Accept Financial Statements and Statutory Reports Mgmt For Yes 4 Approve Profit Appropriation and Final Dividend Mgmt For Yes 5 Approve PRC and International Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 6a Elect Chen Tonghai as Director Mgmt For Yes 6b Elect Zhou Yuan as Director Mgmt For Yes 6c Elect Wang Tianpu as Director Mgmt For Yes 6d Elect Zhang Jianhua as Director Mgmt For Yes 6e Elect Wang Zhigang as Director Mgmt For Yes 6f Elect Dai Houliang as Director Mgmt For Yes 6g Elect Fan Yifei as Director Mgmt For Yes 6h Elect Yao Zhongmin as Director Mgmt For Yes 6i Elect Shi Wanpeng as Independent Non-Executive Director Mgmt For Yes 6j Elect Liu Zhongli as Independent Non-Executive Director Mgmt For Yes 6k Elect Li Deshui as Independent Non-Executive Director Mgmt For Yes 7a Elect Wang Zuoran as Supervisor Mgmt For Yes 7b Elect Zhang Youcai as Supervisor Mgmt For Yes 7c Elect Kang Xianzhang as Supervisor Mgmt For Yes 7d Elect Zou Huiping as Supervisor Mgmt For Yes 7e Elect Li Yonggui as Supervisor Mgmt For Yes 8 Approve the Service Contracts Between Sinopec Corp. and Directors and Supervisors Mgmt For Yes 9 Approve Connected Transactions and Annual Caps Mgmt Against No 10 Authorize Issue of Commercial Paper with a Maximum Amount Not Exceeding 10 Percent of the Latest Audited Amount of the Net Assets Mgmt Against No 11 Amend Articles of Association Mgmt For Yes Fraport AG Frankfurt Airport Services Worldwide *FRA_GR* Sedol-CUSIP D3856U108 , 05/31/06 Annual Meeting 1 Receive Financial Statements and Statutory Reports for Fiscal 2005 Mgmt None Yes 2 Approve Allocation of Income and Dividends of EUR 0.90 per Share Mgmt For Yes 3 Approve Discharge of Management Board for Fiscal 2005 Mgmt For Yes 4 Approve Discharge of Supervisory Board for Fiscal 2005 Mgmt For Yes 5 Ratify PwC Deutsche Revision AG as Auditors for Fiscal 2006 Mgmt For Yes 6.1 Elect Joerg Hennerkes to the Supervisory Board Mgmt Against No 6.2 Elect Wolfgang Mayrhuber to the Supervisory Board Mgmt For Yes 7 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Mgmt For Yes 8 Amend Articles Re: Calling of and Registration for Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) Mgmt For Yes 9 Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) Mgmt For Yes Cadbury Schweppes Plc *CBRY_LN* Sedol-CUSIP G17444152 , 05/18/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Final Dividend of 9 Pence Per Ordinary Share Mgmt For Yes 3 Approve Remuneration Report Mgmt For Yes 4 Re-elect Roger Carr as Director Mgmt For Yes 5 Re-elect Ken Hanna as Director Mgmt For Yes 6 Re-elect Todd Stitzer as Director Mgmt For Yes 7 Elect Lord Patten as Director Mgmt For Yes 8 Re-elect Baroness Wilcox as Director Mgmt For Yes 9 Reappoint Deloitte & Touche LLP as Auditors of the Company Mgmt For Yes 10 Authorise Board to Fix Remuneration of Auditors Mgmt For Yes 11 Approve Cadbury Schweppes International Share Award Plan Mgmt For Yes 12 Amend Cadbury Schweppes 2004 Long-Term Incentive Plan Mgmt For Yes 13 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 86,090,000 Mgmt For Yes 14 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,040,000 Mgmt For Yes 15 Authorise up to GBP 26,090,000 for Market Purchase Mgmt For Yes Peugeot S.A. *UG_FP* Sedol-CUSIP F72313111 , 05/24/06 Annual/Special Meeting 1 Approve Financial Statements and Statutory Reports Mgmt For Yes 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt For Yes 3 Approve Allocation of Income and Dividends of EUR 1.35 per Share Mgmt For Yes 4 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt For Yes 5 Reelect Ernest-Antoine Seilliere as Supervisory Board Member Mgmt Against No 6 Reelect Joseph-Frederick Toot as Supervisory Board Member Mgmt Against No 7 Elect Jean-Louis Silvant as Supervisory Board Member Mgmt Against No 8 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt For Yes 9 Approve Stock Option Plans Grants Mgmt For Yes China Merchants Holdings (International) Co. Ltd. 144_HK* Sedol-CUSIP Y1489Q103 , 05/26/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Final Dividend Mgmt For Yes 3 Reelect Directors and Authorize Board to Fix Their Remuneration Mgmt For Yes 4 Reappoint Auditors and Authorize Board to Fix Their Remuneration Mgmt For Yes 5a Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Mgmt Against No 5b Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For Yes 5c Authorize Reissuance of Repurchased Shares Mgmt For Yes 6 Amend Articles Re: Reelection of Directors Mgmt For Yes Lukoil Oao *LKOD_LI* Sedol-CUSIP 677862104, 06/28/06 Annual Meeting 1 Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 33 Per Share Mgmt For Yes 2.1 Elect Vagit Alekperov as Director Mgmt Against No 2.2 Elect Igor Belikov as Director Mgmt For Yes 2.3 Elect Mikhail Berezhnoi as Director Mgmt Against No 2.4 Elect Valery Grayfer as Director Mgmt Against No 2.5 Elect Oleg Kutafin as Director Mgmt For Yes 2.6 Elect Ravil Maganov as Director Mgmt Against No 2.7 Elect Richard Matzke as Director Mgmt For Yes 2.8 Elect Sergey Mikhailov as Director Mgmt For Yes 2.9 Elect Kevin Meyers as Director Mgmt Against No 2.10 Elect Nikolay Tsvetkov as Director Mgmt Against No 2.11 Elect Igor Sherkunov as Director Mgmt Against No 2.12 Elect Alexander Shokhin as Director Mgmt For Yes 3 Elect Vagit Alekperov as General Director Mgmt For Yes 4.1 Elect Pavel Kondratyev as Member of Audit Commission Mgmt For Yes 4.2 Elect Vladimir Nikitenko as Member of Audit Commission Mgmt For Yes 4.3 Elect Tatyana Sklyarova as Member of Audit Commission Mgmt For Yes 5 Approve Remuneration of Directors and Members of Audit Commission Mgmt For Yes 6 Ratify CJSC KPMG as Auditor Mgmt For Yes 7 Amend Charter Mgmt For Yes 8 Amend Regulations on Board of Directors Mgmt For Yes 9 Amend Regulations on Audit Commission Mgmt For Yes 10.1 Approve Related-Party Transaction with OOO Lukoil-Volgogradneftepererabotka Re: Oil Supply Contract Mgmt For Yes 10.2 Approve Related-Party Transaction with OOO Lukoil-Volgogradneftepererabotka Re: Supply Contract Mgmt For Yes 10.3 Approve Related-Party Transaction Re: Supplemental Agreement to Shareholder Loan Agreement No. 0510225 of March 3, 2006 Between OJSC Lukoil and OOO Naryanmarneftegaz Mgmt For Yes 10.4 Approve Related-Party Transaction Re: Supplemental Agreement to Shareholder Loan Agreement No. 0610114 of March 3, 2006 Between OJSC Lukoil and OOO Naryanmarneftegaz Mgmt For Yes 10.5 Approve Related-Party Transaction Re: Loan Agreement with OOO Naryanmarneftegaz Mgmt For Yes 10.6 Approve Related-Party Transaction Re: Loan Agreement with OOO Naryanmarneftegaz Mgmt For Yes 10.7 Approve Related-Party Transaction Re: Policy Contract on Insuring Liability of Directors, Officers, and Corporations Between OJSC Lukoil and OJSC Kapital Strakhovanie Mgmt For Yes China Merchants Holdings (International) Co. Ltd. *144_HK* Sedol-CUSIP Y1489Q103 , 05/26/06 Special Meeting 1 Approve Share Option Scheme Mgmt Against No Tokyo Gas Co. Ltd. *9531_JP* Sedol-CUSIP J87000105, 06/29/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 3.5, Final JY 3.5, Special JY 0 Mgmt For Yes 2 Authorize Share Repurchase Program Mgmt For Yes 3 Amend Articles to: Update Terminology to Match that of New Corporate Law - Limit Rights of Odd-Lot Holders Mgmt For Yes 4.1 Elect Director Mgmt For Yes 4.2 Elect Director Mgmt For Yes 4.3 Elect Director Mgmt For Yes 4.4 Elect Director Mgmt For Yes 4.5 Elect Director Mgmt For Yes 4.6 Elect Director Mgmt For Yes 4.7 Elect Director Mgmt For Yes 4.8 Elect Director Mgmt For Yes 4.9 Elect Director Mgmt For Yes 4.10 Elect Director Mgmt For Yes 4.11 Elect Director Mgmt For Yes 4.12 Elect Director Mgmt For Yes 5 Appoint Internal Statutory Auditor Mgmt For Yes 6 Approve Annual Ceiling on Director Bonuses Mgmt For Yes Sharp Corp. *6753_JP* Sedol-CUSIP J71434112 , 06/22/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 12, Special JY 0 Mgmt For Yes 2 Amend Articles to: Expand Business Lines - Increase Authorized Capital - Limit Outside Statutory Auditors' Legal Liability - Authorize Public Announcements in Electronic Format - Update Terminology to Match that of New Corporate Law Mgmt Against No 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 3.8 Elect Director Mgmt For Yes 3.9 Elect Director Mgmt For Yes 3.10 Elect Director Mgmt For Yes 3.11 Elect Director Mgmt For Yes 3.12 Elect Director Mgmt For Yes 3.13 Elect Director Mgmt For Yes 3.14 Elect Director Mgmt For Yes 3.15 Elect Director Mgmt For Yes 3.16 Elect Director Mgmt For Yes 3.17 Elect Director Mgmt For Yes 3.18 Elect Director Mgmt For Yes 3.19 Elect Director Mgmt For Yes 3.20 Elect Director Mgmt For Yes 3.21 Elect Director Mgmt For Yes 3.22 Elect Director Mgmt For Yes 3.23 Elect Director Mgmt For Yes 3.24 Elect Director Mgmt For Yes 3.25 Elect Director Mgmt For Yes 4 Approve Retirement Bonuses for Directors Mgmt For Yes Tokyo Steel Mfg. Co. Ltd. *5423_JP* Sedol-CUSIP J88204110 , 06/27/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 10, Final JY 10, Special JY 0 Mgmt For Yes 2 Amend Articles to: Limit Directors' Legal Liability - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Statutory Auditors Mgmt For Yes 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 4 Appoint Internal Statutory Auditor Mgmt For Yes 5.1 Appoint Alternate Internal Statutory Auditor Mgmt For Yes 5.2 Appoint Alternate Internal Statutory Auditor Mgmt For Yes 6 Approve Retirement Bonuses for Directors and Statutory Auditor Mgmt For Yes MILLEA HOLDINGS INC. *8766_JP* Sedol-CUSIP J4276P103 , 06/28/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 15000, Special JY 0 Mgmt For Yes 2 Amend Articles to: Adjust Authorized Capital to Reflect Share Repurchase and Stock Split - Limit Liability of Non-Executive Directors and Statutory Auditors - Limit Rights of Odd-Lot Holders - Adjust Share Trading Unit to Reflect Stock Split Mgmt For Yes 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 3.8 Elect Director Mgmt For Yes 3.9 Elect Director Mgmt For Yes 3.10 Elect Director Mgmt For Yes 3.11 Elect Director Mgmt For Yes 4.1 Appoint Internal Statutory Auditor Mgmt For Yes 4.2 Appoint Internal Statutory Auditor Mgmt For Yes 5 Approve Deep Discount Stock Option Plan Mgmt For Yes Shiseido Co. Ltd. *4911_JP* Sedol-CUSIP J74358144 , 06/29/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 15, Final JY 15, Special JY 0 Mgmt For Yes 2 Amend Articles to: Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Limit Liability of Outside Directors and Statutory Auditors Mgmt For Yes 3 Amend Articles to: Increase Authorized Share Capital and Authorize Implementation of Takeover Defense Mgmt For Yes 4.1 Elect Director Mgmt For Yes 4.2 Elect Director Mgmt For Yes 4.3 Elect Director Mgmt For Yes 4.4 Elect Director Mgmt For Yes 4.5 Elect Director Mgmt For Yes 4.6 Elect Director Mgmt For Yes 4.7 Elect Director Mgmt For Yes 4.8 Elect Director Mgmt For Yes 4.9 Elect Director Mgmt For Yes 5 Appoint Internal Statutory Auditor Mgmt For Yes 6 Appoint External Audit Firm Mgmt For Yes 7 Adopt Advance Warning-Type Takeover Defense Mgmt For Yes 8 Approve Stock Option Plan and Deep Discount Stock Option Plan for Directors Mgmt For Yes Toyota Motor Corp. *7203_JP* Sedol-CUSIP J92676113 , 06/23/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 35, Final JY 55, Special JY 0 Mgmt For Yes 2 Amend Articles to: Update Terminology to Match that of New Corporate Law - Limit Liability of Non-Executive Statutory Auditors Mgmt Against No 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 3.8 Elect Director Mgmt For Yes 3.9 Elect Director Mgmt For Yes 3.10 Elect Director Mgmt For Yes 3.11 Elect Director Mgmt For Yes 3.12 Elect Director Mgmt For Yes 3.13 Elect Director Mgmt For Yes 3.14 Elect Director Mgmt For Yes 3.15 Elect Director Mgmt For Yes 3.16 Elect Director Mgmt For Yes 3.17 Elect Director Mgmt For Yes 3.18 Elect Director Mgmt For Yes 3.19 Elect Director Mgmt For Yes 3.20 Elect Director Mgmt For Yes 3.21 Elect Director Mgmt For Yes 3.22 Elect Director Mgmt For Yes 3.23 Elect Director Mgmt For Yes 3.24 Elect Director Mgmt For Yes 3.25 Elect Director Mgmt For Yes 3.26 Elect Director Mgmt For Yes 4.1 Appoint Internal Statutory Auditor Mgmt For Yes 4.2 Appoint Internal Statutory Auditor Mgmt Against No 4.3 Appoint Internal Statutory Auditor Mgmt For Yes 5 Approve Executive Stock Option Plan Mgmt For Yes 6 Authorize Share Repurchase Program Mgmt For Yes 7 Approve Retirement Bonuses for Statutory Auditors and Special Payments to Continuing Directors in Connection with Abolition of Retirement Bonus System Mgmt For Yes 8 Approve Increase in Aggregate Compensation Ceiling for Directors Mgmt For Yes Secom Co. Ltd. *9735_JP* Sedol-CUSIP J69972107 , 06/27/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 60, Special JY 0 Mgmt For Yes 2 Amend Articles to: Authorize Public Announcements in Electronic Format - Limit Rights of Odd-lot Holders - Update Terminology to Match that of New Corporate Law - Reduce Share Trading Unit Mgmt For Yes 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 3.8 Elect Director Mgmt For Yes 3.9 Elect Director Mgmt For Yes 3.10 Elect Director Mgmt For Yes 3.11 Elect Director Mgmt For Yes Bank Of Yokohama Ltd. *8332_JP* Sedol-CUSIP J04242103 , 06/28/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 0, Final JY 7, Special JY 2 Mgmt For Yes 2 Amend Articles to: Delete References to Preferred Shares - Limit Rights of Odd-Lot Holders - Authorize Board to Determine Income Allocation - Limit Liability of Non-Executive Statutory Auditors Mgmt Against No 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 4 Appoint Internal Statutory Auditor Mgmt For Yes 5 Appoint Alternate Internal Statutory Auditor Mgmt For Yes 6 Approve Retirement Bonuses for Directors and Statutory Auditor Mgmt For Yes Bank Of Fukuoka Ltd. *8326_JP* Sedol-CUSIP J03822103 , 06/29/06 Annual Meeting 1 Approve Allocation of Income, Including the Following Dividends: Interim JY 3.5, Final JY 4.5, Special JY 0 Mgmt For Yes 2 Amend Articles to: Authorize Board to Determine Income Allocation - Decrease Maximum Board Size - Reduce Directors Term in Office - Limit Liability of Directors and Statutory Auditors - Limit Rights of Odd-lot Holders Mgmt Against No 3.1 Elect Director Mgmt For Yes 3.2 Elect Director Mgmt For Yes 3.3 Elect Director Mgmt For Yes 3.4 Elect Director Mgmt For Yes 3.5 Elect Director Mgmt For Yes 3.6 Elect Director Mgmt For Yes 3.7 Elect Director Mgmt For Yes 3.8 Elect Director Mgmt For Yes 3.9 Elect Director Mgmt For Yes 3.10 Elect Director Mgmt For Yes 4 Approve Retirement Bonuses for Directors Mgmt For Yes 5 Approve Special Payments to Continuing Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System Mgmt Against No 6 Approve Adjustment to Aggregate Compensation Ceiling for Directors Mgmt For Yes Canadian Natural Resources Ltd. *CNQ* Sedol-CUSIP 136385101, 05/04/06 Annual Meeting 1.1 Elect Director Catherine M. Best Mgmt For Yes 1.2 Elect Director N. Murray Edwards Mgmt For Yes 1.3 Elect Director Hon. Gary A. Filmon Mgmt For Yes 1.4 Elect Director Amb. Gordon D. Giffin Mgmt For Yes 1.5 Elect Director John G. Langille Mgmt For Yes 1.6 Elect Director Keith A.J. MacPhail Mgmt For Yes 1.7 Elect Director Allan P. Markin Mgmt For Yes 1.8 Elect Director Norman F. McIntyre Mgmt For Yes 1.9 Elect Director James S. Palmer Mgmt For Yes 1.10 Elect Director Eldon R. Smith Mgmt For Yes 1.11 Elect Director David A. Tuer Mgmt For Yes 2 Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors Mgmt For Yes
======Thornburg Core Growth Fund ====== Proposed Our Agreed Name Proposal Description By Vote with Mgt Comments Dell Inc. *DELL* Sedol-CUSIP 24702R101 , 07/15/05 Annual Meeting 1.1 Elect Director Donald J. Carty Mgmt For Yes 1.2 Elect Director Michael S. Dell Mgmt For Yes 1.3 Elect Director William H. Gray, III Mgmt For Yes 1.4 Elect Director Judy C. Lewent Mgmt For Yes 1.5 Elect Director Thomas W. Luce, III Mgmt For Yes 1.6 Elect Director Klaus S. Luft Mgmt For Yes 1.7 Elect Director Alex J. Mandl Mgmt For Yes 1.8 Elect Director Michael A. Miles Mgmt For Yes 1.9 Elect Director Samuel A. Nunn, Jr. Mgmt For Yes 1.10 Elect Director Kevin B. Rollins Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Require a Majority Vote for the Election of Direct Shrhldr For No Perhaps with support for this proposal, coupled with continued debate on election reforms, the director election system can evolve to the next level. 4 Expense Stock Options Shrhldr For No Given that (1) many companies use stock options as a significant component of overall compensation, (2) the exercise of options result in a transfer of shareholder value, and (3) the contingent cost of options reduces earnings, options should be expensed along with all other forms of compensation to better reflect the company's true earnings and provide additional discipline against overuse. Network Appliance, Inc. *NTAP* Sedol-CUSIP 64120L104 , 08/31/05 Annual Meeting 1.1 Elect Director Daniel J. Warmenhoven Mgmt For Yes 1.2 Elect Director Donald T. Valentine Mgmt For Yes 1.3 Elect Director Jeffry R. Allen Mgmt For Yes 1.4 Elect Director Carol A. Bartz Mgmt For Yes 1.5 Elect Director Alan L. Earhart Mgmt For Yes 1.6 Elect Director Mark Leslie Mgmt For Yes 1.7 Elect Director Nicholas C. Moore Mgmt For Yes 1.8 Elect Director Sachio Semmoto Mgmt For Yes 1.9 Elect Director George T. Sheheen Mgmt For Yes 1.10 Elect Director Robert T. Wall Mgmt For Yes 2 Amend Omnibus Stock Plan Mgmt Against No The total cost of the company's plan of 16.05 percent is above the allowable cap for this company of 12.48 percent. 3 Amend Qualified Employee Stock Purchase Plan Mgmt For Yes 4 Ratify Auditors Mgmt For Yes Leap Wireless International, Inc. *LEAP* Sedol-CUSIP 521863308, 09/15/05 Annual Meeting 1.1 Elect Director James D. Dondero Mgmt For Yes 1.2 Elect Director John D. Harkey, Jr. Mgmt For Yes 1.3 Elect Director S. Douglas Hutcheson Mgmt For Yes 1.4 Elect Director Robert V. Lapenta Mgmt For Yes 1.5 Elect Director Mark H. Rachesky Mgmt For Yes 1.6 Elect Director Michael B. Targoff Mgmt For Yes 2 Approve Qualified Employee Stock Purchase Plan Mgmt For Yes FedEx Corporation *FDX* Sedol-CUSIP 31428X106 , 09/26/05 Annual Meeting 1.1 Elect Director James L. Barksdale Mgmt For Yes 1.2 Elect Director August A. Busch, IV Mgmt For Yes 1.3 Elect Director John A. Edwardson Mgmt For Yes 1.4 Elect Director Judith L. Estrin Mgmt For Yes 1.5 Elect Director J. Kenneth Glass Mgmt For Yes 1.6 Elect Director Philip Greer Mgmt For Yes 1.7 Elect Director J. R. Hyde, III Mgmt For Yes 1.8 Elect Director Shirley A. Jackson Mgmt For Yes 1.9 Elect Director Charles T. Manatt Mgmt For Yes 1.10 Elect Director Frederick W. Smith Mgmt For Yes 1.11 Elect Director Joshua I. Smith Mgmt For Yes 1.12 Elect Director Paul S. Walsh Mgmt For Yes 1.13 Elect Director Peter S. Willmott Mgmt For Yes 2 Amend Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 Adopt Simple Majority Vote Shrhldr For No Simple majority of voting shares should be sufficient to effect changes in a companys corporate governance. 5 Report on Corporate Political Contributions Shrhldr Against Yes 6 Require a Majority Vote for the Election of Direct Shrhldr For No Perhaps with support for this proposal, coupled with continued debate on election reforms, the director election system can evolve to the next level. Coach, Inc. *COH* Sedol-CUSIP 189754104 , 11/02/05 Annual Meeting 1.1 Elect Director Joseph Ellis Mgmt For Yes 1.2 Elect Director Lew Frankfort Mgmt For Yes 1.3 Elect Director Gary Loveman Mgmt For Yes 1.4 Elect Director Ivan Menezes Mgmt For Yes 1.5 Elect Director Irene Miller Mgmt For Yes 1.6 Elect Director Keith Monda Mgmt For Yes 1.7 Elect Director Michael Murphy Mgmt For Yes 2 Amend Executive Incentive Bonus Plan Mgmt For Yes Microsoft Corp. *MSFT* Sedol-CUSIP 594918104 , 11/09/05 Annual Meeting 1.1 Elect Director William H. Gates, III Mgmt For Yes 1.2 Elect Director Steven A. Ballmer Mgmt For Yes 1.3 Elect Director James I. Cash Jr. Mgmt For Yes 1.4 Elect Director Dina Dublon Mgmt For Yes 1.5 Elect Director Raymond V. Gilmartin Mgmt For Yes 1.6 Elect Director A. Mclaughlin Korologos Mgmt For Yes 1.7 Elect Director David F. Marquardt Mgmt For Yes 1.8 Elect Director Charles H. Noski Mgmt For Yes 1.9 Elect Director Helmut Panke Mgmt For Yes 1.10 Elect Director Jon A. Shirley Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Amdocs Limited *DOX* Sedol-CUSIP G02602103 , 01/19/06 Annual Meeting 1.1 Elect Director Bruce K. Anderson Mgmt For Yes 1.2 Elect Director Adrian Gardner Mgmt For Yes 1.3 Elect Director Charles E. Foster Mgmt For Yes 1.4 Elect Director James S. Kahan Mgmt For Yes 1.5 Elect Director Dov Baharav Mgmt For Yes 1.6 Elect Director Julian A. Brodsky Mgmt For Yes 1.7 Elect Director Eli Gelman Mgmt For Yes 1.8 Elect Director Nehemia Lemelbaum Mgmt For Yes 1.9 Elect Director John T. Mclennan Mgmt For Yes 1.10 Elect Director Robert A. Minicucci Mgmt For Yes 1.11 Elect Director Simon Olswang Mgmt For Yes 1.12 Elect Director Mario Segal Mgmt For Yes 2 APPROVAL OF AMENDMENT OF THE 1998 STOCK OPTION AND Mgmt For Yes INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE THEREUNDER, TO CONTINUE THE TERM OF THE PLAN FOR AN ADDITIONAL 10-YEAR TERM AND TO MAKE OTHER CHANGES AS DESCRIBED IN THE ACCOMPANY 3 APPROVAL OF SPECIAL RESOLUTION TO PERMIT DIRECT REPURCHASE BY THE COMPANY OF UNVESTED SHARES OF Mgmt For Yes RESTRICTED STOCK GRANTED UNDER THE 1998 STOCK OPTI AND INCENTIVE PLAN UPON TERMINATION OF EMPLOYMENT ON SERVICE. 4 APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR Mgmt For Yes FISCAL YEAR 2005. 5 RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND Mgmt For Yes AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. Aspreva Pharmaceuticals Corp. *ASV* Sedol-CUSIP 04538T109 , 05/24/06 Annual/Special Meeting 1.1 Elect Director Richard M. Glickman Mgmt For Yes 1.2 Elect Director Noel F. Hall Mgmt For Yes 1.3 Elect Director Kirk K. Calhoun Mgmt For Yes 1.4 Elect Director Ronald M. Hunt Mgmt For Yes 1.5 Elect Director Julia G. Levy Mgmt Withhold No WITHHOLD votes from Mr. Levy because he has attended less than 75 percent of the board and committee meetings. 1.6 Elect Director R. Hector MacKay-Dunn Mgmt For Yes 1.7 Elect Director George M. Milne Mgmt For Yes 1.8 Elect Director Arnold L. Oronsky Mgmt For Yes 2 Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors Mgmt For Yes 3 Amend 2002 Incentive Stock Option Plan Mgmt Against No The plan participation extends to non-employee directors. The company currently grants 30,000 options on appointment to the board, and 10,000 anually but these limits are not spelled out within the plan. As directors are also plan administrators, to protect shareholders from self-dealing, these limits must ensure that director compensation involving treasury shares will be contained at a reasonable level. 4 Other Business Mgmt Against No Apple Computer, Inc. *AAPL* Sedol-CUSIP 037833100 , 04/27/06 Annual Meeting 1.1 Elect Director Fred D. Anderson Mgmt For Yes 1.2 Elect Director William V. Campbell Mgmt For Yes 1.3 Elect Director Millard S. Drexler Mgmt For Yes 1.4 Elect Director Albert A. Gore, Jr. Mgmt For Yes 1.5 Elect Director Steven P. Jobs Mgmt For Yes 1.6 Elect Director Arthur D. Levinson, Ph.D. Mgmt For Yes 1.7 Elect Director Jerome B. York Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Report on Computer Recycling Policy Shrhldr Abstain No Gilead Sciences, Inc. *GILD* Sedol-CUSIP 375558103 , 05/10/06 Annual Meeting 1.1 Elect Director Paul Berg Mgmt For Yes 1.2 Elect Director John F. Cogan Mgmt For Yes 1.3 Elect Director Etienne F. Davignon Mgmt For Yes 1.4 Elect Director James M. Denny Mgmt For Yes 1.5 Elect Director John W. Madigan Mgmt For Yes 1.6 Elect Director John C. Martin Mgmt For Yes 1.7 Elect Director Gordon E. Moore Mgmt For Yes 1.8 Elect Director Nicholas G. Moore Mgmt For Yes 1.9 Elect Director Gayle E. Wilson Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Amend Omnibus Stock Plan Mgmt For Yes 4 Approve Executive Incentive Bonus Plan Mgmt For Yes 5 Increase Authorized Common Stock Mgmt For Yes 6 Report on Impact of HIV/AIDS, TB, and Malaria Pandemics Shrhldr Abstain No Getty Images, Inc. *GYI* Sedol-CUSIP 374276103 , 05/02/06 Annual Meeting 1.1 Elect Director Jonathan D. Klein Mgmt For Yes 1.2 Elect Director Michael A. Stein Mgmt For Yes 2 Ratify Auditors Mgmt For Yes NII Holdings, Inc. *NIHD* Sedol-CUSIP 62913F201 , 04/26/06 Annual Meeting 1.1 Elect Director Carolyn Katz Mgmt For Yes 1.2 Elect Director Donald E. Morgan Mgmt For Yes 1.3 Elect Director George A. Cope Mgmt For Yes 2 Increase Authorized Common Stock Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 Adjourn Meeting Mgmt For Yes Cytyc Corporation *CYTC* Sedol-CUSIP 232946103 , 05/02/06 Annual Meeting 1.1 Elect Director Sally W. Crawford Mgmt For Yes 1.2 Elect Director Patrick J. Sullivan Mgmt For Yes 1.3 Elect Director Wayne Wilson Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Ormat Technologies, Inc. *ORA* Sedol-CUSIP 686688102 , 05/09/06 Annual Meeting 1.1 Elect Director Yehudit Bronicki Mgmt Withhold No WITHHOLD votes from Yehudit Dita Bronicki for standing as an insider on the Compensation Committee. 1.2 Elect Director Jacob Worenklein Mgmt For Yes 1.3 Elect Director Elon Kohlberg Mgmt For Yes 2 Ratify Auditors Mgmt For Yes UnitedHealth Group Incorporated *UNH* Sedol-CUSIP 91324P102 , 05/02/06 Annual Meeting 1.1 Elect Director James A. Johnson Mgmt Withhold No 1.2 Elect Director Douglas W. Leatherdale Mgmt For Yes 1.3 Elect Director William W. McGuire, M.D. Mgmt Withhold No 1.4 Elect Director Mary O. Mundinger, Ph.D. Mgmt Withhold No 2 Ratify Auditors Mgmt For Yes 3 Require a Majority Vote for Election of Directors Shrhldr For No Caremark Rx, Inc. *CMX* Sedol-CUSIP 141705103 , 05/10/06 Annual Meeting 1.1 Elect Director C. David Brown, II Mgmt For Yes 1.2 Elect Director Harris Diamond Mgmt For Yes 1.3 Elect Director C.A. Lance Piccolo Mgmt For Yes 1.4 Elect Director Michael D. Ware Mgmt For Yes 2 Report Policies For Political Contributions Shrhldr Abstain No Wellpoint Inc *WLP* Sedol-CUSIP 94973V107 , 05/16/06 Annual Meeting 1.1 Elect Director Lenox D. Baker, Jr., M.D. Mgmt For Yes 1.2 Elect Director Susan B. Bayh Mgmt For Yes 1.3 Elect Director Larry C. Glasscock Mgmt For Yes 1.4 Elect Director Julie A. Hill Mgmt For Yes 1.5 Elect Director Ramiro G. Peru Mgmt For Yes 2 Approve Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Google Inc *GOOG* Sedol-CUSIP 38259P508 , 05/11/06 Annual Meeting 1.1 Elect Director Eric Schmidt Mgmt For Yes 1.2 Elect Director Sergey Brin Mgmt For Yes 1.3 Elect Director Larry Page Mgmt For Yes 1.4 Elect Director L. John Doerr Mgmt For Yes 1.5 Elect Director John L. Hennessy Mgmt For Yes 1.6 Elect Director Arthur D. Levinson Mgmt For Yes 1.7 Elect Director Ann Mather Mgmt For Yes 1.8 Elect Director Michael Moritz Mgmt For Yes 1.9 Elect Director Paul S. Otellini Mgmt For Yes 1.10 Elect Director K. Ram Shriram Mgmt For Yes 1.11 Elect Director Shirley M. Tilghman Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Amend Omnibus Stock Plan Mgmt Against No Although the total cost of the company's plans of 7.68 percent is within the allowable cap for this company of 9.13 percent, the plan allows repricing of underwater stock options without shareholder approval. 4 Company-Specific-Recapitalization Plan Shrhldr For No Simplified capital structures where voting interests are proportional to economic interests are preferable to dual class structures where management owns supervoting stock. Cimarex Energy Co *XEC* Sedol-CUSIP 171798101 , 05/17/06 Annual Meeting 1.1 Elect Director Jerry Box Mgmt For Yes 1.2 Elect Director Paul D. Holleman Mgmt For Yes 1.3 Elect Director F.H. Merelli Mgmt For Yes 1.4 Elect Director Michael J. Sullivan Mgmt For Yes 2 Amend Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes Nuvelo, Inc. *NUVO* Sedol-CUSIP 67072M301 , 05/24/06 Annual Meeting 1.1 Elect Director Ted W. Love, M.D. Mgmt For Yes 1.2 Elect Director Burton E. Sobel, M.D. Mgmt For Yes 2 Amend Omnibus Stock Plan Mgmt For Yes 3 Ratify Auditors Mgmt For Yes GEVITY HR INC *GVHR* Sedol-CUSIP 374393106 , 05/18/06 Annual Meeting 1.1 Elect Director Erik Vonk Mgmt For Yes 1.2 Elect Director George B. Beitzel Mgmt For Yes 1.3 Elect Director Darcy E. Bradbury Mgmt For Yes 1.4 Elect Director James E. Cowie Mgmt For Yes 1.5 Elect Director Paul R. Daoust Mgmt For Yes 1.6 Elect Director Jonathan H. Kagan Mgmt For Yes 1.7 Elect Director David S. Katz Mgmt For Yes 1.8 Elect Director Jeffrey A. Sonnenfeld Mgmt For Yes The DirecTV Group, Inc *DTV* Sedol-CUSIP 25459L106 , 06/06/06 Annual Meeting 1.1 Elect Director Chase Carey Mgmt For Yes 1.2 Elect Director Peter F. Chernin Mgmt For Yes 1.3 Elect Director Peter A. Lund Mgmt For Yes 1.4 Elect Director Haim Saban Mgmt For Yes 2 Ratify Auditors Mgmt For Yes PeopleSupport Inc *PSPT* Sedol-CUSIP 712714302 , 05/24/06 Annual Meeting 1.1 Elect Director Adam Berger Mgmt For Yes 1.2 Elect Director George H. Ellis Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Affiliated Managers Group, Inc. *AMG* Sedol-CUSIP 008252108 , 05/31/06 Annual Meeting 1.1 Elect Director Richard E. Floor Mgmt For Yes 1.2 Elect Director Sean M. Healey Mgmt For Yes 1.3 Elect Director Harold J. Meyerman Mgmt For Yes 1.4 Elect Director William J. Nutt Mgmt For Yes 1.5 Elect Director Rita M. Rodriguez Mgmt For Yes 1.6 Elect Director Patrick T. Ryan Mgmt For Yes 1.7 Elect Director Jide J. Zeitlin Mgmt For Yes 2 Approve Stock Option Plan Mgmt For Yes 3 Increase Authorized Common Stock Mgmt For Yes 4 Ratify Auditors Mgmt For Yes ATP Oil & Gas Corp. *ATPG* Sedol-CUSIP 00208J108 , 06/14/06 Annual Meeting 1.1 Elect Director Arthur H. Dilly Mgmt For Yes 1.2 Elect Director Robert C. Thomas Mgmt For Yes 1.3 Elect Director Burt A. Adams Mgmt For Yes 1.4 Elect Director George R. Edwards Mgmt For Yes 1.5 Elect Director Robert J. Karow Mgmt For Yes 2 Ratify Auditors Mgmt For Yes LAS VEGAS SANDS CORP *LVS* Sedol-CUSIP 517834107 , 06/07/06 Annual Meeting 1.1 Elect Director William P. Weidner Mgmt For Yes 1.2 Elect Director Michael A. Leven Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Aeropostale, Inc *ARO* Sedol-CUSIP 007865108 , 06/14/06 Annual Meeting 1.1 Elect Director Julian R. Geiger Mgmt For Yes 1.2 Elect Director Bodil Arlander Mgmt For Yes 1.3 Elect Director Ronald Beegle Mgmt For Yes 1.4 Elect Director Mary Elizabeth Burton Mgmt For Yes 1.5 Elect Director Robert B. Chavez Mgmt For Yes 1.6 Elect Director David Edwab Mgmt For Yes 1.7 Elect Director John D. Howard Mgmt Withhold No WITHHOLD votes from John D. Howard for poor attendance. 1.8 Elect Director David B. Vermylen Mgmt For Yes 1.9 Elect Director Karin Hirtler-Garvey Mgmt For Yes 2 Amend Stock Option Plan Mgmt For Yes 3 Amend Omnibus Stock Plan Mgmt For Yes 4 Ratify Auditors Mgmt For Yes Sanofi-Aventis (Formerly Sanofi-Synthelabo ) *SAN_FP* Sedol-CUSIP F5548N101 , 05/31/06 Annual/Special Meeting 1 Approve Financial Statements and Statutory Reports Mgmt DNV No 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt DNV No 3 Approve Allocation of Income and Dividends of EUR 1.52 per Share Mgmt DNV No 4 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt DNV No 5 Reelect Lord Douro as Director Mgmt DNV No 6 Elect Gerard Le Fur as Director Mgmt DNV No 7 Ratify Ernst & Young Audit as Auditor Mgmt DNV No 8 Ratify Auditex as Alternate Auditor Mgmt DNV No 9 Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million Mgmt DNV No 10 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt DNV No 11 Approve Merger by Absorption of Rhone Cooper by Sanofi-Aventis, Approve its Remuneration, and Approve Capital Increase in Connection with the Merger Mgmt DNV No 12 Allocation of Merger Premium Mgmt DNV No 13 Acknowledge Definitive Realisation of Merger on May 31, 2006, and Capital Increase in Connection with the Merger Mgmt DNV No 14 Amend Articles of Association Re: Change in Capital Pursuant to Items Above Mgmt DNV No 15 Amend Articles of Association Board Related Re: Term of Mandate of Chairman Mgmt DNV No 16 Authorize Filling of Required Documents/Other Formalities Mgmt DNV No
======Thornburg Investment Income Builder Fund ====== Proposed Our Agreed Name Proposal Description By Vote with Mgt Comments Petroleo Brasileiro *PBR* Sedol-CUSIP 71654V408 , 07/22/05 Special Meeting 1 APPROVAL OF THE 300% STOCK SPLIT OF COMPANY SHARES, RESULTING IN THE DISTRIBUTION, AT NO COST, OF 3 (THREE) NEW SHARES OF THE SAME TYPE FOR 1 (ONE) SHARE HELD ON AUGUST 31, 2005, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. Mgmt For Yes 2 APPROVAL TO CHANGE ARTICLE 4 OF THE COMPANY S BYLAWS IN LIGHT OF ITEM I, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. Mgmt For Yes Petrochina Company Limited *PTR* Sedol-CUSIP 71646E100 , 11/08/05 Special Meeting 1.1 Elect Director Mr. Su Shulin Mgmt For Yes 1.2 Elect Director Mr. Gong Huazhang Mgmt Withhold No The presence of insiders on audit committees, notwithstanding the requirements set out by the Listing Rules, may compromise the independence of such committees, potentially leading to conflicts of interest. 1.3 Elect Director Mr. Wang Yilin Mgmt Withhold No The presence of insiders on audit committees, notwithstanding the requirements set out by the Listing Rules, may compromise the independence of such committees, potentially leading to conflicts of interest. 1.4 Elect Director Mr. Zeng Yukang Mgmt Withhold No The presence of insiders on audit committees, notwithstanding the requirements set out by the Listing Rules, may compromise the independence of such committees, potentially leading to conflicts of interest. 1.5 Elect Director Mr. Jiang Fan Mgmt For Yes 1.6 Elect Director Mr. Chee-Chen Tung Mgmt For Yes 1.7 Elect Director Mr. Liu Hongru Mgmt For Yes 2 THE APPOINTMENT OF MR. WANG FUCHENG AS A Mgmt For Yes SUPERVISOR TO TAKE EFFECT UPON THE CLOSE OF THIS MEETING, IS HEREBY APPROVED 3 THE APPOINTMENT OF MR. WEN QINGSHAN AS A Mgmt For Yes SUPERVISOR TO TAKE EFFECT UPON THE CLOSE OF THIS MEETING, IS HEREBY APPROVED 4 THE APPOINTMENT OF MR. LI YONGWU AS AN Mgmt For Yes INDEPENDENT SUPERVISOR TO TAKE EFFECT UPON THE CLOSE OF THIS MEETING, IS HEREBY APPROVED 5 THE APPOINTMENT OF MR. WU ZHIPAN AS AN Mgmt For Yes INDEPENDENT SUPERVISOR TO TAKE EFFECT UPON THE CLOSE OF THIS MEETING, IS HEREBY APPROVED. THE AGREEMENT DATED 1 SEPTEMBER 2005 ENTERED INTO Mgmt Against No Given the potential risks 6 BETWEEN THE COMPANY AND CHINA NATIONAL PETROLEUM associated with depositing CORPORATION ( CNPC ) IN RELATION TO CERTAIN funds under a connected CMENDMENTS OF THE COMPREHENSIVE PRODUCTS AND transaction included in SERVICES AGREEMENT, AS SET OUT IN THE CIRCULAR. these resolutions, vote against these resolutions. 7 THE AGREEMENT DATED 1 SEPTEMBER 2005 ENTERED Mgmt For Yes INTO BETWEEN THE COMPANY AND CHINA RAILWAY MATERIALS AND SUPPLIES CORPORATION (CRMSC ) IN RELATION TO THE PROVISION OF CERTAIN PRODUCTS AND SERVICES ( CRMSC PRODUCTS AND SERVICES AGREEMENT ), A COPY OF WHICH 8 THE ONGOING CONNECTED TRANSACTIONS, AS SET OUT IN Mgmt Against No Given the potential risks THE CIRCULAR OF THE COMPANY, BE AND ARE HEREBY associated with depositing APPROVED. funds under a connected transaction included in these resolutions, vote against these resolutions. 9 THE PROPOSED ANNUAL CAPS OF EACH OF THE ONGOING Mgmt Against No Given the potential risks CONNECTED TRANSACTIONS, AS SET OUT IN THE associated with depositing CIRCULAR BE AND ARE HEREBY APPROVED. funds under a connected transaction included in these resolutions, vote against these resolutions. 10 THE PROPOSED ANNUAL CAPS IN RESPECT OF THE PRODUCTS AND SERVICES TO BE PROVIDED BY THE GROUP TO CRMSC ARE HEREBY APPROVED Mgmt For Yes General Electric Co. *GE* Sedol-CUSIP 369604103 , 04/26/06 Annual Meeting 1.1 Elect Director James I. Cash, Jr. Mgmt For Yes 1.2 Elect Director Sir William M. Castell Mgmt For Yes 1.3 Elect Director Ann M. Fudge Mgmt For Yes 1.4 Elect Director Claudio X. Gonzalez Mgmt Withhold No 1.5 Elect Director Jeffrey R. Immelt Mgmt For Yes 1.6 Elect Director Andrea Jung Mgmt For Yes 1.7 Elect Director Alan G. Lafley Mgmt For Yes 1.8 Elect Director Robert W. Lane Mgmt For Yes 1.9 Elect Director Ralph S. Larsen Mgmt For Yes 1.10 Elect Director Rochelle B. Lazarus Mgmt For Yes 1.11 Elect Director Sam Nunn Mgmt For Yes 1.12 Elect Director Roger S. Penske Mgmt For Yes 1.13 Elect Director Robert J. Swieringa Mgmt For Yes 1.14 Elect Director Douglas A. Warner, III Mgmt For Yes 1.15 Elect Director Robert C. Wright Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Restore or Provide for Cumulative Voting Shrhldr Against Yes 4 Adopt Policy on Overboarded Directors Shrhldr Against Yes 5 Company-Specific -- One Director from the Ranks of the Retirees Shrhldr Against Yes 6 Separate Chairman and CEO Positions Shrhldr Against Yes 7 Require a Majority Vote for the Election of Directors Shrhldr Against Yes 8 Report on Environmental Policies Shrhldr Against Yes Host Hotels & Resorts Inc. *HST* Sedol-CUSIP 44107P104 , 04/05/06 Special Meeting 1 Issue Shares in Connection with an Acquisition Mgmt For Yes Citigroup Inc. *C* Sedol-CUSIP 172967101 , 04/18/06 Annual Meeting 1.1 Elect Director C. Michael Armstrong Mgmt For Yes 1.2 Elect Director Alain J.P. Belda Mgmt For Yes 1.3 Elect Director George David Mgmt For Yes 1.4 Elect Director Kenneth T. Derr Mgmt For Yes 1.5 Elect Director John M. Deutch Mgmt For Yes 1.6 Elect Director Roberto Hernandez Ramirez Mgmt For Yes 1.7 Elect Director Ann Dibble Jordan Mgmt For Yes 1.8 Elect Director Klaus Kleinfeld Mgmt For Yes 1.9 Elect Director Andrew N. Liveris Mgmt For Yes 1.10 Elect Director Dudley C. Mecum Mgmt For Yes 1.11 Elect Director Anne M. Mulcahy Mgmt For Yes 1.12 Elect Director Richard D. Parsons Mgmt For Yes 1.13 Elect Director Charles Prince Mgmt For Yes 1.14 Elect Director Dr. Judith Rodin Mgmt For Yes 1.15 Elect Director Robert E. Rubin Mgmt For Yes 1.16 Elect Director Franklin A. Thomas Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Reduce Supermajority Vote Requirement Mgmt For Yes 4 Reduce Supermajority Vote Requirement Mgmt For Yes 5 Reduce Supermajority Vote Requirement Mgmt For Yes 6 End Issuance of Options and Prohibit Repricing Shrhldr Against Yes 7 Report on Political Contributions Shrhldr Abstain No 8 Report on Charitable Contributions Shrhldr Abstain No 9 Performance-Based Equity Awards Shrhldr For No This proposal provides for a "significant portion" of long-term equity compensation to executives be performance-based, it is not overly restrictive and does not limit the board's ability to create a competitive compensation package for its senior executives. 10 Reimbursement of Expenses Incurred by Shareholder(s) Shrhldr Against Yes 11 Separate Chairman and CEO Positions Shrhldr Against Yes 12 Clawback of Payments Under Restatement Shrhldr Against Yes Altria Group, Inc. *MO* Sedol-CUSIP 02209S103 , 04/27/06 Annual Meeting 1.1 Elect Director Elizabeth E. Bailey Mgmt For Yes 1.2 Elect Director Harold Brown Mgmt For Yes 1.3 Elect Director Mathis Cabiallavetta Mgmt For Yes 1.4 Elect Director Louis C. Camilleri Mgmt For Yes 1.5 Elect Director J. Dudley Fishburn Mgmt For Yes 1.6 Elect Director Robert E. R. Huntley Mgmt For Yes 1.7 Elect Director Thomas W. Jones Mgmt For Yes 1.8 Elect Director George Munoz Mgmt For Yes 1.9 Elect Director Lucio A. Noto Mgmt For Yes 1.10 Elect Director John S. Reed Mgmt For Yes 1.11 Elect Director Stephen M. Wolf Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Separate Chairman and CEO Positions Shrhldr Against Yes 4 Adopt ILO Standards Shrhldr Abstain No 5 Inform African Americans of Health Risks Associated with Menthol Cigarettes Shrhldr Abstain No 6 Establish Fire Safety Standards for Cigarettes Shrhldr Abstain No 7 Adopt Animal Welfare Policy Shrhldr Abstain No 8 Support Legislation to Reduce Smoking Shrhldr Abstain No 9 Provide Information on Second Hand Smoke Shrhldr Abstain No Dominion Resources, Inc. *D* Sedol-CUSIP 25746U109 , 04/28/06 Annual Meeting 1.1 Elect Director Peter W. Brown Mgmt For Yes 1.2 Elect Director Ronald J. Calise Mgmt For Yes 1.3 Elect Director Thos. E. Capps Mgmt For Yes 1.4 Elect Director George A. Davidson, Jr. Mgmt For Yes 1.5 Elect Director Thomas F. Farrell, II Mgmt For Yes 1.6 Elect Director John W. Harris Mgmt For Yes 1.7 Elect Director Robert S. Jepson, Jr. Mgmt For Yes 1.8 Elect Director Mark J. Kington Mgmt For Yes 1.9 Elect Director Benjamin J. Lambert, III Mgmt For Yes 1.10 Elect Director Richard L. Leatherwood Mgmt For Yes 1.11 Elect Director Margaret A. McKenna Mgmt For Yes 1.12 Elect Director Frank S. Royal, M.D. Mgmt For Yes 1.13 Elect Director S. Dallas Simmons Mgmt For Yes 1.14 Elect Director David A. Wollard Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Require a Majority Vote for the Election of Shrhldr For No The board election process Directors must ensure that shareholders expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. 4 Report on Greenhouse Gas Emissions Shrhldr Abstain No 5 Submit Supplemental Executive Retirement Plans to Shrhldr For No Shareholders should ratify Shareholder vote certain types of extraordinary pension benefits beyond those offered under employee-wide plans, such as credit for years of service not actually worked, preferential benefit formulas, and accelerated vesting of pension benefits. Lucrative pension enhancements can represent a sizable liability to shareholders. BP PLC (Form. Bp Amoco Plc ) *BP* Sedol-CUSIP 055622104 , 04/20/06 Annual Meeting 1 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND THE ACCOUNTS Mgmt For Yes 2 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For Yes 3.1 Elect Director Dr D C Allen Mgmt For Yes 3.2 Elect Director Lord Browne Mgmt For Yes 3.3 Elect Director Mr J H Bryan Mgmt For Yes 3.4 Elect Director Mr A Burgmans Mgmt For Yes 3.5 Elect Director Mr I C Conn Mgmt For Yes 3.6 Elect Director Mr E B Davis, Jr Mgmt For Yes 3.7 Elect Director Mr D J Flint Mgmt For Yes 3.8 Elect Director Dr B E Grote Mgmt For Yes 3.9 Elect Director Dr A B Hayward Mgmt For Yes 3.10 Elect Director Dr D S Julius Mgmt For Yes 3.11 Elect Director Sir Tom Mckillop Mgmt For Yes 3.12 Elect Director Mr J A Manzoni Mgmt For Yes 3.13 Elect Director Dr W E Massey Mgmt For Yes 3.14 Elect Director Sir Ian Prosser Mgmt For Yes 3.15 Elect Director Mr M H Wilson Mgmt For Yes 3.16 Elect Director Mr P D Sutherland Mgmt For Yes 4 Ratify Auditors Mgmt For Yes 5 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY Mgmt For Yes 6 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT Mgmt For Yes 7 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH WITHOUT MAKING AN OFFER TO SHAREHOLDERS Mgmt For Yes Pfizer Inc. *PFE* Sedol-CUSIP 717081103 , 04/27/06 Annual Meeting 1.1 Elect Director Michael S. Brown Mgmt For Yes 1.2 Elect Director M. Anthony Burns Mgmt For Yes 1.3 Elect Director Robert N. Burt Mgmt For Yes 1.4 Elect Director W. Don Cornwell Mgmt For Yes 1.5 Elect Director William H. Gray, III Mgmt For Yes 1.6 Elect Director Constance J. Horner Mgmt For Yes 1.7 Elect Director William R. Howell Mgmt For Yes 1.8 Elect Director Stanley O. Ikenberry Mgmt For Yes 1.9 Elect Director George A. Lorch Mgmt Withhold No WITHHOLD votes from directors Mead and Lorch as a signal that fresh perspectives and new faces are needed on this compensation committee. 1.10 Elect Director Henry A. McKinnell Mgmt For Yes 1.11 Elect Director Dana G. Mead Mgmt Withhold No WITHHOLD votes from directors Mead and Lorch as a signal that fresh perspectives and new faces are needed on this compensation committee. 1.12 Elect Director Ruth J. Simmons Mgmt For Yes 1.13 Elect Director William C. Steere, Jr. Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Reduce Supermajority Vote Requirement Mgmt For Yes 4 Establish Term Limits for Directors Shrhldr Against Yes 5 Social Proposal Shrhldr Against Yes 6 Restore or Provide for Cumulative Voting Shrhldr For No Cumulative voting is one of the corporate governance tools that provides shareholders access and influence over director elections. It ensures that holders of a significant number of shares win board representation. 7 Separate Chairman and CEO Positions Shrhldr For No The principle of the separation of the roles of chairman and CEO as it is a basic element of sound corporate governance practice. 8 Report on Political Contributions Shrhldr Abstain No 9 Report on Animal Welfare Policy Shrhldr Abstain No 10 Reort on Animal-based Testing Shrhldr Abstain No The Bank Of New York Co., Inc. *BK* Sedol-CUSIP 064057102 , 04/11/06 Annual Meeting 1.1 Elect Director Frank J. Biondi Mgmt For Yes 1.2 Elect Director Nicholas M. Donofrio Mgmt For Yes 1.3 Elect Director Gerald L. Hassel Mgmt For Yes 1.4 Elect Director Richard J. Kogan Mgmt For Yes 1.5 Elect Director Michael J. Kowalski Mgmt For Yes 1.6 Elect Director John A. Luke, Jr. Mgmt For Yes 1.7 Elect Director John C. Malone Mgmt Withhold No 1.8 Elect Director Paul Myners Mgmt For Yes 1.9 Elect Director Catherine A. Rein Mgmt For Yes 1.10 Elect Director Thomas A. Renyi Mgmt For Yes 1.11 Elect Director William C. Richardson Mgmt For Yes 1.12 Elect Director Brian l. Roberts Mgmt For Yes 1.13 Elect Director Samuel C. Scott, III Mgmt For Yes 1.14 Elect Director Richard C. Vaughan Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Provide for Cumulative Voting Shrhldr For No Cumulative voting is one of the corporate governance tools that provides shareholders access and influence over director elections. It ensures that holders of a significant number of shares win board representation. Under a cumulative voting policy, shareholders can withhold votes from certain nominees in order to cast multiple votes for others. Currently shareholders can only cast one vote for each nominee. 4 Reimbursement of Expenses of Opposition Candidates Shrhldr Against Yes Bank of America Corp. *BAC* Sedol-CUSIP 060505104 , 04/26/06 Annual Meeting 1.1 Elect Director William Barnet, III Mgmt For Yes 1.2 Elect Director Frank P. Bramble, Sr. Mgmt For Yes 1.3 Elect Director John T. Collins Mgmt For Yes 1.4 Elect Director Gary L. Countryman Mgmt For Yes 1.5 Elect Director Tommy R. Franks Mgmt For Yes 1.6 Elect Director Paul Fulton Mgmt For Yes 1.7 Elect Director Charles K. Gifford Mgmt For Yes 1.8 Elect Director W. Steven Jones Mgmt For Yes 1.9 Elect Director Kenneth D. Lewis Mgmt For Yes 1.10 Elect Director Monica C. Lozano Mgmt For Yes 1.11 Elect Director Walter E. Massey Mgmt For Yes 1.12 Elect Director Thomas J. May Mgmt For Yes 1.13 Elect Director Patricia E. Mitchell Mgmt For Yes 1.14 Elect Director Thomas M. Ryan Mgmt For Yes 1.15 Elect Director O. Temple Sloan, Jr. Mgmt For Yes 1.16 Elect Director Meredith R. Spangler Mgmt For Yes 1.17 Elect Director Robert L. Tillman Mgmt For Yes 1.18 Elect Director Jackie M. Ward Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Amend Omnibus Stock Plan Mgmt For Yes 4 Publish Political Contributions Shrhldr Abstain No 5 Require a Majority Vote for the Election of Directors Shrhldr Against Yes 6 Provide for an Independent Chairman Shrhldr Against Yes 7 Exclude Reference to Sexual Orientation from the Company's EEO Statement Shrhldr Abstain No Chevron Corporation *CVX* Sedol-CUSIP 166764100 , 04/26/06 Annual Meeting 1.1 Elect Director Samuel H. Armacost Mgmt For Yes 1.2 Elect Director Linnet F. Deily Mgmt For Yes 1.3 Elect Director Robert E. Denham Mgmt For Yes 1.4 Elect Director Robert J. Eaton Mgmt For Yes 1.5 Elect Director Sam Ginn Mgmt For Yes 1.6 Elect Director Franklyn G. Jenifer Mgmt For Yes 1.7 Elect Director Sam Nunn Mgmt For Yes 1.8 Elect Director David J. O'Reilly Mgmt For Yes 1.9 Elect Director Donald B. Rice Mgmt For Yes 1.10 Elect Director Peter J. Robertson Mgmt For Yes 1.11 Elect Director Charles R. Shoemate Mgmt For Yes 1.12 Elect Director Ronald D. Sugar Mgmt For Yes 1.13 Elect Director Carl Ware Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Company-Specific-Reimbursement of Stockholder Shrhldr For No Because this binding Proposal proposal provides for reimbursement of expenses only in cases where a resolution is passed by shareholders and adopted for the benefit of the company, vote FOR this item. 4 Report on Environmental Impact of Drilling in Sensitive Areas Shrhldr Abstain No 5 Report on Political Contributions Shrhldr Abstain No 6 Adopt an Animal Welfare Policy Shrhldr Abstain No 7 Adopt a Human Rights Policy Shrhldr Abstain No 8 Report on Remediation Expenses in Ecuador Shrhldr Abstain No UST Inc. *UST* Sedol-CUSIP 902911106 , 05/02/06 Annual Meeting 1.1 Elect Director Patricia Diaz Dennis Mgmt For Yes 1.2 Elect Director Peter J. Neff Mgmt For Yes 1.3 Elect Director Andrew J. Parsons Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Submit Internet Tobacco Advertisements to Independent Review Shrhldr Against Yes 4 Declassify the Board of Directors Shrhldr For No The ability to elect directors is the single most important use of the shareholder franchise, and all directors should be accountable on an annual basis. A classified board can entrench management and effectively preclude most takeover bids or proxy contests. Board classification forces dissidents and would-be acquirers to negotiate with the incumbent board, which has the authority to decide on offers without a shareholder vote. JPMorgan Chase & Co. *JPM* Sedol-CUSIP 46625H100 , 05/16/06 Annual Meeting 1.1 Elect Director John H. Biggs Mgmt For Yes 1.2 Elect Director Stephen B. Burke Mgmt For Yes 1.3 Elect Director James S. Crown Mgmt For Yes 1.4 Elect Director James Dimon Mgmt For Yes 1.5 Elect Director Ellen V. Futter Mgmt For Yes 1.6 Elect Director William H. Gray, III Mgmt For Yes 1.7 Elect Director William B. Harrison, Jr. Mgmt For Yes 1.8 Elect Director Laban P. Jackson, Jr. Mgmt For Yes 1.9 Elect Director John W. Kessler Mgmt For Yes 1.10 Elect Director Robert I. Lipp Mgmt For Yes 1.11 Elect Director Richard A. Manoogian Mgmt For Yes 1.12 Elect Director David C. Novak Mgmt For Yes 1.13 Elect Director Lee R. Raymond Mgmt For Yes 1.14 Elect Director William C. Weldon Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Put Repricing of Stock Options to Shareholder Vote Shrhldr Against Yes 4 Performance-Based Equity Awards Shrhldr For No 5 Separate Chairman and CEO Positions Shrhldr Against Yes 6 Remove Reference to Sexual Orientation from EEO Statement Shrhldr Abstain No 7 Amend Articles/Bylaws/Charter -- Call Special Meetings Shrhldr For No 8 Report on Lobbying Activities Shrhldr Abstain No 9 Report on Political Contributions Shrhldr Abstain No 10 Approve Terms of Existing Poison Pill Shrhldr Against Yes 11 Provide for Cumulative Voting Shrhldr For No 12 Claw-back of Payments under Restatements Shrhldr Against Yes 13 Require Director Nominee Qualifications Shrhldr Against Yes ConocoPhillips *COP* Sedol-CUSIP 20825C104 , 05/10/06 Annual Meeting 1.1 Elect Director Richard L. Armitage Mgmt For Yes 1.2 Elect Director Richard H. Auchinleck Mgmt For Yes 1.3 Elect Director Harald J. Norvik Mgmt For Yes 1.4 Elect Director William K. Reilly Mgmt For Yes 1.5 Elect Director Victoria J. Tschinkel Mgmt For Yes 1.6 Elect Director Kathryn C. Turner Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Report Damage Resulting From Drilling Inside the National Petroleum Reserve Shrhldr Abstain No 4 Require a Majority Vote for the Election of Shrhldr For No The board election process Directors must ensure that shareholders expressions of dissatisfaction with the performance of directors have meaningful consequences. A majority vote standard transforms the director election process from a symbolic gesture to a meaningful voice for shareholders. 5 Submit Supplemental Executive Retirement Plans to Shrhldr For No Shareholders should ratify Shareholder vote certain types of extraordinary pension benefits beyond those offered under employee-wide plans, such as credit for years of service not actually worked, preferential benefit formulas, and accelerated vesting of pension benefits. 6 Report Accountability for Company's Environmental Shrhldr Abstain No Impacts due to Operation 7 Non-Employee Director Compensation Shrhldr Against Yes Southern Copper Corporation *PCU* Sedol-CUSIP 84265V105 , 05/04/06 Annual Meeting 1.1 Elect Director Emilio Carrillo Gamboa Mgmt Withhold No WITHHOLD votes from GermAin Larrea Mota-Velasco, Oscar Gonzalez Rocha, and Xavier Garcaa de Quevedo Topete for standing as insiders on the Compensation Committee and for failure to establish a majority independent board. We recommend that shareholders WITHHOLD votes from Armando Ortega Gamez for standing as an insider on the Nominating Committee and for failure to establish a majority independent board. Also, we recommend that shareholders WITHHOLD votes from J. Eduardo Gonzalez Falix, Juan Rebolledo Gout, Jaime Fernando Collazo Gonzalez and Genaro Larrea Mota-Velasco for failure to establish a majority independent board. Lastly, we recommend that shareholders WITHHOLD votes from Emilio Carrillo Gamboa for sitting on more than six boards. 1.2 Elect Director Jaime Fernando Collazo Gonzalez Mgmt Withhold No 1.3 Elect Director Xavier Garcia de Quevedo Topete Mgmt Withhold No 1.4 Elect Director Oscar Gonzalez Rocha Mgmt Withhold No 1.5 Elect Director J. Eduardo Gonzalez Felix Mgmt Withhold No 1.6 Elect Director Harold S. Handelsman Mgmt For Yes 1.7 Elect Director German Larrea Mota-Velasco Mgmt Withhold No 1.8 Elect Director Genaro Larrea Mota-Velasco Mgmt Withhold No 1.9 Elect Director Armando Ortega Gomez Mgmt Withhold No 1.10 Elect Director Juan Rebolledo Gout Mgmt Withhold No 1.11 Elect Director Luis Miguel Palomino Bonilla Mgmt For Yes 1.12 Elect Director Gilberto Perezalonso Cifuentes Mgmt For Yes 1.13 Elect Director Carlos Ruiz Sacristan Mgmt For Yes 2 Require Advance Notice for Shareholder Mgmt Against No Shareholders should be Proposals/Nominations able to submit proposals as close to the meeting date as reasonably possible. 3 Amend Articles/Bylaws/Charter-Non-Routine Mgmt For Yes 4 Amend Articles/Change in Control Mgmt For Yes Adopt Supermajority Vote Requirement for No A company should obtain 5 Amendments Mgmt Against shareholder approval for amending its by-laws. Therefore, adoption of this proposal would have an adverse impact on shareholders. 6 Increase Authorized Common Stock Mgmt For Yes 7 Ratify Auditors Mgmt For Yes Equity Inns, Inc. *ENN* Sedol-CUSIP 294703103 , 05/11/06 Annual Meeting 1.1 Elect Director Robert P. Bowen Mgmt For Yes 1.2 Elect Director Joseph W. Mcleary Mgmt For Yes 2 Ratify Auditors Mgmt For Yes W.P. Stewart & Company Ltd. *WPL* Sedol-CUSIP G84922106 , 05/10/06 Annual Meeting 1.1 Elect Director William P. Stewart Mgmt For Yes 1.2 Elect Director John C. Russell Mgmt For Yes 1.3 Elect Director Henry B. Smith Mgmt For Yes 1.4 Elect Director Dominik M.F. Brunner Mgmt For Yes 1.5 Elect Director Angus S. King Mgmt For Yes 1.6 Elect Director Jeremy W. Sillem Mgmt For Yes 1.7 Elect Director Heinrich Spangler Mgmt Withhold No Non-independents, particularly on such key board committees as the audit and remuneration committees, threaten to undermine the purpose of these committees in providing independent oversight and preventing conflicts of interest. 1.8 Elect Director Jan J. Spiering Mgmt For Yes 1.9 Elect Director Richard D. Spurling Mgmt For Yes 2 ESTABLISH THE SIZE OF THE BOARD OF DIRECTORS AT 12 AND AUTHORIZE APPOINTMENT OF NEW DIRECTORS. Mgmt For Yes 3 Ratify Auditors Mgmt For Yes 4 RATIFICATION OF ISSUANCES OF COMMON SHARES TO DIRECTORS, OFFICERS AND EMPLOYEES. Mgmt For Yes Highland Hospitality Corp *HIH* Sedol-CUSIP 430141101 , 05/23/06 Annual Meeting 1.1 Elect Director Bruce D. Wardinski Mgmt For Yes 1.2 Elect Director James L. Francis Mgmt For Yes 1.3 Elect Director John M. Elwood Mgmt For Yes 1.4 Elect Director W. Reeder Glass Mgmt For Yes 1.5 Elect Director John W. Hill Mgmt For Yes 1.6 Elect Director Thomas A. Natelli Mgmt For Yes 1.7 Elect Director Margaret A. Sheehan Mgmt For Yes 1.8 Elect Director William L. Wilson Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Amend Omnibus Stock Plan Mgmt For Yes Reddy Ice Holdings, Inc. *FRZ* Sedol-CUSIP 75734R105 , 05/18/06 Annual Meeting 1.1 Elect Director William P. Brick Mgmt For Yes 1.2 Elect Director Andrew R. Heyer Mgmt Withhold No 1.3 Elect Director Theodore J. Host Mgmt For Yes 1.4 Elect Director David E. King Mgmt For Yes 1.5 Elect Director Douglas R. Korn Mgmt Withhold No 1.6 Elect Director Michael S. Mcgrath Mgmt For Yes 1.7 Elect Director Tracy L. Noll Mgmt For Yes 1.8 Elect Director William P. Phoenix Mgmt For Yes 1.9 Elect Director Robert N. Verdecchio Mgmt For Yes 1.10 Elect Director Jimmy C. Weaver Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Macquarie Infrastructure Company Trust *MIC* Sedol-CUSIP 55607X108 , 05/25/06 Annual Meeting 1.1 Elect Director Norman H. Brown, Jr. Mgmt For Yes 1.2 Elect Director George W. Carmany, III Mgmt For Yes 1.3 Elect Director William H. Webb Mgmt For Yes 2 Ratify Auditors Mgmt For Yes Host Hotels & Resorts Inc. *HST* Sedol-CUSIP 44107P104 , 05/18/06 Annual Meeting 1.1 Elect Director Robert M. Baylis Mgmt For Yes 1.2 Elect Director Terence C. Golden Mgmt Withhold No WITHHOLD votes from Terence C. Golden for standing as an affiliated outsider on the Audit Committee. 1.3 Elect Director Ann M. Korologos Mgmt For Yes 1.4 Elect Director Richard E. Marriott Mgmt For Yes 1.5 Elect Director Judith A. Mchale Mgmt For Yes 1.6 Elect Director John B. Morse, Jr. Mgmt For Yes 1.7 Elect Director Christopher J. Nassetta Mgmt For Yes 2 Ratify Auditors Mgmt For Yes 3 Require a Majority Vote for the Election of Directors Shrhldr For Yes Synagro Technologies, Inc. *SYGR* Sedol-CUSIP 871562203 , 05/24/06 Annual Meeting 1.1 Elect Director Ross M. Patten Mgmt For Yes 1.2 Elect Director Robert C. Boucher, Jr. Mgmt For Yes 1.3 Elect Director David A. Donnini Mgmt Withhold No 1.4 Elect Director Vincent J. Hemmer Mgmt For Yes 1.5 Elect Director James B. Mattly Mgmt For Yes 1.6 Elect Director Gene A. Meredith Mgmt For Yes 1.7 Elect Director George E. Sperzel Mgmt For Yes 1.8 Elect Director Alfred Tyler 2nd Mgmt For Yes 1.9 Elect Director J. Paul Withrow Mgmt For Yes 2 Report on Environmental, Health and Safety Impacts of New York Organic Fertilizer Company Shrhldr Against Yes Vodafone Group PLC *VOD_LN* Sedol-CUSIP G93882101 , 07/26/05 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Re-elect Lord MacLaurin of Knebworth as Director Mgmt DNV No 3 Re-elect Paul Hazen as Director Mgmt DNV No 4 Re-elect Arun Sarin as Director Mgmt DNV No 5 Re-elect Sir Julian Horn-Smith as Director Mgmt DNV No 6 Re-elect Peter Bamford as Director Mgmt DNV No 7 Re-elect Thomas Geitner as Director Mgmt DNV No 8 Re-elect Michael Boskin as Director Mgmt DNV No 9 Re-elect Lord Broers as Director Mgmt DNV No 10 Re-elect John Buchanan as Director Mgmt DNV No 11 Re-elect Penny Hughes as Director Mgmt DNV No 12 Re-elect Jurgen Schrempp as Director Mgmt DNV No 13 Re-elect Luc Vandevelde as Director Mgmt DNV No 14 Elect Sir John Bond as Director Mgmt DNV No 15 Elect Andrew Halford as Director Mgmt DNV No 16 Approve Final Dividend of 2.16 Pence Per Ordinary Share Mgmt DNV No 17 Approve Remuneration Report Mgmt DNV No 18 Reappoint Deloitte & Touche LLP as Auditors of the Company Mgmt DNV No 19 Authorise the Audit Committee to Fix Remuneration of the Auditors Mgmt DNV No 20 Authorise the Company and Any Company Which is or Becomes a Subsidiary of the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 Mgmt DNV No 21 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 900,000,000 Mgmt DNV No 22 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 320,000,000 Mgmt DNV No 23 Authorise 6,400,000,000 Ordinary Shares for Market Purchase Mgmt DNV No 24 Amend Memorandum of Association and Articles of Association Re: Indemnification of Directors Mgmt DNV No 25 Approve the Vodafone Global Incentive Plan Mgmt DNV No Hero Honda Motors Ltd. *HH_IN* Sedol-CUSIP Y3179Z146 , 08/22/05 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Dividends of INR 20 Per Share Mgmt DNV No 3 Reappoint O.P. Munjal as Director Mgmt DNV No 4 Reappoint N.N. Vohra as Director Mgmt DNV No 5 Approve Retirement of S.P. Virmani Mgmt DNV No 6 Approve A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration Mgmt DNV No 7 Appoint A. Singh as Director Mgmt DNV No 8 Appoint P. Singh as Director Mgmt DNV No 9 Appoint S. Bhartia as Director Mgmt DNV No 10 Appoint V.L. Kelkar as Director Mgmt DNV No 11 Approve Appointment and Remuneration of M. Yamamoto, Jt. Managing Director Mgmt DNV No 12 Approve Appointment and Remuneration of T. Eguchi, Executive Director Mgmt DNV No 13 Appoint M. Sudo as Director Mgmt DNV No France Telecom SA *FTE_FP* Sedol-CUSIP F4113C103 , 04/21/06 Annual/Special Meeting 1 Approve Financial Statements and Discharge Directors Mgmt DNV No 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt DNV No 3 Approve Allocation of Income and Dividends of EUR 1 per Share Mgmt DNV No 4 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt DNV No 5 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt DNV No 6 Amend Articles of Association Re: Attend Board Meetings by Way of Videoconference and of Telecommunication Mgmt DNV No 7 Amend Articles of Association Re: General Meeting Quorums Mgmt DNV No 8 Authorize Capital Increase of up to EUR 200 Million to Participants of Orange S.A. Stock Option Plan in Connection with France Telecom Liquidity Agreement Mgmt DNV No 9 Approve Restricted Stock Plan for Orange S.A. Option Holders Mgmt DNV No 10 Approve Employee Savings-Related Share Purchase Plan Mgmt DNV No 11 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt DNV No 12 Authorize up to One Percent of Issued Capital for Use in Restricted Stock Plan Mgmt DNV No 13 Authorize Filling of Required Documents/Other Formalities Mgmt DNV No China Merchants Holdings (International) Co. Ltd. *144_HK* Sedol-CUSIP Y1489Q103 , 01/25/06 Special Meeting 1 Approve Acquisition by the Company from Super Talent Group Ltd. of the Entire Issued Capital of Treasure Group Investments Ltd. and All Shareholder Loans; and Issue of Consideration Shares Mgmt DNV No 2 Approve Increase in Authorized Capital from HK$300.0 Million to HK$500.0 Million by the Addition of HK$200.0 Million Divided into 2.0 Billion Shares of HK$0.10 Each Mgmt DNV No 3 Approve Connected Transactions Mgmt DNV No E.ON AG (formerly Veba Ag) *EOA_GR* Sedol-CUSIP D24909109 , 05/04/06 Annual Meeting 1 Receive Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Allocation of Income and an Ordinary Dividends of EUR 2.75 per Share and Bonus Dividend of EUR 4.25 per Share Mgmt DNV No 3 Approve Discharge of Management Board for Fiscal 2005 Mgmt DNV No 4 Approve Discharge of Supervisory Board for Fiscal 2005 Mgmt DNV No 5 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Mgmt DNV No 6 Approve Affiliation Agreements with Subsidiary E.ON Zwoelfte Verwaltungs GmbH Mgmt DNV No 7 Approve Affiliation Agreements with Subsidiary E.ON Dreizehnte Verwaltungs GmbH Mgmt DNV No 8 Amend Articles Re: Conducting of Shareholder Meetings due to New German Legislation (Law on Company Integrity and Modernization of the Right of Avoidance) Mgmt DNV No 9 Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2006 Mgmt DNV No OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA ) *OPAP_GA* Sedol-CUSIP X5967A101 , 05/31/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Allocation of Income and Dividends Mgmt DNV No 3 Approve Discharge of Board and Auditors Mgmt DNV No 4 Appoint Auditors and Deputy Auditors and Determination of Their Fees Mgmt DNV No 5 Approve Remuneration of Chairman, CEO and Secretary of the Board Mgmt DNV No 6 Approve Remuneration of Board Members for Participation on Board Committees Mgmt DNV No 7 Amend Articles (Bundled) Mgmt DNV No 8 Other Business Mgmt DNV No Lloyds TSB Group plc (formerly TSB Group) *LLOY_LN* Sedol-CUSIP G5542W106 , 05/11/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt For Yes 2 Approve Remuneration Report Mgmt For Yes 3a Elect Sir Victor Blank as Director Mgmt For Yes 3b Elect Terri Dial as Director Mgmt For Yes 3c Elect Jan du Plessis as Director Mgmt For Yes 3d Elect Lord Leitch as Director Mgmt For Yes 4 Re-elect Archie Kane as Director Mgmt For Yes 5 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt For Yes 6 Authorise Board to Fix Remuneration of Auditors Mgmt For Yes 7 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 370,781,731, USD 40,000,000, EUD 40,000,000 and JPY 1,250,000,000 Mgmt For Yes 8 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 71,023,408 Mgmt For Yes 9 Authorise 568,000,000 Ordinary Shares for Market Purchase Mgmt For Yes 10 Approve Lloyds TSB Long-Term Incentive Plan 2006 Mgmt For Yes 11a Authorise to Make EU Political Organisation Donations up to GBP 10,000 and Incur EU Political Expenditure up to GBP 10,000 Mgmt For Yes 11b Authorise Lloyds TSB Bank Plc to Make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Mgmt For Yes 11c Authorise Lloyds TSB Scotland Plc to Make EU Political Organisation Donations up to GBP 40,000 and Incur EU Political Expenditure up to GBP 40,000 Mgmt For Yes 11d Authorise Scottish Widows Plc to Make EU Political Organisation Donations up to GBP 30,000 and Incur EU Political Expenditure up to GBP 30,000 Mgmt For Yes 11e Authorise Cheltenham & Gloucester Plc to Make EU Political Organisation Donations up to GBP 10,000 and Incur EU Political Expenditure up to GBP 10,000 Mgmt For Yes 11f Authorise Lloyds TSB Asset Finance Division Limited to Make EU Political Organisation Donations up to GBP 10,000 and Incur EU Political Expenditure up to GBP 10,000 Mgmt For Yes 12 Amend Memorandum and Articles of Association Re: Indemnification Mgmt For Yes 13 Approve Increase in Remuneration of Non-Executive Directors to GBP 750,000 Mgmt For Yes Sanofi-Aventis (Formerly Sanofi-Synthelabo ) *SAN_FP* Sedol-CUSIP F5548N101 , 05/31/06 Annual/Special Meeting 1 Approve Financial Statements and Statutory Reports Mgmt DNV No 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt DNV No 3 Approve Allocation of Income and Dividends of EUR 1.52 per Share Mgmt DNV No 4 Approve Special Auditors' Report Regarding Related-Party Transactions Mgmt DNV No 5 Reelect Lord Douro as Director Mgmt DNV No 6 Elect Gerard Le Fur as Director Mgmt DNV No 7 Ratify Ernst & Young Audit as Auditor Mgmt DNV No 8 Ratify Auditex as Alternate Auditor Mgmt DNV No 9 Approve Remuneration of Directors in the Aggregate Amount of EUR 1.2 Million Mgmt DNV No 10 Authorize Repurchase of Up to Ten Percent of Issued Share Capital Mgmt DNV No 11 Approve Merger by Absorption of Rhone Cooper by Sanofi-Aventis, Approve its Remuneration, and Approve Capital Increase in Connection with the Merger Mgmt DNV No 12 Allocation of Merger Premium Mgmt DNV No 13 Acknowledge Definitive Realisation of Merger on May 31, 2006, and Capital Increase in Connection with the Merger Mgmt DNV No 14 Amend Articles of Association Re: Change in Capital Pursuant to Items Above Mgmt DNV No 15 Amend Articles of Association Board Related Re: Term of Mandate of Chairman Mgmt DNV No 16 Authorize Filling of Required Documents/Other Formalities Mgmt DNV No GlaxoSmithKline PLC (formerly Glaxo Wellcome Plc ) *GSK_LN* Sedol-CUSIP G3910J112 , 05/17/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Remuneration Report Mgmt DNV No 3 Elect Moncef Slaoui as Director Mgmt DNV No 4 Elect Tom de Swaan as Director Mgmt DNV No 5 Re-elect Lawrence Culp as Director Mgmt DNV No 6 Re-elect Sir Crispin Davis as Director Mgmt DNV No 7 Re-elect Ronaldo Schmitz as Director Mgmt DNV No 8 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt DNV No 9 Authorize Audit Committee to Fix Remuneration of Auditors Mgmt DNV No 10 Approve the Company to Make EU Political Organisation Donations up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 Mgmt DNV No 11 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 485,201,557 Mgmt DNV No 12 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 72,780,233 Mgmt DNV No 13 Authorise 582,241,869 Ordinary Shares for Market Purchase Mgmt DNV No Hong Kong Exchanges and Clearing Ltd *388_HK* Sedol-CUSIP Y3506N105 , 04/26/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Final Dividend Mgmt DNV No 3a Elect Dannis J.H. Lee as Director Mgmt DNV No 3b Elect David M. Webb as Director Mgmt DNV No 3c Elect Gilbert K.T. Chu as Director Shrhldr DNV No 3d Elect Lawrence Y.L. Ho as Director Shrhldr DNV No 3e Elect Christine K.W. Loh as Director Shrhldr DNV No 4 Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration Mgmt DNV No 5 Authorize Repurchase of up to 10 Percent of Issued Share Capital Mgmt DNV No 6 Approve Remuneration of HK$240,000 Payable to Each Non-executive Director Mgmt DNV No Royal Bank Of Scotland Group Plc (The) *RBS_LN* Sedol-CUSIP G76891111 , 04/28/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Remuneration Report Mgmt DNV No 3 Approve Final Dividend of 53.1 Pence Per Ordinary Share Mgmt DNV No 4 Re-elect Bob Scott as Director Mgmt DNV No 5 Re-elect Peter Sutherland as Director Mgmt DNV No 6 Re-elect Colin Buchan as Director Mgmt DNV No 7 Elect Sir Tom McKillop as Director Mgmt DNV No 8 Elect Janis Kong as Director Mgmt DNV No 9 Elect Guy Whittaker as Director Mgmt DNV No 10 Elect Johnny Cameron as Director Mgmt DNV No 11 Elect Mark Fisher as Director Mgmt DNV No 12 Elect Bill Friedrich as Director Mgmt DNV No 13 Reappoint Deloitte & Touche LLP as Auditors of the Company Mgmt DNV No 14 Authorise Board to Fix Remuneration of Auditors Mgmt DNV No 15 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 266,482,100 Mgmt DNV No 16 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,972,315 Mgmt DNV No 17 Authorise 319,778,520 Ordinary Shares for Market Purchase Mgmt DNV No 18 Approve EU Political Donations up to GBP 250,000 and Incur EU Political Expenditure up to GBP 250,000 Mgmt DNV No Barclays Plc *BARC_LN* Sedol-CUSIP G08036124 , 04/27/06 Annual Meeting 1 Accept Financial Statements and Statutory Reports Mgmt DNV No 2 Approve Remuneration Report Mgmt DNV No 3 Elect Fulvio Conti as Director Mgmt DNV No 4 Elect Danie Cronje as Director Mgmt DNV No 5 Elect Robert Diamond Jr. as Director Mgmt DNV No 6 Elect Robert Steel as Director Mgmt DNV No 7 Elect John Sunderland as Director Mgmt DNV No 8 Re-elect Dame Dawson as Director Mgmt DNV No 9 Re-elect Sir Richard Broadbent as Director Mgmt DNV No 10 Re-elect Gary Hoffman as Director Mgmt DNV No 11 Re-elect Naguib Kheraj as Director Mgmt DNV No 12 Re-elect Sir Nigel Rudd as Director Nigel Rudd as Director Mgmt DNV No 13 Reappoint PricewaterhouseCoopers LLP as Auditors of the Company Mgmt DNV No 14 Authorize Board to Fix Remuneration of Auditors Mgmt DNV No 15 Authorise the Company to make EU Political Organisation Donations up to GBP 25,000 and Incur EU Political Expenditure up to GBP 25,000 Mgmt DNV No 16 Authorise Barclays Bank plc to make EU Political Organisation Donations up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 Mgmt DNV No 17 Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 541,215,604 Mgmt DNV No 18 Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 81,182,340 Mgmt DNV No 19 Authorise 968,600,000 Ordinary Shares for Market Purchase Mgmt DNV No Carrefour S.A. *CA_FP* Sedol-CUSIP F13923119 , 05/02/06 Annual/Special Meeting 1 Approve Financial Statements and Discharge Management Board Mgmt DNV No 2 Accept Consolidated Financial Statements and Statutory Reports Mgmt DNV No 3 Approve Allocation of Income and Dividends of EUR 1 per Share Mgmt DNV No 4 Authorize Repurchase of Up to Three Percent of Issued Share Capital Mgmt DNV No 5 Approve Reduction in Share Capital via Cancellation of Repurchased Shares Mgmt DNV No 6 Approve Employee Savings-Related Share Purchase Plan Mgmt DNV No 7 Amend Articles of Association in order to Reflect Legal Changes Mgmt DNV No 8 Change Location of Registered Office Mgmt DNV No Canadian Oil Sands Trust *COS.U* Sedol-CUSIP 13642L100 , 04/25/06 Annual/Special Meeting 1 Appoint PricewaterhouseCoopers LLP as Auditors of COSL and Authorize Board to Fix Remuneration of Auditors Mgmt For Yes 2 Appoint PricewaterhouseCoopers LLP as Auditors of the Trust and Authorize Board to Fix Remuneration of Auditors Mgmt For Yes 3 Elect Marcel R. Coutu, E. Susan Evans, Donald F. Mazankowski, Wayne M. Newhouse, Walter B. O'Donoghue, C.E. (Chuck) Shultz, Wesley R. Twiss, and John B. Zaozirny as Directors Mgmt For Yes 4 Approve 1:5 Unit Split Mgmt For Yes 5 Amend Trust Indenture Re: Foreign Ownership Constraints Mgmt For Yes 6 Approve Computershare Trust Company of Canada as Trustee of the Trust Mgmt For Yes Precision Drilling Trust *PD.U* Sedol-CUSIP 740215108 , 05/09/06 Annual Meeting 1 Elect Robert J.S. Gibson, Patrick M. Murray and H. Garth Wiggins as Trustees of the Trust Mgmt For Yes 2 Elect W.C. (Mickey) Dunn, Brian A. Felesky, Robert J.S. Gibson, Patrick M. Murray, Frederick W. Pheasey, Robert L. Phillips, Hank B. Swartout and H. Garth Wiggins as Directors of Precision Drilling Corporation Mgmt For Yes 3 Ratify KPMG LLP as Auditors Mgmt For Yes 4 Other Business Mgmt Withhold No
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: Thornburg Investment Trust By: /s/ Brian J. McMahon Brian J. McMahon President and principal executive officer Date: August 28, 2006