-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1QpqGZg0jeRQopYunCUcUa9X/Jw14fdxxmou1SQ97WaLTlLL1rLeMVNDW3E+gYj gOS8VydPWt6YmAPzPpSF+A== 0000080835-09-000032.txt : 20091106 0000080835-09-000032.hdr.sgml : 20091106 20091106094744 ACCESSION NUMBER: 0000080835-09-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 EFFECTIVENESS DATE: 20091106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 300 NORTH CAPITAL, LLC CENTRAL INDEX KEY: 0000080835 IRS NUMBER: 952989756 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00969 FILM NUMBER: 091163029 BUSINESS ADDRESS: STREET 1: 300 N LAKE AVE PH SUITE CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6264498500 MAIL ADDRESS: STREET 1: 300 NORTH LAKE AVENUE CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL DATE OF NAME CHANGE: 19940208 FORMER COMPANY: FORMER CONFORMED NAME: PROVIDENT INVESTMENT COUNSEL INC DATE OF NAME CHANGE: 19920507 13F-HR 1 nc13f-3q09.txt FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment[ ]: Amendment Number This Amendment (check only one) : [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: 300 North Capital, LLC. Address: 300 North Lake Avenue Pasadena, CA 91101 Form 13F File Number: 028-00969 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Erin Chetwood Title: Chief Compliance Officer Phone: 626-449-8500 Signature, Place, and Date of Signing: /s/ Erin Chetwood Pasadena, CA November 2, 2009 Report Type (Check only one.): (X) 13F HOLDINGS REPORT. ( ) 13F NOTICE. ( ) 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 Form 13F Summary Page Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 142 (data records) Form 13F Information Table Value Total: $518,147 (x1000) List of Other Included Managers: 01 OLD MUTUAL (US) HOLDINGS INC. 028-11931
VALUE SHARES/ SH/ PUT/ INVSTMT ---VOTING AUTHORITY--- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (X$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE LAZARD LTD SHS A G54050102 2901 70236 SH Defined 01 70236 0 0 MF GLOBAL LTD SHS G60642108 2727 375050 SH Defined 01 375050 0 0 SEAGATE TECH SHS G7945J104 5054 332310 SH Defined 01 332310 0 0 UTI WORLDWIDE ORD G87210103 5237 361695 SH Defined 01 332695 0 29000 AEGEAN MARINE SHS Y0017S102 5595 248657 SH Defined 01 229857 0 18800 AMR CORP COM 001765106 114 14295 SH Defined 01 14295 0 0 ACORDA THER COM 00484M106 3028 130050 SH Defined 01 117150 0 12900 AFFILIATED MNGRS COM 008252108 5827 89636 SH Defined 01 85336 0 4300 AIXTRON ADR 009606104 2905 106378 SH Defined 01 106378 0 0 ALCATEL-LUCENT ADR 013904305 132 29490 SH Defined 01 29490 0 0 ALEXION PHARM COM 015351109 4601 103305 SH Defined 01 95580 0 7725 ALLEGHENY TECH COM 01741R102 3013 86106 SH Defined 01 86106 0 0 ALLERGAN INC COM 018490102 3353 59077 SH Defined 01 59077 0 0 ALLIED IRISH ADR 019228402 116 12280 SH Defined 01 12280 0 0 AMKOR TECH COM 031652100 112 16325 SH Defined 01 16325 0 0 AMPHENOL CORP CL A 032095101 1700 45109 SH Defined 01 45109 0 0 ANSYS INC COM 03662Q105 2937 78386 SH Defined 01 78386 0 0 APOLLO GRP CL A 037604105 1698 23043 SH Defined 01 23043 0 0 ARCSIGHT INC COM 039666102 7626 316811 SH Defined 01 293311 0 23500 ARENA RESCRS COM 040049108 2093 58960 SH Defined 01 53360 0 5600 ASIAINFO HLDG COM 04518A104 3557 178130 SH Defined 01 161330 0 16800 ATHENAHEALTH INC COM 04685W103 5198 135475 SH Defined 01 125015 0 10460 AVON PRODS INC COM 054303102 2004 59022 SH Defined 01 59022 0 0 BALDOR ELEC CO COM 057741100 5079 185775 SH Defined 01 171975 0 13800 BIOMARIN PHARM COM 09061G101 3576 197763 SH Defined 01 183663 0 14100 BROADCOM CORP CL A 111320107 3582 116718 SH Defined 01 116718 0 0 BROADPOINT COM 11134A103 5143 616706 SH Defined 01 573306 0 43400 BUFFALO WLD COM 119848109 1760 42300 SH Defined 01 38200 0 4100 CB RICHARD CL A 12497T101 2500 212967 SH Defined 01 212967 0 0 CAMERON INTL COM 13342B105 3181 84114 SH Defined 01 84114 0 0 CARPENTER TECH COM 144285103 4113 175850 SH Defined 01 158250 0 17600 CATALYST HLTH COM 14888B103 437 15000 SH Defined 01 13500 0 1500 CELANESE CORP COM SER A 150870103 2349 93954 SH Defined 01 93954 0 0 CERNER CORP COM 156782104 3477 46484 SH Defined 01 46484 0 0 CHANGYOU COM ADS 15911M107 4127 116200 SH Defined 01 104000 0 12200 CHIPOTLE CL A 169656105 3251 33499 SH Defined 01 33499 0 0 COACH INC COM 189754104 2582 78432 SH Defined 01 78432 0 0 COGNIZANT TECH CL A 192446102 3198 82728 SH Defined 01 82728 0 0 CONCHO RES COM 20605P101 1270 34979 SH Defined 01 34979 0 0 CONCUR TECH COM 206708109 5216 131190 SH Defined 01 120590 0 10600 CONTINENTAL RCS COM 212015101 4462 113921 SH Defined 01 113921 0 0 COVANCE INC COM 222816100 3084 56948 SH Defined 01 56948 0 0 CTRIP COM ADR 22943F100 5308 90289 SH Defined 01 90289 0 0 CUMMINS INC COM 231021106 5032 112292 SH Defined 01 112292 0 0 CYBERSOURCE COM 23251J106 7519 451061 SH Defined 01 412361 0 38700 D R HORTON COM 23331A109 3246 284481 SH Defined 01 284481 0 0 DXP ENTP COM NEW 233377407 1728 155000 SH Defined 01 139400 0 15600 DELTA AIR COM NEW 247361702 111 12435 SH Defined 01 12435 0 0 DICKS SPORT COM 253393102 4353 194324 SH Defined 01 194324 0 0 DISCOVER FINL COM 254709108 3259 200808 SH Defined 01 200808 0 0 ENCORE ACQI COM 29255W100 1842 49250 SH Defined 01 44350 0 4900 EQUINIX INC COM NEW 29444U502 14945 162448 SH Defined 01 151448 0 11000 EVERCORE PTNS CLASS A 29977A105 9663 330695 SH Defined 01 307495 0 23200 F5 NETWRKS COM 315616102 3955 99805 SH Defined 01 99805 0 0 FLUOR CORP COM 343412102 2496 49092 SH Defined 01 49092 0 0 FLOWSERVE CORP COM 34354P105 3633 36870 SH Defined 01 36870 0 0 FUQI INT COM NEW 36102A207 2767 94500 SH Defined 01 85900 0 8600 GENERAL CAB COM 369300108 5060 129235 SH Defined 01 116335 0 12900 GENWORTH FINL COM CL A 37247D106 124 10385 SH Defined 01 10385 0 0 GRAFTECH INTL COM 384313102 3952 268850 SH Defined 01 238950 0 29900 GREENHILL & CO COM 395259104 1646 18372 SH Defined 01 18372 0 0 HARBIN ELEC COM 41145W109 726 43000 SH Defined 01 38700 0 4300 HARSCO CORP COM 415864107 2278 64345 SH Defined 01 64345 0 0 HEALTH MGMT CL A 421933102 122 16235 SH Defined 01 16235 0 0 HOME INNS SPON ADR 43713W107 9209 308510 SH Defined 01 287810 0 20700 HORSEHEAD COM 440694305 1936 165200 SH Defined 01 148700 0 16500 HOUSTON WIRE COM 44244K109 2339 211650 SH Defined 01 174250 0 37400 IPC THE HOSP COM 44984A105 5843 185800 SH Defined 01 171600 0 14200 ICONIX BRAND GRP COM 451055107 1045 83835 SH Defined 01 71835 0 12000 ILLUMINA INC COM 452327109 3238 76189 SH Defined 01 76189 0 0 INTERCONTL COM 45865V100 2309 23757 SH Defined 01 23757 0 0 INTEVAC INC COM 461148108 2652 197350 SH Defined 01 173650 0 23700 INTUITIVE SURG COM NEW 46120E602 6022 22964 SH Defined 01 22964 0 0 INTREPID POTASH COM 46121Y102 4140 175479 SH Defined 01 156679 0 18800 J CREW GROUP INC COM 46612H402 8021 223920 SH Defined 01 206520 0 17400 JOY GLOBAL INC COM 481165108 5422 110779 SH Defined 01 110779 0 0 JUNIPER COM 48203R104 2181 80722 SH Defined 01 80722 0 0 LAS VEGAS COM 517834107 4072 241788 SH Defined 01 241788 0 0 LASALLE HOTEL COM 517942108 11706 595435 SH Defined 01 552535 0 42900 LIBERTY MEDIA COM SER A 53071M104 116 10615 SH Defined 01 10615 0 0 LIFE TIME FIT COM 53217R207 6552 233570 SH Defined 01 215070 0 18500 LINCOLN NATL COM 534187109 1879 72512 SH Defined 01 72512 0 0 LUFKIN INDS COM 549764108 3505 65900 SH Defined 01 59400 0 6500 MSCI INC CL A 55354G100 2282 77052 SH Defined 01 77052 0 0 MYR GROUP COM 55405W104 3093 146650 SH Defined 01 136550 0 10100 MANPOWER INC COM 56418H100 2390 42153 SH Defined 01 42153 0 0 MARRIOTT INTL CL A 571903202 3757 136163 SH Defined 01 136163 0 0 MASIMO CORP COM 574795100 5337 203687 SH Defined 01 188064 0 15623 MCAFEE INC COM 579064106 1840 42026 SH Defined 01 42026 0 0 MEDASSETS INC COM 584045108 2703 119750 SH Defined 01 106250 0 13500 MERCADOLIBRE INC COM 58733R102 11672 303490 SH Defined 01 278990 0 24500 MONOLITHIC PWR COM 609839105 2690 114700 SH Defined 01 103100 0 11600 NATIONAL OIL COM 637071101 1900 44062 SH Defined 01 44062 0 0 NETAPP INC COM 64110D104 5442 203976 SH Defined 01 203976 0 0 NETEASE COM SPONSORED ADR 64110W102 5802 127004 SH Defined 01 127004 0 0 NETLOGIC MICRO COM 64118B100 10896 242125 SH Defined 01 222525 0 19600 NEUTRAL TNDM COM 64128B108 8737 383864 SH Defined 01 352064 0 31800 NEWFIELD EXPL COM 651290108 2313 54350 SH Defined 01 54350 0 0 NORDSTROM INC COM 655664100 5544 181528 SH Defined 01 181528 0 0 NUVASIVE INC COM 670704105 6968 166859 SH Defined 01 158759 0 8100 O2MICRO INTL SPONS ADR 67107W100 3222 613700 SH Defined 01 549300 0 64400 OCEANEERING COM 675232102 5004 88177 SH Defined 01 88177 0 0 OLD DOMINION COM 679580100 10152 333618 SH Defined 01 313618 0 20000 OMNICARE INC COM 681904108 1492 66263 SH Defined 01 66263 0 0 ONCOGENEX PHARM COM 68230A106 1390 38600 SH Defined 01 34700 0 3900 PARKER HANNIFIN COM 701094104 2196 42360 SH Defined 01 42360 0 0 PEABODY ENERGY COM 704549104 2345 63004 SH Defined 01 63004 0 0 PENSKE AUTO COM 70959W103 3201 166905 SH Defined 01 154505 0 12400 PRECISION CSTPRTS COM 740189105 4465 43832 SH Defined 01 43832 0 0 PRICE T ROWE COM 74144T108 1713 37490 SH Defined 01 37490 0 0 PRICELINE COM COM NEW 741503403 3476 20965 SH Defined 01 20965 0 0 PRINCIPAL FINL COM 74251V102 2463 89923 SH Defined 01 89923 0 0 PROS HLDGS COM 74346Y103 1751 208000 SH Defined 01 187000 0 21000 QLOGIC CORP COM 747277101 3017 175379 SH Defined 01 175379 0 0 RF MICRODVCS COM 749941100 117 21480 SH Defined 01 21480 0 0 RIVERBED TECH COM 768573107 5719 260428 SH Defined 01 240170 0 20258 ROCKWELL AUTO COM 773903109 2483 58290 SH Defined 01 58290 0 0 ROSS STORES COM 778296103 1933 40462 SH Defined 01 40462 0 0 ST JUDE MED COM 790849103 1341 34386 SH Defined 01 34386 0 0 SALESFORCE COM 79466L302 2215 38916 SH Defined 01 38916 0 0 SATYAM COMP ADR 804098101 123 18705 SH Defined 01 18705 0 0 SCHEIN HENRY COM 806407102 1870 34061 SH Defined 01 34061 0 0 SCHNITZER STL CL A 806882106 2846 53454 SH Defined 01 53454 0 0 SILICON LAB COM 826919102 11094 239292 SH Defined 01 228592 0 10700 SOURCEFIRE COM 83616T108 1938 90250 SH Defined 01 81250 0 9000 STARBUCKS COM 855244109 2824 136734 SH Defined 01 136734 0 0 TJX COS INC COM 872540109 2337 62906 SH Defined 01 62906 0 0 TNS INC COM 872960109 1807 65950 SH Defined 01 59250 0 6700 TECK RESCRS CL B 878742204 4261 154545 SH Defined 01 154545 0 0 TENET HLTHCRE COM 88033G100 139 23590 SH Defined 01 23590 0 0 TERRA INDS COM 880915103 3575 103111 SH Defined 01 103111 0 0 THOMPSON CRK COM 884768102 3288 272372 SH Defined 01 272372 0 0 TIBCO SFTWRE COM 88632Q103 117 12355 SH Defined 01 12355 0 0 TRIQUINT SEMI COM 89674K103 120 15515 SH Defined 01 15515 0 0 TRUEBLUE INC COM 89785X101 6614 470100 SH Defined 01 425100 0 45000 ULTIMATE SOFT COM 90385D107 3118 108550 SH Defined 01 97550 0 11000 VARIAN SEMI COM 922207105 8250 251220 SH Defined 01 241220 0 10000 VEECO INSTRS COM 922417100 3278 140550 SH Defined 01 124250 0 16300 WALTER ENERGY COM 93317Q105 5291 88090 SH Defined 01 78390 0 9700 WESTPORT INNOV COM NEW 960908309 3259 256595 SH Defined 01 256595 0 0 WHITING PETE COM 966387102 6326 109865 SH Defined 01 100765 0 9100 WILLIAMS SONOMA COM 969904101 2744 135649 SH Defined 01 135649 0 0
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